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Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.
March 5
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The request for comment could be a prelude to a rule amendment dialing back one muni advisor responsibility.
February 28
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The new guidance cleared up social media advertising restrictions and interactive content.
February 26
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The groups plan to address advertising, defining duties for non-solicitor muni advisors and test prepping during the program.
February 21
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The number of trades increased by 2.9% in 2018, the highest it’s reached in the last five years, while the actual dollar amount remained stable.
February 19
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Scott Andreson plans to work with the SEC to improve disclosure.
February 12
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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7
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Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5
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The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.
February 4 -
Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.
January 31
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Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.
January 29 -
Days after the government reopened temporarily, the Municipal Securities Rulemaking Board extended the effective date for new advertising requirements.
January 29 -
The MSRB plans to file for a new effective date for new advertising requirements as soon as the government reopens.
January 25
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The Municipal Securities Rulemaking Board will begin preliminary conversations about SEC Chair Jay Clayton's disclosure comments.
January 24
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BondWave’s Municipal AA QCurve is among four third-party yield curves on MSRB’s EMMA site.
January 22 -
The program was expected to be heavily-attended and would address advertising rules and test prep for the Series 54 Exam.
January 18
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Dealers want to change some of the language in the Municipal Securities Rulemaking Board Rule G-17 interpretive guidance.
January 16 -
The Municipal Securities Rulemaking Board is postponing its Series 54 pilot examination by a month to March 2019.
January 15
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MSRB board members and staff are slated to participate in eight events between next month and May.
January 11
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The MSRB is hoping to help the market comply with the soon-to be-effective disclosure rule amendments.
January 11
