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Republican Commissioner Elad Roisman was named SEC acting chair and is unlikely to push any major initiatives in his short time, but he does have a focus on fixed income markets.
December 29 -
During his leadership, Clayton oversaw amendments to Rule 15c-12 and pushed for more transparency in the municipal market.
November 16 -
Issuers say Clayton’s comments on corporate disclosure from earlier this month can be applied to municipal disclosure.
April 23 -
The Securities and Exchange Commission will discuss voluntary disclosure and buy-side perspectives among other topics in March.
January 24 -
The board will, among other things, review comments on a proposed order that would allow municipal advisors to participate in some private placement activities.
January 15 -
Allison Herren Lee is short on direct municipal market experience, but has a well-rounded background as a securities lawyer.
July 9 -
In a letter sent to the SEC and the Municipal Securities Rulemaking Board late last week, the group said lapses in issuer financial disclosures are unacceptable.
May 6 -
The SEC’s Technology and Electronic Trading Subcommittee meets on pennying.
April 15 -
Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.
March 8 -
Issuers say a variety of factors make it difficult to get audits in any faster.
January 31