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Municipal underwriters jockey for position as business increased 21.9% from the first quarter of last year.
April 4 -
The SEC announced the settlement with former UBS broker Chris Rosenthal, the biggest yet from its ongoing flipping investigation.
December 21 -
The staff additions include Bech Bruun, former chairman of the Texas Water Development Board.
October 24 -
Clients have filed hundreds of similar claims against UBS since 2013, with aggregate damages of $2.6 billion.
October 22 -
The Financial Industry Regulatory Authority has already barred Jose Ramirez from the securities industry, his lawyer said.
July 10 -
Jose Ramírez has yet to acknowledge wrongdoing in misleading investors about Puerto Rico debt and may pose a continued threat to investors, SEC lawyers told a federal judge.
June 25 -
UBS Wealth Management Americas raised its firepower in areas that escaped the
chopping block under the new tax law, hiring a trio of executives with experience in stadium and public power finance.January 9 -
UBS has now brought in 37 municipal professionals since April, when it said it was re-entering the public finance business to tap increased demand amid rising interest rates.
November 16 -
The firm, which returned this year to public finance, hired five bankers in Texas, Florida, Illinois and New York.
September 29