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The 16-year public finance veteran has concentrated much of his career on aviation-related financings.
September 9 -
Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.
June 11 -
FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.
May 21 -
The judges should rule soon on insurer suits seeking monetary compensation against major bond underwriters.
February 16 -
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Innovation is key in today's dynamic market. Suni Harford, president, asset management at UBS walks us through two significant innovations she drove in the asset management industry this year — including a ground-breaking approach to climate change and sustainable investing.
October 15 -
Municipal market participants assume there will be more volatility in the market in the months to come and that the federal government may need to up the ante on some of its current programs.
June 24 -
UBS Wealth Management Americas announced three new senior hires as it continues to expand its public finance roster as it approaches the New Year.
November 22 -
The Financial Industry Regulatory Authority previously sanctioned UBS in 2015 for similar violations.
October 2 -