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Ocean Capital's next move is to attemot to have its elected directors seated on the funds' board of directors.
September 21 -
FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.
May 21 -
UBS Wealth Management Americas announced three new senior hires as it continues to expand its public finance roster as it approaches the New Year.
November 22 -
The staff additions include Bech Bruun, former chairman of the Texas Water Development Board.
October 24 -
Clients have filed hundreds of similar claims against UBS since 2013, with aggregate damages of $2.6 billion.
October 22 -
UBS Wealth Management Americas raised its firepower in areas that escaped the
chopping block under the new tax law, hiring a trio of executives with experience in stadium and public power finance.January 9 -
UBS has now brought in 37 municipal professionals since April, when it said it was re-entering the public finance business to tap increased demand amid rising interest rates.
November 16 -
UBS brings aboard two more muni pros in its quest to fill out its newly revamped public finance business.
October 31 -
UBS Wealth Management Americas continues to fill out its re-emerging public finance practice, adding three more new-hires in Dallas, Los Angeles and New York.
October 12 -
Just two weeks after announcing 19 hires to bolster its public finance roster, UBS Wealth Management Americas announced another new addition in Andrew Nakahata.
September 21