SEC

The court shouldn't accept banker Peter Cannava's "narrow and cramped view of materiality,” the SEC urged.

Fallback language is expected to be released before year-end by the Alternative Reference Rates Committee convened by the Federal Reserve and ISDA.

The SEC’s Technology and Electronic Trading Subcommittee meets on pennying.

The SEC now has a stronger card to play when pursuing an enforcement case, lawyers said.

Former college official Keith Borge was charged Thursday with defrauding municipal securities investors and concealing the school’s crumbling finances.

A former municipal advisor accused of billing a city thousands of dollars for services it did not receive is now facing criminal fraud charges.

Mid-size issuers may be experiencing the greatest impact, with one municipality even reporting that an underwriter withdrew a bid over a disclosure requirement.

The new amendments would increase transparency and equal access to information, the MSRB said.

Blockchain could benefit the muni market, but receives pushback in an industry historically slow to change.

Former Macon-Bibb County Manager Dale Walker agreed to settle charges he gave an advantage to an investment adviser the SEC said he was pursuing romantically.

A bill to let money market mutual funds use a stable net asset value is back on the table with the support of muni issuers.

Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.

Bond lawyers pushed for information from the SEC's top muni official Thursday.

Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.

A large municipality with strong legal representation will draw attention, even from those skeptical of whistleblower suits alleging bank fraud in the variable-rate demand obligation market.

The defendant's claim that he's a victim of the Brogdon nursing home frauds shouldn't cloud the court's decision, the SEC said.

An SEC muni office official discussed 15c2-12 and more on Tuesday.

Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.

Issuers say a variety of factors make it difficult to get audits in any faster.

Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.