-
The SEC's Rebecca Olsen said in 2021, the regulator plans to explore ways to get more comment on financial disclosure recommendations.
October 29 -
Many issuers in California specifically do not mention climate change in their official statements.
October 26 -
The board will discuss a long-term strategic plan for the MSRB and the regulatory framework of electronic trading platforms.
October 14 -
Current SEC Chair Jay Clayton will likely not be reappointed as both President Trump and Joe Biden are likely to pick chairs more aligned with their political parties.
October 14 -
The maximum allowable issuance under the SEC's temporary exemption is $20 million.
October 8 -
Analysts say closer to 100% of issuers should be disclosing COVID-19 impacts, when in actuality, that number is much lower.
October 6 -
During a Fixed Income Market Structure Advisory Committee meeting Monday, members said they anticipate volatility as issuers await word on future stimulus, vaccines for COVID-19 and try to figure out what to disclose to investors.
October 5 -
The Fixed Income Market Structure Advisory Committee will discuss the impacts of the pandemic on the muni market amid growing uncertainty.
October 2 -
If changes are made to regulating alternative trading systems, it would be the biggest change to the regulation of fixed income trading platforms since 1998.
September 29 -
From June to July, not many municipal advisors relied on the SEC's temporary exemption and some sources say they don't expect it to be heavily used.
September 24