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The court offered a bruising assessment of Nuveen's attempts to choke off Preston Hollow's business, but the investment powerhouse doesn't face any penalties or damages.
April 10 -
The last-ditch attempt to settle Preston Hollow Capital's lawsuit against Nuveen failed this week.
January 10 -
Decision on mediation comes after judge warned he was close to rendering an opinion likely to favor Preston Hollow Capital
December 26 -
The judge overseeing PHC's lawsuit accusing Nuveen of strong-arm tactics makes final push for mediated resolution before issuing opinion.
December 16 -
Preston Hollow is fighting Nuveen's attempt to reopen a trial record in the private lender's lawsuit accusing the investment powerhouse of anti-competitive tactics.
November 25 -
Nuveen and Preston Hollow Capital trade barbs over PHC's recent sale of university debt
November 15 -
As a decision looms on Preston Hollow's antitrust accusations against Nuveen, the case's judge approved moving a dismissed claim to another court.
October 15 -
The judge overseeing Preston Hollow Capital's anti-trust lawsuit against Nuveen could rule any day on the claims.
September 30 -
PHC not seeking financial damages, instead wants permanent injunction to cease alleged conduct.
September 11 -
Nuveen and AllianceBernstein say Warlander Asset Management may be using the lawsuit to generate an "enormous profit" from credit default swaps.
August 13 -
Post trial briefs are the next step after the two-day trial wrapped up in Preston Hollow Capital's lawsuit accusing Nuveen of a banker boycott.
July 31 -
The two-day trial in PHC’s antitrust lawsuit against Nuveen is set to begin unless the two sides reach a last-minute settlement.
July 26 -
The case's primary claim of anti-trust violations is potentially headed to trial later this month.
July 12 -
The evolution of the lawsuit has opened wide the window into high-yield stakes in the municipal industry and laid bare the relationships between broker-dealers and Nuveen.
July 12 -
The unnamed governmental entity is seeking recordings that are the subject of recently unsealed transcripts in Preston Hollow Capital’s defamation and antitrust lawsuit against Nuveen. Meanwhile, additional transcripts between Nuveen and Morgan Stanley/Goldman Sachs are now public.
July 11 -
The recorded conversations document Nuveen's efforts to choke off Preston Hollow's access to capital and block what it considered predatory lending practices.
July 2 -
The court put off a formal ruling for 10 days but made clear it expects to lift the confidentiality seal on bank transcripts with only limited redactions.
June 12 -
The tapes, according to Preston Hollow, demonstrate the success of Nuveen's strong-arm tactics to protect its high-yield market share.
May 24 -
Preston Hollow can proceed with a lawsuit that accuses the municipal bond giant of a campaign of intimidation, a Delaware judge ruled.
May 14 -
Nuveen, in its defense against Preston Hollow's lawsuit, says its conduct in the fight for bond business was legal whether the other firm likes it or not.
April 18






