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MSRB to issue concept release seeking input on whether primary offering rule changes are needed.
July 28 -
MSRB warns issuer selection of underwriters counsel may lead to conflicts of interest.
July 27 -
One troubling practice has persisted from an era when pay-to-play was rampant and kickbacks were just the cost of doing business
July 27
Municipal Securities Rulemaking Board -
Investors, issuers get new benchmarks, analytical tools on EMMA.
July 21 -
The MSRB will also discuss primary offering and MA qualification requirements at its meeting.
July 20 -
The new fee would add one more to a slew of fees dealers already pay to the MSRB.
July 19 -
MSRB urges MAs to weigh whether they have duties to both issuers and borrowers in conduit deals.
July 14 -
The plaintiffs had alleged G-37 amendments would restrict the political contributions of municipal advisors.
July 13 -
The MSRB said it may add to its guidance in the future and will hold a seminar with dealers.
July 12 -
Michael Post will take on the role of chief legal officer after Bob Fippinger leaves this month.
July 10 -
SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.
July 6 -
The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.
July 5 -
Market participants say MSRB should include non-bank entities.
July 3 -
The new guidance details conduct that may put advisors in violation.
June 29 -
The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.
June 19 -
About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.
June 19 -
Improving market participants' access to guidance and data are future goals for the MSRB.
June 19 -
If passed, the Financial CHOICE Act of 2017 would have a widespread ripple effect, as there are muni bond provisions which would hurt enforcement organizations such as the MSRB and SEC.
June 5 -
The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.
June 2 -
The MSRB has filed a series of changes to its rule on customer account transfers.
May 30







