MSRB

The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.

Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.

Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.

The request for comment could be a prelude to a rule amendment dialing back one muni advisor responsibility.

The new guidance cleared up social media advertising restrictions and interactive content.

The groups plan to address advertising, defining duties for non-solicitor muni advisors and test prepping during the program.

The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.

Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.

The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.

Issuers say a variety of factors make it difficult to get audits in any faster.

Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.

Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.

Days after the government reopened temporarily, the Municipal Securities Rulemaking Board extended the effective date for new advertising requirements.

With Rule 15c2-12 amendments taking effect at the end of February, issuers expressed confusion about their impact on continuing disclosure responsibilities.

The idea of XBRL makes sense, sources said, but the issue is balancing costs and benefits.

The MSRB plans to file for a new effective date for new advertising requirements as soon as the government reopens.

The Municipal Securities Rulemaking Board will begin preliminary conversations about SEC Chair Jay Clayton's disclosure comments.

BondWave’s Municipal AA QCurve is among four third-party yield curves on MSRB’s EMMA site.

The program was expected to be heavily-attended and would address advertising rules and test prep for the Series 54 Exam.

Dealers want to change some of the language in the Municipal Securities Rulemaking Board Rule G-17 interpretive guidance.