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The MSRB said Rule G-29 doesn't make sense anymore since the rulebook can be accessed online.
April 22
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The Municipal Securities Rulemaking Board is making its MuniEdPro free for all market participants.
April 17
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On deck for the meeting scheduled for next week, the MSRB's Board of Directors will discuss pennying, upcoming EMMA enhancements and financial disclosure timeliness by issuers.
April 17
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The SEC’s Technology and Electronic Trading Subcommittee meets on pennying.
April 15
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The MSRB's first podcast will focus on yield curves.
April 9 -
Mid-size issuers may be experiencing the greatest impact, with one municipality even reporting that an underwriter withdrew a bid over a disclosure requirement.
March 26
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A Chicago area broker-dealer agreed to pay a $25,000 to settle FINRA charges that it relied on alternative trading systems and failed to maintain its own risk-management controls.
March 25
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The MSRB plans to roll out changes to simplify the submission process on EMMA.
March 22
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The new amendments would increase transparency and equal access to information, the MSRB said.
March 21 -
Underwriting, transaction and technology fees will be reduced during a six-month period.
March 15 -
The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.
March 11
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Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.
March 8 -
Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.
March 5
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The request for comment could be a prelude to a rule amendment dialing back one muni advisor responsibility.
February 28
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The new guidance cleared up social media advertising restrictions and interactive content.
February 26 -
The groups plan to address advertising, defining duties for non-solicitor muni advisors and test prepping during the program.
February 21
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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7 -
Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5
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The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.
February 4 -
Issuers say a variety of factors make it difficult to get audits in any faster.
January 31
