MSRB

Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.

Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.

Days after the government reopened temporarily, the Municipal Securities Rulemaking Board extended the effective date for new advertising requirements.

With Rule 15c2-12 amendments taking effect at the end of February, issuers expressed confusion about their impact on continuing disclosure responsibilities.

The idea of XBRL makes sense, sources said, but the issue is balancing costs and benefits.

The MSRB plans to file for a new effective date for new advertising requirements as soon as the government reopens.

The Municipal Securities Rulemaking Board will begin preliminary conversations about SEC Chair Jay Clayton's disclosure comments.

BondWave’s Municipal AA QCurve is among four third-party yield curves on MSRB’s EMMA site.

The program was expected to be heavily-attended and would address advertising rules and test prep for the Series 54 Exam.

Dealers want to change some of the language in the Municipal Securities Rulemaking Board Rule G-17 interpretive guidance.

The Municipal Securities Rulemaking Board is postponing its Series 54 pilot examination by a month to March 2019.

MSRB board members and staff are slated to participate in eight events between next month and May.

The MSRB is hoping to help the market comply with the soon-to be-effective disclosure rule amendments.

The Municipal Securities Rulemaking Board is looking to fill five spots for its Board of Directors, important roles influencing the municipal market.

So-called prearranged trading has the potential to do harm to the muni market and land broker-dealer firms in trouble, according to new MSRB draft guidance.

In its 28-page financial report released Wednesday, the board reported that its net assets increased by over $4.3 million.

Ex-Morgan Stanley broker Ami Forte made national headlines after allegedly violating multiple municipal securities and other rules, the Financial Industry Regulatory Authority found.

Muni regulators are expected to slow the pace of new rulemaking and focus on enforcement in 2019, with an emphasis on continuing disclosure.

The SEC announced the settlement with former UBS broker Chris Rosenthal, the biggest yet from its ongoing flipping investigation.

The anticipated Series 54 Test outline was released Thursday afternoon and municipal advisors can now start prepping.