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The presence of unregistered — and potentially unqualified — advisors providing municipal advisory services to state and local governments and other municipal entities is a cause for concern and greater regulatory scrutiny.
October 12Municipal Securities Rulemaking Board. -
Officials from multiple regulators came together on Thursday for a detailed discussion about municipal advisory regulation.
October 8 -
The proposed guidance does not indicate any particular problems with compliance, the MSRB said.
October 6 -
A huge investment in technology dominates the MSRB's budget.
October 1 -
The New York City Housing Development Corp.'s chief operating officer, who died Friday, understood bond financing nuances and "connected people and ideas."
September 29 -
Muni advisors can dialogue with regulators on key obligations from multiple perspectives
September 20 -
The Municipal Securities Rulemaking Board has published its strategic goals for the next four years, which includes the launch of EMMALabs, moving all of its data systems to the cloud and updating its rulemaking guidance.
September 20 -
Trades on alternative trading system platforms are smaller and more likely to involve securities with complex features, according to a new MSRB report.
August 27 -
The announcement came after the municipal advisors trade group said it had received a report of COVID-19 exposure at a testing site.
August 12 -
The increasing influence of institutional market participants is even stronger in the taxable muni sector, a Municipal Securities Rulemaking Board report finds.
August 11