ALABAMA
Bessemer (City)
Oct 29, 2013 . . . . . . $25,025,000
General Obligation Warrants, Series 2013-A (book entry)
Dated Nov 1, 2013. Interest accrues Nov 1, 2013.
Due Feb 1, 2014 to 2043.
First coupon Feb 1, 2014.
2024-2043 Callable Feb 1, 2023 at par.
Purchased through negotiation by Benchmark Securities, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/14 | $375,000 | 3.00% | 0.53% | |
| 2/1/15 | $605,000 | 3.00% | 0.85% | |
| 2/1/16 | $625,000 | 3.00% | 1.10% | |
| 2/1/17 | $645,000 | 3.00% | 1.45% | |
| 2/1/18 | $665,000 | 3.00% | 1.78% | |
| 2/1/19 | $685,000 | 3.00% | 2.23% | |
| 2/1/20 | $705,000 | 3.00% | 2.56% | |
| 2/1/21 | $725,000 | 3.00% | 2.86% | |
| 2/1/22 | $745,000 | 2.75% | 3.02% | |
| 2/1/23 | $770,000 | 3.125% | 3.24% | |
| 2/1/24 | $790,000 | 3.25% | 3.40% | |
| 2/1/25 | $360,000 | 3.375% | 3.56% | |
| 2/1/26 | $370,000 | 5.00% | 3.72% | |
| 2/1/27 | $390,000 | 5.00% | 3.87% | |
| 2/1/28 | $410,000 | 4.00% | 4.10% | |
| 2/1/29 | $420,000 | 4.00% | 4.21% | |
| 2/1/30 | $440,000 | 4.125% | 4.33% | |
| 2/1/31 | $460,000 | 4.25% | 4.41% | |
| 2/1/32 | $480,000 | 4.375% | 4.50% | |
| 2/1/33 | $500,000 | 4.375% | 4.56% | |
| 2/1/34 | $520,000 | 4.375% | 4.62% | |
| 2/1/38 | $4,805,000 | 4.625% | 4.81% | |
| 2/1/43 | $8,535,000 | 4.75% | 4.90% |
L.O.: Johnston, Barton, Proctor & Rose, Birmingham, AL.
Guntersville (City)
Oct 28, 2013 . . . . . . $4,540,000
Water Works and Sewerage Board Utility Revenue Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 1, 2013.
Due Aug 1, 2014 to 2023.
First coupon Feb 1, 2014.
2019-2023 Callable Aug 1, 2018 at par.
Purchased through negotiation by Merchant Capital, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/1/14 | $310,000 | 2.00% | 0.40% | |
| 8/1/15 | $435,000 | 2.00% | 0.70% | |
| 8/1/16 | $445,000 | 2.00% | 1.00% | |
| 8/1/17 | $450,000 | 2.00% | 1.25% | |
| 8/1/18 | $460,000 | 2.00% | 1.55% | |
| 8/1/19 | $465,000 | 1.95% | 1.95% | |
| 8/1/20 | $475,000 | 2.10% | 2.25% | |
| 8/1/21 | $490,000 | 2.40% | 2.55% | |
| 8/1/22 | $500,000 | 2.625% | 2.75% | |
| 8/1/23 | $510,000 | 2.75% | 2.90% |
L.O.: Jones Walker LLP, Birmingham, AL.
ILLINOIS
Buffalo Grove Park District
Oct 28, 2013 . . . . . . $2,180,000
General Obligation Limited Tax Park Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 14, 2013. Interest accrues Nov 14, 2013.
Due Dec 30, 2014 to 2019.
First coupon Jun 30, 2014.
Non-callable.
Purchased through negotiation by Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/30/14 | $45,000 | 2.00% | 0.50% | |
| 12/30/15 | $25,000 | 2.00% | 0.75% | |
| 12/30/16 | $105,000 | 2.00% | 0.90% | |
| 12/30/17 | $335,000 | 2.00% | 1.20% | |
| 12/30/18 | $1,515,000 | 2.00% | 1.40% | |
| 12/30/19 | $155,000 | 2.50% | 1.70% |
L.O.: Chapman and Cutler, Chicago, IL.
Quad Cities Regional Economic Development Authority
Oct 29, 2013 . . . . . . $3,100,000
First Mortgage Revenue Bonds (Saul Valley Community College), Series 2013A (book entry) $2,200,000.
Dated Nov 1, 2013.
Due Nov 1, 2023 to 2033.
First coupon May 1, 2014.
2023-2033 Callable Nov 1, 2016 at 103.000%, declining to par Nov 1, 2019.
Purchased through negotiation by Cantone Research, Inc, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/23 | $500,000 | 8.00% | 8.00% | |
| 11/1/33 | $1,700,000 | 8.50% | 8.50% |
L.O.: Ice Miller, Chicago, IL.
MASSACHUSETTS
Massachusetts Development Finance Agency
Oct 29, 2013 . . . . . . $39,100,000
Multi-Family Housing Revenue Bonds, Series 2013 (Colonial Estates Issue) (book entry)
Dated Oct 31, 2013.
Due Mar 1, 2016.
First coupon Mar 1, 2014.
2016-2016 Callable Sep 1, 2015 at par.
Purchased through negotiation by RBC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 3/1/16 | $39,100,000 | 0.95% | 0.95% |
L.O.: McCarter & English, Boston, MA.
MICHIGAN
Northville (City)
Oct 22, 2013 . . . . . . $1,705,000
Refunding Bonds (Limited Tax General Obligation) (bank qualified) (book entry)
Dated Oct 22, 2013.
Due Apr 1, 2025.
First coupon Apr 1, 2014.
Non-callable.
Privately placed by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 4/1/25 | $1,705,000 | 3.10% | 3.10% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Kalamazoo, MI.
MINNESOTA
Hibbing (City)
Oct 29, 2013 . . . . . . $3,585,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry)
Dated Nov 1, 2013. Interest accrues Nov 1, 2013.
Due Feb 1, 2015 to 2029.
First coupon Aug 1, 2014.
2021-2029 Callable Feb 1, 2020 at par.
Purchased through negotiation by Northland Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 2/1/15 | $255,000 | 2.00% | 0.35% | |
| 2/1/16 | $285,000 | 2.00% | 0.55% | |
| 2/1/17 | $285,000 | 2.00% | 0.85% | |
| 2/1/18 | $290,000 | 2.00% | 1.10% | |
| 2/1/19 | $300,000 | 2.00% | 1.40% | |
| 2/1/20 | $210,000 | 2.00% | 1.70% | |
| 2/1/21 | $215,000 | 2.50% | 2.05% | |
| 2/1/22 | $220,000 | 2.50% | 2.15% | |
| 2/1/23 | $225,000 | 3.00% | 2.30% | |
| 2/1/24 | $200,000 | 3.00% | 2.50% | |
| 2/1/25 | $205,000 | 3.00% | 2.65% | |
| 2/1/26 | $215,000 | 3.00% | 2.80% | |
| 2/1/27 | $220,000 | 3.25% | 3.00% | |
| 2/1/28 | $225,000 | 3.25% | 3.15% | |
| 2/1/29 | $235,000 | 3.50% | 3.30% |
L.O.: Briggs & Morgan, St. Paul, MN.
Le Roy Economic Development Authority
Oct 29, 2013 . . . . . . $2,045,000
General Obligation Housing Development Refunding Bonds, Series 2013A (bank qualified) (book entry)
Dated Nov 15, 2013. Interest accrues Nov 15, 2013.
Due Dec 1, 2014 to 2026.
First coupon Jun 1, 2014.
2021-2026 Callable Dec 1, 2020 at par.
Purchased through negotiation by Northland Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/14 | $130,000 | 3.00% | 0.40% | |
| 12/1/15 | $135,000 | 3.00% | 0.60% | |
| 12/1/16 | $140,000 | 3.00% | 0.85% | |
| 12/1/17 | $140,000 | 3.00% | 1.15% | |
| 12/1/18 | $145,000 | 3.00% | 1.45% | |
| 12/1/19 | $145,000 | 3.00% | 1.85% | |
| 12/1/20 | $145,000 | 3.00% | 2.15% | |
| 12/1/21 | $155,000 | 3.00% | 2.40% | |
| 12/1/22 | $160,000 | 3.00% | 2.60% | |
| 12/1/23 | $170,000 | 3.00% | 2.70% | |
| 12/1/24 | $185,000 | 3.00% | 2.90% | |
| 12/1/25 | $195,000 | 3.15% | 3.15% | |
| 12/1/26 | $200,000 | 3.20% | 3.20% |
L.O.: Briggs & Morgan, Minneapolis, MN.
Wabasso (City)
Oct 28, 2013 . . . . . . $465,000
General Obligation Water and Sewer Revenue Refunding Bonds, Series 2013A (bank qualified) (book entry)
Dated Dec 1, 2013. Interest accrues Dec 1, 2013.
Due Dec 1, 2015 to 2026.
First coupon Aug 1, 2014.
2021-2026 Callable Feb 1, 2020 at par.
Purchased through negotiation by Northland Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/17 | $100,000 | 1.00% | 1.00% | |
| 12/1/20 | $110,000 | 2.00% | 2.00% | |
| 12/1/23 | $115,000 | 2.65% | 2.65% | |
| 12/1/26 | $140,000 | 3.10% | 3.10% |
L.O.: Briggs & Morgan, Minneapolis, MN.
OHIO
Huber Heights (City)
Oct 29, 2013 . . . . . . $14,355,000
Various Purpose Bond Anticipation Note, Series 2013B (General Obligation and Special Assessment Limited Tax) (book entry)
Dated Nov 8, 2013. Interest accrues Nov 8, 2013.
Due Nov 7, 2014.
First coupon Nov 7, 2014.
Non-callable.
Purchased through negotiation by Fifth Third Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/7/14 | $14,355,000 | 1.00% | 0.30% |
L.O.: Squire Sanders (US) LLP, Columbus, OH.
Ohio Enterprise Bond Fund
Oct 29, 2013 . . . . . . $7,000,000
State Economic Development Revenue Bonds, Series 2013-2 (Cleveland-Cuyahoga County Port Authority OMNOVA Solutions Inc. Project) (book entry)
Dated Nov 7, 2013.
Due Dec 1, 2033.
First coupon Mar 1, 2014.
Non-callable.
Privately placed by Huntington Investment Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/33 | $7,000,000 | 4.47% | 4.47% |
L.O.: Bricker & Eckler, LLP, Columbus, OH.
OKLAHOMA
Bixby (City)
Oct 28, 2013 . . . . . . $1,280,000
General Obligation Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Nov 19, 2013.
Due Nov 1, 2014 to 2019.
First coupon May 1, 2014.
Non-callable.
Purchased through negotiation by Wells Nelson & Associates, LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/14 | $135,000 | 2.25% | 0.20% | |
| 11/1/15 | $235,000 | 2.25% | 0.35% | |
| 11/1/16 | $230,000 | 2.25% | 0.60% | |
| 11/1/17 | $225,000 | 2.25% | 0.90% | |
| 11/1/18 | $220,000 | 2.25% | 1.20% | |
| 11/1/19 | $235,000 | 2.25% | 1.55% |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
PENNSYLVANIA
Milford Township
Oct 29, 2013 . . . . . . $3,990,000
General Obligation Bonds, Series of 2013 (bank qualified) (book entry)
Dated Nov 27, 2013.
Due Nov 15, 2014 to 2028.
First coupon May 15, 2014.
2020-2028 Callable May 15, 2019 at par.
Purchased through negotiation by First American Municipals, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/15/14 | $215,000 | 2.00% | 0.50% | |
| 11/15/15 | $225,000 | 2.00% | 0.70% | |
| 11/15/16 | $225,000 | 3.00% | 0.95% | |
| 11/15/17 | $230,000 | 4.00% | 1.25% | |
| 11/15/18 | $250,000 | 4.00% | 1.55% | |
| 11/15/19 | $250,000 | 2.75% | 1.90% | |
| 11/15/20 | $255,000 | 2.75% | 2.10% | |
| 11/15/21 | $260,000 | 3.00% | 2.35% | |
| 11/15/22 | $270,000 | 3.00% | 2.45% | |
| 11/15/23 | $280,000 | 3.25% | 2.70% | |
| 11/15/24 | $285,000 | 3.25% | 2.85% | |
| 11/15/25 | $300,000 | 3.00% | 3.19% | |
| 11/15/26 | $300,000 | 3.50% | 3.20% | |
| 11/15/27 | $315,000 | 3.75% | 3.40% | |
| 11/15/28 | $330,000 | 3.75% | 3.55% |
L.O.: Stark & Stark, P.C., Yardley, PA.
TEXAS
Allen (City)
Oct 28, 2013 . . . . . . $3,370,000
Waterworks and Sewer System Revenue Refunding Bonds, Series 2013 (bank qualified) (book entry)
Dated Oct 15, 2013. Interest accrues Nov 19, 2013.
Due Jun 1, 2015 to 2025.
First coupon Jun 1, 2014.
2024-2025 Callable Jun 1, 2023 at par.
Purchased through negotiation by Stifel, Nicolaus & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/15 | $255,000 | 2.00% | 0.40% | |
| 6/1/16 | $90,000 | 2.00% | 0.60% | |
| 6/1/17 | $310,000 | 2.00% | 0.90% | |
| 6/1/18 | $320,000 | 3.00% | 1.15% | |
| 6/1/19 | $330,000 | 3.00% | 1.40% | |
| 6/1/20 | $340,000 | 3.00% | 1.75% | |
| 6/1/21 | $350,000 | 3.00% | 1.95% | |
| 6/1/22 | $360,000 | 3.00% | 2.10% | |
| 6/1/23 | $370,000 | 3.00% | 2.25% | |
| 6/1/24 | $385,000 | 3.00% | 2.40% | |
| 6/1/25 | $260,000 | 3.00% | 2.55% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Estrada Hinojosa & Company, Inc., Dallas, TX.
TAXABLE ISSUES
ILLINOIS
Quad Cities Regional Economic Development Authority
Oct 29, 2013 . . . . . . $3,100,000
First Mortgage Revenue Bonds (Saul Valley Community College), Series 2013B (book entry) (Taxable) $900,000.
Dated Nov 1, 2013.
Due Nov 1, 2033.
First coupon May 1, 2014.
Non-callable.
Purchased through negotiation by Cantone Research, Inc, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/33 | $900,000 | 10.00% | 10.00% |
L.O.: Ice Miller, Chicago, IL.
MICHIGAN
Bloomfield Charter Township
Oct 29, 2013 . . . . . . $80,780,000
General Obligation Limited Tax Pension Obligation Bonds, Series 2013 (book entry) (Taxable)
Dated Nov 7, 2013. Interest accrues Nov 7, 2013.
Due May 1, 2014 to 2032.
First coupon May 1, 2014.
2024-2032 Callable May 1, 2023 at par.
Purchased through negotiation by Fifth Third Securities, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/14 | $4,800,000 | 0.51% | 0.51% | |
| 5/1/15 | $3,270,000 | 0.71% | 0.71% | |
| 5/1/16 | $3,295,000 | 1.17% | 1.17% | |
| 5/1/17 | $3,335,000 | 1.72% | 1.72% | |
| 5/1/18 | $3,395,000 | 2.17% | 2.17% | |
| 5/1/19 | $3,470,000 | 2.69% | 2.69% | |
| 5/1/20 | $3,560,000 | 3.09% | 3.09% | |
| 5/1/21 | $3,670,000 | 3.38% | 3.38% | |
| 5/1/22 | $3,795,000 | 3.61% | 3.61% | |
| 5/1/23 | $3,935,000 | 3.83% | 3.83% | |
| 5/1/24 | $4,085,000 | 4.06% | 4.06% | |
| 5/1/25 | $4,255,000 | 4.26% | 4.26% | |
| 5/1/26 | $4,435,000 | 4.46% | 4.46% | |
| 5/1/27 | $4,630,000 | 4.61% | 4.61% | |
| 5/1/28 | $4,845,000 | 4.76% | 4.76% | |
| 5/1/32 | $22,005,000 | 5.37% | 5.37% |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
