ARKANSAS
Russellville School District No. 14 of Pope County
Nov 12, 2014 . . . . . . $2,400,000
Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Feb 1, 2016 to 2038.
Callable Feb 1, 2020 at par.
Winning bid: Ross Sinclaire, at 98.0526, TIC 3.1693%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $150,000 | 0.85% | 0.85% | ||
| 2/1/19 | $170,000 | 1.05% | 1.05% | ||
| 2/1/21 | $180,000 | 1.50% | 1.50% | ||
| 2/1/23 | $185,000 | 1.85% | 1.85% | ||
| 2/1/25 | $190,000 | 2.10% | 2.10% | ||
| 2/1/27 | $200,000 | 2.40% | 2.40% | ||
| 2/1/29 | $210,000 | 3.00% | 2.75% | ||
| 2/1/31 | $225,000 | 3.00% | 3.00% | ||
| 2/1/34 | $360,000 | 3.50% | 3.50% | ||
| 2/1/38 | $530,000 | 3.50% | 3.60% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.1899%
Vining-Sparks IBG, TIC 3.2318%
Raymond James, TIC 3.3349%
Sterne Agee, TIC 3.3768%
Crews & Associates, TIC 3.4283%
CALIFORNIA
Brisbane/Guadalupe Valley Municipal Improvement District Financing Authority
Nov 12, 2014 . . . . . . $5,470,000
Lease Revenue Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 4, 2014.
Due Apr 1, 2015 to 2035.
Callable Apr 1, 2024 at par.
Winning bid: Robert W. Baird, at 99.5388, TIC 3.4635%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $50,000 | 2.00% | 0.50% | ||
| 4/1/16 | $200,000 | 2.00% | 0.80% | ||
| 4/1/17 | $205,000 | 2.00% | 1.05% | ||
| 4/1/18 | $210,000 | 2.00% | 1.30% | ||
| 4/1/19 | $215,000 | 3.00% | 1.60% | ||
| 4/1/20 | $220,000 | 3.00% | 1.90% | ||
| 4/1/21 | $225,000 | 4.00% | 2.20% | ||
| 4/1/22 | $235,000 | 4.00% | 2.40% | ||
| 4/1/23 | $245,000 | 4.00% | 2.50% | ||
| 4/1/24 | $255,000 | 4.00% | 2.60% | ||
| 4/1/25 | $265,000 | 3.00% | 3.00% | ||
| 4/1/26 | $270,000 | 3.00% | 3.10% | ||
| 4/1/27 | $280,000 | 3.00% | 3.20% | ||
| 4/1/28 | $290,000 | 3.20% | 3.30% | ||
| 4/1/29 | $295,000 | 3.25% | 3.40% | ||
| 4/1/30 | $305,000 | 3.375% | 3.50% | ||
| 4/1/31 | $320,000 | 3.50% | 3.60% | ||
| 4/1/32 | $330,000 | 3.50% | 3.65% | ||
| 4/1/33 | $340,000 | 3.50% | 3.70% | ||
| 4/1/34 | $350,000 | 3.625% | 3.75% | ||
| 4/1/35 | $365,000 | 3.625% | 3.80% |
Other managers: CL King & Associates, Crews & Associates, Inc., WNJ Capital, CastleOak Securities, L.P., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Alamo Capital, SumRidge Partners, LLC, Vining-Sparks IBG, Limited Partnership.
L.O.: Quint & Thimmig, Larkspur, CA.
F.A.: JNA Consulting Group LLC, Boulder City, NV.
Other bidders were:
Hutchinson Shockey, TIC 3.6614%
BOSC, TIC 3.7513%
COLORADO
Longmont (City)
Nov 12, 2014 . . . . . . $20,500,000
Storm Drainage Revenue Bonds, Series 2014 (book entry).
Dated Dec 2, 2014.
Due Dec 1, 2015 to 2034.
Callable Dec 1, 2024 at par.
Winning bid: Robert W. Baird, at 104.6794, TIC 3.0599%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $710,000 | 3.00% | 0.30% | ||
| 12/1/16 | $730,000 | 3.00% | 0.50% | ||
| 12/1/17 | $750,000 | 3.00% | 0.75% | ||
| 12/1/18 | $770,000 | 3.00% | 1.10% | ||
| 12/1/19 | $795,000 | 3.00% | 1.35% | ||
| 12/1/20 | $820,000 | 5.00% | 1.65% | ||
| 12/1/21 | $860,000 | 5.00% | 1.95% | ||
| 12/1/22 | $905,000 | 5.00% | 2.15% | ||
| 12/1/23 | $950,000 | 5.00% | 2.25% | ||
| 12/1/24 | $995,000 | 5.00% | 2.35% | ||
| 12/1/25 | $1,045,000 | 4.00% | 2.55% | ||
| 12/1/26 | $1,085,000 | 4.00% | 2.75% | ||
| 12/1/27 | $1,130,000 | 3.00% | 3.00% | ||
| 12/1/28 | $1,165,000 | 3.00% | 3.10% | ||
| 12/1/29 | $1,200,000 | 3.00% | 3.15% | ||
| 12/1/30 | $1,235,000 | 3.125% | 3.25% | ||
| 12/1/31 | $1,275,000 | 3.25% | 3.35% | ||
| 12/1/32 | $1,315,000 | 3.25% | 3.40% | ||
| 12/1/33 | $1,360,000 | 3.25% | 3.45% | ||
| 12/1/34 | $1,405,000 | 3.375% | 3.50% |
Other managers: CL King & Associates, Davenport & Company LLC, Edward Jones, WNJ Capital, SAMCO Capital Markets, Loop Capital Markets, LLC, Cronin & Co., Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., CastleOak Securities, L.P., Bernardi Securities, Inc., Northland Securities, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Vining-Sparks IBG, Limited Partnership, George K. Baum & Co., SumRidge Partners, LLC, Wayne Hummer & Co., Alamo Capital.
L.O.: Butler Snow, LLP, Denver, CO.
F.A.: FirstSouthwest, Greenwood Village, CO; and FirstSouthwest, Phoenix, AZ.
Other bidders were:
BA Merrill Lynch, TIC 3.0658%
Janney Montgomery, TIC 3.0991%
Stifel Nicolaus, TIC 3.0991%
Hutchinson Shockey, TIC 3.145%
Raymond James, TIC 3.192%
Piper Jaffray, TIC 3.2452%
JPMorgan, TIC 3.2999%
CONNECTICUT
Bethel (Town)
Nov 12, 2014 . . . . . . $10,275,000
General Obligation Bond Anticipation Notes (book entry).
Dated Nov 20, 2014.
Due Aug 19, 2015.
Purchased $10,275,000.00 by Piper Jaffray, at 1.25%, plus $84,357.75, effective rate 0.1513%.
L.O.: Pullman & Comley, Bridgeport, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Securities, Effective Rate 0.1515%
Eastern Bk Cap Mkts, Effective Rate 0.207%
Jefferies, Effective Rate 0.2693%
Roosevelt & Cross, Effective Rate 0.3828%
Brookfield (Town)
Nov 12, 2014 . . . . . . $9,315,000
General Obligation Bond Anticipation Notes Series A (book entry).
Dated Nov 20, 2014.
Due Nov 19, 2015.
Purchased $9,315,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $120,312.70, effective rate 0.2048%.
L.O.: Hawkins, Delafield & Wood, Hartford, CT; and Hawkins, Delafield & Wood, New York, NY.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.2469%
TD Securities, Effective Rate 0.267%
Jefferies, Effective Rate 0.2893%
Oppenheimer, Effective Rate 0.311%
Roosevelt & Cross, Effective Rate 0.3836%
ILLINOIS
Wilmette Village
Nov 12, 2014 . . . . . . $20,315,000
General Obligation Bonds, Series 2014 (book entry).
Dated Dec 2, 2014.
Due Dec 1, 2015 to 2043.
Callable Dec 1, 2022 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.7495%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $970,000 | 3.00% | 0.30% | ||
| 12/1/16 | $1,005,000 | 3.00% | 0.50% | ||
| 12/1/17 | $1,260,000 | 3.00% | 0.75% | ||
| 12/1/18 | $545,000 | 3.00% | 1.00% | ||
| 12/1/19 | $500,000 | 3.00% | 1.30% | ||
| 12/1/20 | $535,000 | 3.00% | 1.65% | ||
| 12/1/23 | $200,000 | 3.00% | 2.35% | ||
| 12/1/24 | $100,000 | 3.00% | 2.50% | ||
| 12/1/27 | $300,000 | 3.00% | 3.00% | ||
| 12/1/28 | $100,000 | 3.00% | 3.10% | ||
| 12/1/29 | $500,000 | 3.00% | 3.15% | ||
| 12/1/30 | $550,000 | 3.125% | 3.25% | ||
| 12/1/31 | $600,000 | 3.25% | 3.25% | ||
| 12/1/32 | $600,000 | 3.375% | 3.375% | ||
| 12/1/33 | $700,000 | 3.50% | 3.50% | ||
| 12/1/34 | $750,000 | 3.50% | 3.50% | ||
| 12/1/36 | $650,000 | 3.625% | 3.625% | ||
| 12/1/39 | $3,450,000 | 3.75% | 3.75% | ||
| 12/1/43 | $7,000,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Loop Capital Markets, LLC, Fidelity Capital Markets, WNJ Capital, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Bernardi Securities, Inc., Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Davenport & Company LLC, Northland Securities, Inc., Incapital LLC, Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., Alamo Capital, SumRidge Partners, LLC, Wayne Hummer & Co..
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Mesirow Financial, TIC 3.7533%
Jefferies, TIC 3.761%
Citigroup, TIC 3.8496%
Hutchinson Shockey, TIC 3.8827%
INDIANA
Southeastern School Corporation
Nov 12, 2014 . . . . . . $2,000,000
General Obligation Bonds of 2014 (bank qualified) (book entry).
Dated Nov 26, 2014.
Due Jun 30, 2015 to Dec 30, 2022.
Non-callable.
Winning bid: J.J.B. Hilliard, at 101.1874, NIC 2.231%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/15 | $40,000 | 2.00% | 0.40% | ||
| 12/30/15 | $45,000 | 2.00% | 0.50% | ||
| 6/30/16 | $45,000 | 2.00% | 0.65% | ||
| 12/30/16 | $45,000 | 2.00% | 0.75% | ||
| 12/30/17 | $10,000 | 2.00% | 0.90% | ||
| 12/30/18 | $10,000 | 2.00% | 1.25% | ||
| 12/30/19 | $10,000 | 2.00% | 1.55% | ||
| 12/30/20 | $10,000 | 2.00% | 1.75% | ||
| 6/30/21 | $545,000 | 2.00% | 1.85% | ||
| 12/30/21 | $545,000 | 2.00% | 2.05% | ||
| 6/30/22 | $345,000 | 3.00% | 2.15% | ||
| 12/30/22 | $350,000 | 3.00% | 2.25% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Ross Sinclaire, NIC 2.2923%
City Securities, NIC 2.2985%
Robert W. Baird, NIC 2.3405%
KENTUCKY
Kentucky Bond Corporation
Nov 12, 2014 . . . . . . $5,480,000
Financing Program Revenue Bonds, 2014 First Series D (book entry).
Dated Nov 20, 2014.
Due Feb 1, 2016 to 2040.
Callable Feb 1, 2025 at par.
Winning bid: Robert W. Baird, at 98.5361, NIC 3.339%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $260,000 | 2.00% | 0.55% | ||
| 2/1/17 | $240,000 | 2.00% | 0.75% | ||
| 2/1/18 | $240,000 | 2.00% | 1.05% | ||
| 2/1/19 | $245,000 | 2.00% | 1.35% | ||
| 2/1/20 | $255,000 | 2.00% | 1.60% | ||
| 2/1/21 | $260,000 | 3.00% | 2.00% | ||
| 2/1/22 | $260,000 | 3.00% | 2.30% | ||
| 2/1/23 | $275,000 | 3.00% | 2.50% | ||
| 2/1/24 | $280,000 | 3.00% | 2.60% | ||
| 2/1/25 | $290,000 | 3.00% | 2.80% | ||
| 2/1/26 | $295,000 | 3.00% | 3.00% | ||
| 2/1/27 | $310,000 | 3.00% | 3.10% | ||
| 2/1/28 | $320,000 | 3.00% | 3.20% | ||
| 2/1/29 | $330,000 | 3.125% | 3.30% | ||
| 2/1/30 | $345,000 | 3.25% | 3.40% | ||
| 2/1/31 | $305,000 | 3.375% | 3.50% | ||
| 2/1/32 | $155,000 | 3.375% | 3.60% | ||
| 2/1/33 | $125,000 | 3.50% | 3.70% | ||
| 2/1/34 | $100,000 | 3.625% | 3.75% | ||
| 2/1/40 | $590,000 | 3.75% | 3.85% |
Other managers: CL King & Associates, Crews & Associates, Inc., Coastal Securities Corp., Loop Capital Markets, LLC, WNJ Capital, Duncan-Williams, Inc., Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Wedbush Securities Inc., Incapital LLC, Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., First Kentucky Securities Corp., SumRidge Partners, LLC, Stifel, Nicolaus & Co., Inc., Bernardi Securities, Inc..
L.O.: Peck, Shaffer & Williams div. of Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 3.3498%
J.J.B. Hilliard, NIC 3.3741%
Louisville/Jefferson County Metro Government
Nov 12, 2014 . . . . . . $9,910,000
General Obligation Bonds, Series 2014D (book entry).
Dated Dec 3, 2014.
Due Jun 1, 2015 to Dec 1, 2034.
Callable Dec 1, 2024 at par.
Winning bid: JPMorgan, at 111.9725, TIC 2.9346%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $95,000 | 1.00% | 0.11% | ||
| 12/1/15 | $325,000 | 2.00% | 0.16% | ||
| 12/1/16 | $335,000 | 4.00% | 0.40% | ||
| 12/1/17 | $350,000 | 5.00% | 0.65% | ||
| 12/1/18 | $370,000 | 5.00% | 0.94% | ||
| 12/1/19 | $390,000 | 5.00% | 1.25% | ||
| 12/1/20 | $405,000 | 5.00% | 1.57% | ||
| 12/1/21 | $430,000 | 5.00% | 1.87% | ||
| 12/1/22 | $450,000 | 5.00% | 2.10% | ||
| 12/1/23 | $475,000 | 5.00% | 2.26% | ||
| 12/1/24 | $500,000 | 5.00% | 2.37% | ||
| 12/1/25 | $525,000 | 5.00% | 2.48% | ||
| 12/1/26 | $550,000 | 4.00% | 2.88% | ||
| 12/1/27 | $570,000 | 4.00% | 2.95% | ||
| 12/1/28 | $595,000 | 4.00% | 3.00% | ||
| 12/1/29 | $615,000 | 4.00% | 3.05% | ||
| 12/1/30 | $645,000 | 4.00% | 3.10% | ||
| 12/1/31 | $670,000 | 4.00% | 3.15% | ||
| 12/1/32 | $695,000 | 4.00% | 3.20% | ||
| 12/1/33 | $725,000 | 4.00% | 3.25% | ||
| 12/1/34 | $195,000 | 4.00% | 3.30% |
Other managers: Citigroup Global Markets, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Piper Jaffray, TIC 2.9613%
Robert W. Baird, TIC 2.9736%
Raymond James, TIC 2.9777%
Hutchinson Shockey, TIC 3.0673%
Louisville/Jefferson County Metro Government
Nov 12, 2014 . . . . . . $19,555,000
General Obligation Notes, Series 2014E (book entry).
Dated Dec 3, 2014.
Due Jun 1, 2015 to Dec 1, 2019.
Non-callable.
Winning bid: JPMorgan, at 109.4861, TIC 0.8284%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $1,840,000 | 1.00% | 0.11% | ||
| 12/1/15 | $3,710,000 | 2.00% | 0.16% | ||
| 12/1/16 | $3,825,000 | 4.00% | 0.40% | ||
| 12/1/17 | $4,005,000 | 5.00% | 0.65% | ||
| 12/1/18 | $4,210,000 | 5.00% | 0.94% | ||
| 12/1/19 | $1,965,000 | 5.00% | 1.25% |
Other managers: Citigroup Global Markets, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Piper Jaffray, TIC 0.9114%
Hutchinson Shockey, TIC 0.9557%
Robert W. Baird, TIC 0.9782%
Raymond James, TIC 0.982%
Louisville/Jefferson County Metro Government
Nov 12, 2014 . . . . . . $19,650,000
General Obligation Refunding Bonds, Series 2014F (book entry).
Dated Dec 3, 2014.
Due Nov 1, 2017 to 2026.
Callable Nov 1, 2024 at par.
Winning bid: Robert W. Baird, at 109.8791, TIC 2.2929%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $1,665,000 | 2.00% | 0.75% | ||
| 11/1/18 | $1,695,000 | 2.00% | 1.00% | ||
| 11/1/19 | $1,740,000 | 3.00% | 1.30% | ||
| 11/1/20 | $1,800,000 | 3.00% | 1.65% | ||
| 11/1/21 | $1,915,000 | 4.00% | 1.95% | ||
| 11/1/22 | $2,000,000 | 4.00% | 2.15% | ||
| 11/1/23 | $2,075,000 | 4.00% | 2.25% | ||
| 11/1/24 | $2,165,000 | 4.00% | 2.35% | ||
| 11/1/25 | $2,250,000 | 4.00% | 2.50% | ||
| 11/1/26 | $2,345,000 | 4.00% | 2.70% |
Other managers: Ross, Sinclaire & Associates LLC, CL King & Associates, Crews & Associates, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, Coastal Securities Corp., WNJ Capital, Duncan-Williams, Inc., Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Isaak Bond Investments, Inc., Wedbush Securities Inc., Incapital LLC, R. Seelaus & Co., Inc., Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., Alamo Capital, First Kentucky Securities Corp., SumRidge Partners, LLC, Stifel, Nicolaus & Co., Inc., PNC Capital Markets, Wayne Hummer & Co., Bernardi Securities, Inc., FTN Financial Capital Markets, Southwest Securities, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
JPMorgan, TIC 2.2942%
Raymond James, TIC 2.324%
Hutchinson Shockey, TIC 2.3242%
MINNESOTA
Dundas (City)
Nov 10, 2014 . . . . . . $845,000
General Obligation Water and Sewer Revenue Refunding Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 11, 2014.
Due Dec 1, 2015 to 2024.
Callable Dec 1, 2022 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.1445%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $160,000 | 0.75% | 0.75% | ||
| 12/1/18 | $160,000 | 1.20% | 1.20% | ||
| 12/1/20 | $165,000 | 1.75% | 1.75% | ||
| 12/1/22 | $180,000 | 2.20% | 2.20% | ||
| 12/1/24 | $180,000 | 2.50% | 2.50% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 2.53%
Emily (City)
Nov 12, 2014 . . . . . . $540,000
General Obligation Permanent Improvement Revolving Fund Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 3, 2014.
Due Feb 1, 2016 to 2030.
Callable Feb 1, 2023 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.7603%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $125,000 | 1.20% | 1.20% | ||
| 2/1/23 | $140,000 | 2.20% | 2.20% | ||
| 2/1/26 | $110,000 | 2.60% | 2.60% | ||
| 2/1/30 | $165,000 | 3.05% | 3.05% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 2.9924%
Oakdale (City)
Nov 10, 2014 . . . . . . $750,000
General Obligation Equipment Certificates of Indebtedness, Series 2014C (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Nov 1, 2015 to 2019.
Non-callable.
Winning bid: UMB Bank, at 101.6400, TIC 1.2542%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $110,000 | 1.50% | 0.35% | ||
| 11/1/16 | $160,000 | 1.50% | 0.60% | ||
| 11/1/17 | $160,000 | 1.50% | 0.90% | ||
| 11/1/18 | $160,000 | 2.00% | 1.15% | ||
| 11/1/19 | $160,000 | 2.00% | 1.35% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 1.3491%
United Banker's Bk, TIC 1.3792%
Oakdale (City)
Nov 10, 2014 . . . . . . $2,330,000
General Obligation Improvement Bonds, Series 2014B (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Feb 1, 2016 to 2025.
Callable Feb 1, 2023 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.9557%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $240,000 | 2.00% | 0.50% | ||
| 2/1/17 | $235,000 | 2.00% | 0.70% | ||
| 2/1/18 | $235,000 | 2.00% | 0.90% | ||
| 2/1/19 | $230,000 | 2.00% | 1.15% | ||
| 2/1/20 | $230,000 | 2.00% | 1.45% | ||
| 2/1/21 | $230,000 | 2.00% | 1.70% | ||
| 2/1/22 | $230,000 | 2.50% | 1.95% | ||
| 2/1/23 | $230,000 | 2.50% | 2.15% | ||
| 2/1/24 | $235,000 | 2.50% | 2.30% | ||
| 2/1/25 | $235,000 | 2.50% | 2.40% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 2.0058%
Robert W. Baird, TIC 2.0076%
SunTrust Robinson, TIC 2.012%
Ramsey (City)
Nov 12, 2014 . . . . . . $875,000
General Obligation Equipment Certificates, Series 2014A (bank qualified) (book entry).
Dated Dec 4, 2014.
Due Dec 15, 2015 to 2024.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 2.0448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $165,000 | 0.60% | 0.60% | ||
| 12/15/18 | $170,000 | 1.15% | 1.15% | ||
| 12/15/20 | $170,000 | 1.65% | 1.65% | ||
| 12/15/22 | $180,000 | 2.10% | 2.10% | ||
| 12/15/24 | $190,000 | 2.35% | 2.35% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 2.1417%
Cronin, TIC 2.1519%
Tracy (City)
Nov 12, 2014 . . . . . . $2,400,000
General Obligation Improvement Bonds, Series 2014A (State of Minnesota Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 4, 2014.
Due Feb 1, 2017 to 2031.
Callable Feb 1, 2024 at par.
Winning bid: Northland Securities, at 100.0810, TIC 2.7879%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $135,000 | 2.00% | 0.75% | MNCEP | |
| 2/1/18 | $140,000 | 2.00% | 1.00% | MNCEP | |
| 2/1/19 | $140,000 | 2.00% | 1.20% | MNCEP | |
| 2/1/21 | $290,000 | 2.00% | 1.75% | MNCEP | |
| 2/1/23 | $300,000 | 2.20% | 2.20% | MNCEP | |
| 2/1/25 | $320,000 | 3.00% | 2.60% | MNCEP | |
| 2/1/27 | $345,000 | 3.00% | 2.80% | MNCEP | |
| 2/1/29 | $355,000 | 3.00% | 3.00% | MNCEP | |
| 2/1/31 | $375,000 | 3.10% | 3.10% | MNCEP |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Sterne Agee, TIC 2.8254%
Robert W. Baird, TIC 2.8463%
NEW JERSEY
Lavallette Borough
Nov 12, 2014 . . . . . . $7,400,000
Bond Anticipation Notes, Series 2014B (bank qualified).
Dated Nov 20, 2014.
Due Jul 28, 2015.
Purchased $7,400,000.00 by PNC Bank, at 0.38%, effective rate 0.38%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.507%
Jefferies, Effective Rate 0.638%
Oppenheimer, Effective Rate 0.7416%
Lawrence Township
Nov 12, 2014 . . . . . . $480,000
Special Emergency Note (bank qualified).
Dated Nov 20, 2014.
Due Nov 20, 2015.
Purchased $480,000.00 by South Brunswick Twp, at 0.6%, effective rate 0.6%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.979%
PNC Bank, Effective Rate 1.07%
East Brunswick Twp, Effective Rate 1.072%
Oppenheimer, Effective Rate 1.584%
Sea Bright Borough
Nov 12, 2014 . . . . . . $2,013,163
Special Emergency Note, $1,793,037 General Improvement Special Emergency Notes, $106,130 Beach Utility Special Emergency Notes and $113,996 Sewer Utility Special Emergency Notes (bank qualified).
Dated Nov 19, 2014.
Due Nov 18, 2015.
Purchased $2,013,170.00 by Valley National Bank, at 0.6%, effective rate 0.6%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.9779%
Jefferies, Effective Rate 0.9782%
Wyckoff Township
Nov 12, 2014 . . . . . . $441,628
Special Emergency Notes (bank qualified).
Dated Nov 19, 2014.
Due Nov 18, 2015.
Purchased $441,630.00 by PNC Bank, at 1.06%, effective rate 1.06%.
L.O.: Wolff & Samson PC, West Orange, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.25%
Oppenheimer, Effective Rate 1.75%
NEW YORK
Binghamton City School District
Nov 12, 2014 . . . . . . $60,000,000
Bond Anticipation Notes, 2014.
Dated Nov 21, 2014.
Due Nov 20, 2015.
Purchased $40,000,000.00 by Morgan Stanley, at 2.0%, plus $631,600.00, effective rate 0.4166%.
Purchased $20,000,000.00 by TD Securities, at 1.0%, plus $118,000.00, effective rate 0.4084%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.4166%
TD Securities, Effective Rate 0.4216%
Jefferies, Effective Rate 0.5494%
Roosevelt & Cross, Effective Rate 0.6042%
Oppenheimer, Effective Rate 0.6791%
JPMorgan Chase, Effective Rate 0.91%
Cayuga Village
Nov 12, 2014 . . . . . . $566,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Nov 20, 2014.
Due Jul 15, 2015.
Purchased $566,000.00 by Roosevelt & Cross, at 1.25%, plus $599.00, effective rate 1.0879%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.8479%
Corinth Central School District
Nov 12, 2014 . . . . . . $363,194
Bond Anticipation Notes, 2014 (bank qualified).
Dated Nov 20, 2014.
Due Oct 23, 2015.
Purchased $363,190.00 by Roosevelt & Cross, at 1.0%, plus $265.00, effective rate 0.9211%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Saratoga Natl Bk, Effective Rate 1.35%
Oppenheimer, Effective Rate 1.6881%
Croton Falls Fire District
Nov 12, 2014 . . . . . . $4,500,000
Fire District Serial Bonds-2014 (bank qualified) (book entry).
Dated Nov 20, 2014.
Due May 15, 2015 to 2031.
Callable May 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.5022, NIC 2.701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $225,000 | 2.00% | 0.35% | ||
| 5/15/16 | $225,000 | 2.00% | 0.55% | ||
| 5/15/17 | $250,000 | 2.00% | 0.75% | ||
| 5/15/18 | $250,000 | 2.00% | 1.00% | ||
| 5/15/19 | $250,000 | 2.00% | 1.20% | ||
| 5/15/20 | $250,000 | 2.00% | 1.50% | ||
| 5/15/21 | $275,000 | 2.00% | 1.75% | ||
| 5/15/22 | $275,000 | 2.25% | 2.00% | ||
| 5/15/23 | $275,000 | 2.50% | 2.15% | ||
| 5/15/24 | $275,000 | 2.75% | 2.30% | ||
| 5/15/25 | $275,000 | 3.00% | 2.45% | ||
| 5/15/26 | $275,000 | 3.00% | 2.60% | ||
| 5/15/27 | $275,000 | 3.00% | 2.70% | ||
| 5/15/28 | $275,000 | 3.00% | 2.80% | ||
| 5/15/29 | $275,000 | 3.00% | 2.90% | ||
| 5/15/30 | $275,000 | 3.00% | 3.00% | ||
| 5/15/31 | $300,000 | 3.00% | 3.10% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, Edward Jones.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 2.7488%
Hartford Central School District
Nov 12, 2014 . . . . . . $114,000
Bond Anticipation Notes, 2014 (New Issue) (bank qualified).
Dated Nov 21, 2014.
Due Nov 20, 2015.
Purchased $114,000.00 by Roosevelt & Cross, at 1.25%, plus $40.00, effective rate 1.2078%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 1.35%
Bank of Greene Co, Effective Rate 1.39%
Oppenheimer, Effective Rate 2.7113%
Putnam County
Nov 12, 2014 . . . . . . $3,478,274
Public Improvement Serial Bonds-2014 (book entry).
Dated Nov 20, 2014.
Due Nov 15, 2016 to 2031.
Callable Nov 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.7134%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/16 | $178,274 | 2.125% | 0.50% | ||
| 11/15/17 | $185,000 | 2.125% | 0.77% | ||
| 11/15/18 | $190,000 | 2.125% | 1.00% | ||
| 11/15/19 | $190,000 | 2.125% | 1.25% | ||
| 11/15/20 | $195,000 | 2.125% | 1.55% | ||
| 11/15/21 | $200,000 | 2.125% | 1.85% | ||
| 11/15/22 | $205,000 | 2.25% | 2.00% | ||
| 11/15/23 | $210,000 | 2.25% | 2.15% | ||
| 11/15/24 | $215,000 | 2.25% | 2.32% | ||
| 11/15/25 | $225,000 | 2.50% | 2.52% | ||
| 11/15/26 | $230,000 | 3.00% | 2.70% | ||
| 11/15/27 | $235,000 | 3.00% | 2.77% | ||
| 11/15/28 | $245,000 | 3.00% | 2.85% | ||
| 11/15/29 | $250,000 | 3.00% | 2.95% | ||
| 11/15/30 | $260,000 | 3.00% | 3.00% | ||
| 11/15/31 | $265,000 | 3.00% | 3.05% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 2.8329%
Fidelity Capital, NIC 2.8868%
Hutchinson Shockey, NIC 2.9253%
Putnam County
Nov 12, 2014 . . . . . . $15,000,000
Tax Anticipation Notes-2014.
Dated Nov 20, 2014.
Due Oct 23, 2015.
Purchased $15,000,000.00 by Jefferies, at 1.0%, plus $93,303.00, effective rate 0.3275%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.3332%
TD Securities, Effective Rate 0.3416%
JPMorgan, Effective Rate 0.3459%
Oppenheimer, Effective Rate 0.5384%
JPMorgan Chase, Effective Rate 0.8%
Utica City School District
Nov 12, 2014 . . . . . . $34,265,000
Bond Anticipation Notes, Series 2014 (Renewals).
Dated Nov 25, 2014.
Due Jul 23, 2015.
Purchased $34,265,000.00 by TD Securities, at 1.0%, plus $76,753.60, effective rate 0.6612%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.9472%
Oppenheimer, Effective Rate 1.0952%
Oppenheimer, Effective Rate 1.1829%
Oppenheimer, Effective Rate 1.2721%
Wappinger (Town)
Nov 12, 2014 . . . . . . $2,421,000
Bond Anticipation Notes, 2014 Series C (bank qualified).
Dated Nov 19, 2014.
Due Mar 27, 2015.
Purchased $2,421,000.00 by TD Bank, N.A., at 0.73%, effective rate 0.73%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.78%
Jefferies, Effective Rate 0.7832%
Oppenheimer, Effective Rate 0.8371%
Roosevelt & Cross, Effective Rate 0.8492%
NORTH DAKOTA
Bismarck (City)
Nov 12, 2014 . . . . . . $1,835,000
Sidewalk, Curb and Gutter Warrants, Series SCG-2013 (book entry).
Dated Dec 1, 2014.
Due May 1, 2015 to 2024.
Callable May 1, 2020 at par.
Winning bid: Robert W. Baird, at 101.0086, NIC 2.1803%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $145,000 | 2.00% | 0.35% | ||
| 5/1/16 | $190,000 | 2.00% | 0.50% | ||
| 5/1/17 | $190,000 | 2.00% | 0.75% | ||
| 5/1/18 | $190,000 | 2.00% | 1.05% | ||
| 5/1/19 | $190,000 | 2.00% | 1.35% | ||
| 5/1/20 | $190,000 | 2.00% | 1.70% | ||
| 5/1/21 | $185,000 | 2.25% | 2.00% | ||
| 5/1/22 | $185,000 | 2.50% | 2.20% | ||
| 5/1/23 | $185,000 | 2.50% | 2.35% | ||
| 5/1/24 | $185,000 | 3.00% | 2.45% |
Other managers: CL King & Associates, Fidelity Capital Markets, WNJ Capital, Crews & Associates, Inc., Cronin & Co., Inc., Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., CastleOak Securities, L.P., D.A. Davidson & Co., Incapital LLC, Wedbush Securities Inc., Davenport & Company LLC, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, R. Seelaus & Co., Inc., Alamo Capital, Oppenheimer & Co., Inc., Bernardi Securities, Inc., SumRidge Partners, LLC, Eastern Bank Capital Markets.
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Hutchinson Shockey, NIC 2.1871%
Bismarck (City)
Nov 12, 2014 . . . . . . $24,725,000
Refunding Improvement Bonds of 2014, Series I (book entry).
Dated Dec 1, 2014.
Due May 1, 2015 to 2029.
Callable May 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 98.9405, NIC 2.3033%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $1,800,000 | 3.00% | 0.21% | ||
| 5/1/16 | $2,530,000 | 3.00% | 0.42% | ||
| 5/1/17 | $2,455,000 | 3.00% | 0.65% | ||
| 5/1/18 | $2,450,000 | 2.50% | 0.94% | ||
| 5/1/19 | $2,430,000 | 2.00% | 1.22% | ||
| 5/1/20 | $2,375,000 | 2.00% | 1.50% | ||
| 5/1/21 | $2,325,000 | 3.00% | 1.85% | ||
| 5/1/22 | $1,115,000 | 3.00% | 2.10% | ||
| 5/1/23 | $1,115,000 | 3.00% | 2.30% | ||
| 5/1/24 | $1,105,000 | 2.625% | 2.625% | ||
| 5/1/25 | $1,045,000 | 2.50% | 2.75% | ||
| 5/1/26 | $995,000 | 3.00% | 2.80% | ||
| 5/1/27 | $995,000 | 0.05% | 3.50% | ||
| 5/1/29 | $1,990,000 | 1.00% | 3.50% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Dougherty & Company LLC, Bismarck, ND.
Other bidders were:
Janney Montgomery, NIC 2.3037%
Southwest Securities, NIC 2.3567%
BMO Cap Mkts GKST, NIC 2.3662%
Morgan Stanley, NIC 2.3666%
Robert W. Baird, NIC 2.3696%
Piper Jaffray, NIC 2.3793%
BA Merrill Lynch, NIC 2.4149%
First Southwest, NIC 2.5043%
PENNSYLVANIA
Haverford Township
Nov 12, 2014 . . . . . . $9,920,000
General Obligation Bonds, Series of 2014 (bank qualified) (book entry).
Dated Dec 16, 2014.
Due Oct 15, 2015 to 2044.
Callable Apr 15, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.4732%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $265,000 | 3.00% | 0.30% | ||
| 10/15/16 | $215,000 | 3.00% | 0.50% | ||
| 10/15/17 | $220,000 | 3.00% | 0.75% | ||
| 10/15/18 | $230,000 | 4.00% | 1.05% | ||
| 10/15/19 | $240,000 | 2.00% | 1.45% | ||
| 10/15/20 | $245,000 | 2.00% | 1.75% | ||
| 10/15/21 | $245,000 | 2.25% | 2.05% | ||
| 10/15/22 | $255,000 | 2.25% | 2.25% | ||
| 10/15/23 | $260,000 | 2.45% | 2.45% | ||
| 10/15/24 | $265,000 | 2.50% | 2.50% | ||
| 10/15/25 | $270,000 | 3.00% | 2.60% | ||
| 10/15/26 | $280,000 | 3.00% | 2.70% | ||
| 10/15/27 | $290,000 | 3.00% | 2.80% | ||
| 10/15/29 | $600,000 | 3.00% | 3.00% | ||
| 10/15/34 | $1,675,000 | 3.25% | 3.30% | ||
| 10/15/35 | $370,000 | 3.50% | 3.50% | ||
| 10/15/36 | $380,000 | 3.50% | 3.55% | ||
| 10/15/37 | $395,000 | 3.55% | 3.60% | ||
| 10/15/38 | $410,000 | 3.625% | 3.70% | ||
| 10/15/44 | $2,810,000 | 4.00% | 3.85% |
Other managers: WNJ Capital, Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, Northland Securities, Inc., Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Wedbush Securities Inc., Alamo Capital, SumRidge Partners, LLC.
L.O.: Reed Smith LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
Janney Montgomery, TIC 3.4936%
UBS Financial Svcs, TIC 3.4964%
Piper Jaffray, TIC 3.5191%
Boenning&Scattergood, TIC 3.6476%
SunTrust Robinson, TIC 3.7592%
Portage Area School District
Nov 12, 2014 . . . . . . $8,985,000
General Obligation Bonds, Series A of 2014 (bank qualified) (book entry). $7,560,000
Dated Dec 17, 2014.
Due Sep 1, 2015 to 2029.
Callable Mar 1, 2020 at par.
Winning bid: SunTrust Robinson, at n/a, TIC 2.9363%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $120,000 | 3.00% | 0.40% | BAM | |
| 9/1/16 | $440,000 | 3.00% | 0.60% | BAM | |
| 9/1/17 | $460,000 | 3.00% | 0.90% | BAM | |
| 9/1/18 | $470,000 | 3.00% | 1.20% | BAM | |
| 9/1/19 | $485,000 | 3.00% | 1.50% | BAM | |
| 9/1/20 | $495,000 | 2.00% | 1.80% | BAM | |
| 9/1/21 | $505,000 | 2.50% | 2.10% | BAM | |
| 9/1/22 | $520,000 | 2.50% | 2.30% | BAM | |
| 9/1/23 | $535,000 | 2.50% | 2.40% | BAM | |
| 9/1/24 | $545,000 | 2.50% | 2.50% | BAM | |
| 9/1/25 | $560,000 | 3.00% | 2.60% | BAM | |
| 9/1/26 | $580,000 | 3.00% | 2.75% | BAM | |
| 9/1/27 | $595,000 | 3.00% | 2.90% | BAM | |
| 9/1/28 | $615,000 | 3.00% | 3.05% | BAM | |
| 9/1/29 | $635,000 | 3.125% | 3.20% | BAM |
General Obligation Bonds, Series B of 2014 (bank qualified) (book entry). $1,425,000
Dated Dec 17, 2014.
Due Sep 1, 2015 to 2033.
Callable Mar 1, 2020 at par.
Winning bid: SunTrust Robinson, at n/a, TIC 2.9363%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/30 | $440,000 | 3.25% | 3.30% | BAM | |
| 9/1/31 | $380,000 | 3.30% | 3.375% | BAM | |
| 9/1/33 | $605,000 | 3.50% | 3.55% | BAM |
Other managers: Sterne, Agee & Leach, Inc, BOSC, Inc..
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
SunTrust Robinson, TIC 2.9363%
Janney Montgomery, TIC 3.0695%
Roosevelt & Cross, TIC 3.1188%
Robert W. Baird, TIC 3.1583%
SOUTH CAROLINA
College of Charleston
Nov 12, 2014 . . . . . . $54,255,000
Academic and Administrative Facilities Revenue Bonds, Series 2014A (book entry).
Dated Dec 1, 2014.
Due Apr 1, 2017 to 2044.
Callable Apr 1, 2024 at par.
Winning bid: Wells Fargo Secs, at 102.0332, TIC 3.79%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $1,030,000 | 5.00% | 0.80% | ||
| 4/1/18 | $1,085,000 | 5.00% | 1.05% | ||
| 4/1/19 | $1,135,000 | 5.00% | 1.44% | ||
| 4/1/20 | $1,195,000 | 5.00% | 1.75% | ||
| 4/1/21 | $1,255,000 | 5.00% | 2.05% | ||
| 4/1/22 | $1,315,000 | 5.00% | 2.25% | ||
| 4/1/23 | $1,380,000 | 5.00% | 2.45% | ||
| 4/1/24 | $1,450,000 | 5.00% | 2.60% | ||
| 4/1/25 | $1,525,000 | 5.00% | 2.75% | ||
| 4/1/26 | $1,600,000 | 5.00% | 2.85% | ||
| 4/1/27 | $1,680,000 | 3.00% | 3.148% | ||
| 4/1/28 | $1,730,000 | 3.125% | 3.264% | ||
| 4/1/29 | $1,785,000 | 3.25% | 3.383% | ||
| 4/1/30 | $1,840,000 | 3.375% | 3.502% | ||
| 4/1/31 | $1,905,000 | 3.50% | 3.50% | ||
| 4/1/32 | $1,970,000 | 3.50% | 3.617% | ||
| 4/1/33 | $2,040,000 | 3.625% | 3.739% | ||
| 4/1/34 | $2,115,000 | 3.75% | 3.842% | ||
| 4/1/36 | $4,470,000 | 3.75% | 3.854% | ||
| 4/1/40 | $10,025,000 | 4.00% | 4.00% | ||
| 4/1/44 | $11,725,000 | 4.00% | 4.05% |
L.O.: McNair Law Firm, Charleston, SC.
F.A.: Piedmont Securities LLC, Davidson, NC.
Other bidders were:
Mesirow Financial, TIC 3.8521%
Citigroup, TIC 3.917%
JPMorgan, TIC 3.9329%
Robert W. Baird, TIC 3.9487%
BA Merrill Lynch, TIC 4.046%
TENNESSEE
Gainesboro (Town)
Nov 12, 2014 . . . . . . $1,405,000
General Obligation Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 20, 2014.
Due Jun 1, 2015 to 2037.
Callable Jun 1, 2024 at par.
Winning bid: Robert W. Baird, at 100.3738, TIC 3.2532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $15,000 | 3.00% | 0.40% | ||
| 6/1/16 | $55,000 | 3.00% | 0.65% | ||
| 6/1/17 | $60,000 | 3.00% | 0.90% | ||
| 6/1/18 | $60,000 | 3.00% | 1.20% | ||
| 6/1/19 | $60,000 | 3.00% | 1.45% | ||
| 6/1/20 | $65,000 | 3.00% | 1.80% | ||
| 6/1/21 | $65,000 | 3.00% | 2.10% | ||
| 6/1/22 | $70,000 | 3.00% | 2.30% | ||
| 6/1/23 | $70,000 | 4.00% | 2.45% | ||
| 6/1/24 | $70,000 | 4.00% | 2.55% | ||
| 6/1/28 | $310,000 | 3.00% | 3.00% | ||
| 6/1/31 | $260,000 | 3.25% | 3.30% | ||
| 6/1/37 | $245,000 | 3.50% | 3.60% |
Other managers: CL King & Associates, Davenport & Company LLC, Edward Jones, Crews & Associates, Inc., WNJ Capital, Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Duncan-Williams, Inc., CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Alamo Capital, Oppenheimer & Co., Inc., R. Seelaus & Co., Inc., SumRidge Partners, LLC, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Raymond James & Associates, Inc., Nashville, TN.
TEXAS
Fort Bend County Municipal Utility District No. 146
Nov 12, 2014 . . . . . . $2,000,000
Unlimited Tax Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Sep 1, 2015 to 2040.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.1014, NIC 3.5279%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $75,000 | 2.00% | 0.50% | BAM | |
| 9/1/16 | $80,000 | 2.00% | 0.75% | BAM | |
| 9/1/17 | $80,000 | 2.00% | 1.00% | BAM | |
| 9/1/18 | $80,000 | 2.00% | 1.35% | BAM | |
| 9/1/19 | $80,000 | 2.00% | 1.65% | BAM | |
| 9/1/20 | $80,000 | 3.00% | 2.00% | BAM | |
| 9/1/21 | $80,000 | 3.00% | 2.35% | BAM | |
| 9/1/22 | $80,000 | 3.00% | 2.60% | BAM | |
| 9/1/23 | $80,000 | 3.00% | 2.70% | BAM | |
| 9/1/26 | $235,000 | 3.00% | 3.00% | BAM | |
| 9/1/28 | $150,000 | 3.00% | 3.15% | BAM | |
| 9/1/32 | $300,000 | 3.125% | 3.40% | BAM | |
| 9/1/36 | $300,000 | 3.50% | 3.80% | BAM | |
| 9/1/40 | $300,000 | 3.75% | 3.95% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Raymond James, NIC 3.5433%
Robert W. Baird, NIC 3.6867%
BOSC, NIC 3.7397%
Fort Bend County Municipal Utility District No. 146
Nov 12, 2014 . . . . . . $3,330,000
Unlimited Tax Park Bonds, Series 2014B (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Sep 1, 2015 to 2040.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.6999, NIC 3.4581%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $125,000 | 2.00% | 0.50% | BAM | |
| 9/1/16 | $130,000 | 2.00% | 0.65% | BAM | |
| 9/1/17 | $130,000 | 2.00% | 1.00% | BAM | |
| 9/1/18 | $130,000 | 2.00% | 1.35% | BAM | |
| 9/1/19 | $130,000 | 2.00% | 1.65% | BAM | |
| 9/1/20 | $130,000 | 2.00% | 2.00% | BAM | |
| 9/1/21 | $130,000 | 2.00% | 2.35% | BAM | |
| 9/1/22 | $130,000 | 3.00% | 2.60% | BAM | |
| 9/1/23 | $130,000 | 3.00% | 2.70% | BAM | |
| 9/1/24 | $130,000 | 3.00% | 2.80% | BAM | |
| 9/1/25 | $130,000 | 3.00% | 2.90% | BAM | |
| 9/1/26 | $130,000 | 3.00% | 3.00% | BAM | |
| 9/1/28 | $260,000 | 3.00% | 3.15% | BAM | |
| 9/1/30 | $260,000 | 3.125% | 3.30% | BAM | |
| 9/1/32 | $255,000 | 3.25% | 3.40% | BAM | |
| 9/1/34 | $250,000 | 3.375% | 3.55% | BAM | |
| 9/1/36 | $250,000 | 3.625% | 3.80% | BAM | |
| 9/1/40 | $500,000 | 3.75% | 3.95% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Raymond James, NIC 3.4816%
Robert W. Baird, NIC 3.602%
BOSC, NIC 3.7001%
Lakeside Water Control & Improvement District No. 2-D
Nov 10, 2014 . . . . . . $2,440,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Sep 1, 2016 to 2036.
Callable Sep 1, 2022 at par.
Winning bid: Southwest Securities, at 97.0220, NIC 3.9676%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $65,000 | 2.00% | 1.35% | ||
| 9/1/17 | $70,000 | 2.00% | 1.60% | ||
| 9/1/18 | $70,000 | 2.00% | 1.85% | ||
| 9/1/19 | $75,000 | 2.25% | 2.10% | ||
| 9/1/20 | $80,000 | 2.25% | 2.30% | ||
| 9/1/21 | $85,000 | 2.50% | 2.50% | ||
| 9/1/22 | $90,000 | 2.75% | 2.75% | ||
| 9/1/23 | $95,000 | 3.00% | 3.00% | ||
| 9/1/24 | $100,000 | 3.20% | 3.20% | ||
| 9/1/25 | $105,000 | 3.40% | 3.40% | ||
| 9/1/26 | $110,000 | 3.50% | 3.60% | ||
| 9/1/28 | $235,000 | 3.75% | 3.80% | ||
| 9/1/30 | $265,000 | 3.80% | 3.90% | ||
| 9/1/32 | $295,000 | 3.90% | 4.00% | ||
| 9/1/34 | $330,000 | 4.00% | 4.10% | ||
| 9/1/36 | $370,000 | 4.125% | 4.20% |
L.O.: Freeman & Corbett, LLP, Austin, TX; Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: FirstSouthwest, Austin, TX.
Other bidders were:
GMS Group, NIC 3.9847%
Royal Independent School District
Nov 10, 2014 . . . . . . $6,930,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Feb 15, 2015 to 2037.
Callable Feb 15, 2024 at par.
Winning bid: Stifel Nicolaus, at 104.6509, TIC 2.8271%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $120,000 | 3.00% | 0.25% | PSF | |
| 2/15/16 | $390,000 | 3.00% | 0.40% | PSF | |
| 2/15/17 | $405,000 | 3.00% | 0.60% | PSF | |
| 2/15/18 | $425,000 | 3.00% | 0.85% | PSF | |
| 2/15/19 | $445,000 | 3.00% | 1.10% | PSF | |
| 2/15/20 | $455,000 | 3.00% | 1.35% | PSF | |
| 2/15/21 | $445,000 | 3.00% | 1.60% | PSF | |
| 2/15/22 | $485,000 | 3.00% | 1.80% | PSF | |
| 2/15/23 | $495,000 | 2.50% | 2.00% | PSF | |
| 2/15/24 | $505,000 | 2.50% | 2.10% | PSF | |
| 2/15/25 | $510,000 | 2.50% | 2.20% | PSF | |
| 2/15/31 | $220,000 | 4.00% | 2.70% | PSF | |
| 2/15/35 | $205,000 | 4.00% | 2.90% | PSF | |
| 2/15/36 | $895,000 | 4.00% | 3.00% | PSF | |
| 2/15/37 | $930,000 | 3.50% | 3.50% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX; and USCA Municipal Advisors, LLC, Houston, TX.
Other bidders were:
FirstSouthwest, TIC 2.8339%
Coastal Securities, TIC 2.845%
FTN Fin Cap Mkts, TIC 2.8497%
Robert W. Baird, TIC 2.8597%
Piper Jaffray, TIC 2.8916%
BOSC, TIC 2.9658%
Valley Ranch Municipal Utility District No. 1
Nov 12, 2014 . . . . . . $1,010,000
Unlimited Tax Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.0974%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $25,000 | 3.00% | 1.00% | ||
| 9/1/16 | $25,000 | 3.00% | 1.25% | ||
| 9/1/17 | $25,000 | 3.00% | 1.75% | ||
| 9/1/18 | $25,000 | 3.00% | 2.00% | ||
| 9/1/19 | $30,000 | 3.00% | 2.20% | ||
| 9/1/20 | $30,000 | 3.00% | 2.40% | ||
| 9/1/21 | $30,000 | 3.00% | 2.60% | ||
| 9/1/22 | $30,000 | 3.00% | 2.80% | ||
| 9/1/23 | $35,000 | 3.00% | 3.00% | ||
| 9/1/24 | $35,000 | 3.10% | 3.20% | ||
| 9/1/25 | $35,000 | 3.30% | 3.40% | ||
| 9/1/26 | $40,000 | 3.50% | 3.60% | ||
| 9/1/27 | $40,000 | 3.60% | 3.70% | ||
| 9/1/28 | $45,000 | 3.70% | 3.80% | ||
| 9/1/31 | $140,000 | 4.00% | 4.00% | ||
| 9/1/34 | $160,000 | 4.00% | 4.125% | ||
| 9/1/38 | $260,000 | 4.15% | 4.30% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.1417%
RBC Capital Mkts, NIC 4.3604%
WASHINGTON
Skagit County
Nov 12, 2014 . . . . . . $52,700,000
Limited Tax General Obligation Bonds, 2014 (book entry).
Dated Dec 3, 2014.
Due Dec 1, 2017 to 2041.
Callable Dec 1, 2024 at par.
Winning bid: Jefferies, at 107.8785, TIC 3.6249%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $1,150,000 | 4.00% | 0.78% | ||
| 12/1/18 | $1,225,000 | 4.00% | 1.02% | ||
| 12/1/19 | $1,280,000 | 4.00% | 1.37% | ||
| 12/1/20 | $1,330,000 | 5.00% | 1.73% | ||
| 12/1/21 | $1,395,000 | 5.00% | 1.98% | ||
| 12/1/22 | $1,460,000 | 5.00% | 2.27% | ||
| 12/1/23 | $1,540,000 | 5.00% | 2.42% | ||
| 12/1/24 | $1,615,000 | 5.00% | 2.53% | ||
| 12/1/25 | $1,695,000 | 5.00% | 2.60% | ||
| 12/1/26 | $1,780,000 | 5.00% | 2.71% | ||
| 12/1/27 | $1,865,000 | 5.00% | 2.81% | ||
| 12/1/28 | $1,965,000 | 5.00% | 2.87% | ||
| 12/1/29 | $2,060,000 | 5.00% | 2.90% | ||
| 12/1/30 | $2,165,000 | 5.00% | 2.95% | ||
| 12/1/31 | $2,270,000 | 5.00% | 3.00% | ||
| 12/1/32 | $2,385,000 | 3.625% | 3.68% | ||
| 12/1/33 | $2,470,000 | 3.75% | 3.75% | ||
| 12/1/34 | $2,565,000 | 3.75% | 3.80% | ||
| 12/1/35 | $2,595,000 | 4.00% | 3.83% | ||
| 12/1/37 | $5,505,000 | 4.00% | 3.90% | ||
| 12/1/41 | $12,385,000 | 4.00% | 4.00% |
Other managers: Fidelity Capital Markets, UBS Financial Services, Inc., Raymond James & Associates, Inc., City Securities Corp..
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
Other bidders were:
BA Merrill Lynch, TIC 3.6759%
Citigroup, TIC 3.6786%
Wells Fargo Secs, TIC 3.685%
JPMorgan, TIC 3.6977%
William Blair, TIC 3.6982%
Hutchinson Shockey, TIC 3.7017%
Morgan Stanley, TIC 3.7598%
WISCONSIN
Howard-Suamico School District
Nov 10, 2014 . . . . . . $4,265,000
General Obligation Refunding Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 3, 2014.
Due Mar 1, 2015 to 2018.
Non-callable.
Winning bid: UMB Bank, at 101.5640, TIC 0.9049%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $30,000 | 1.25% | 1.00% | ||
| 3/1/16 | $1,435,000 | 1.50% | 0.35% | ||
| 3/1/17 | $1,400,000 | 1.50% | 0.65% | ||
| 3/1/18 | $1,400,000 | 1.75% | 0.95% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 0.9775%
Piper Jaffray, TIC 0.9895%
BOSC, TIC 1.0075%
Stifel Nicolaus, TIC 1.0841%
Raymond James, TIC 1.1314%
Waukesha School District
Nov 12, 2014 . . . . . . $8,000,000
General Obligation Promissory Notes, Series 2015 (bank qualified) (book entry).
Dated Jan 5, 2015.
Due Apr 1, 2015 to 2021.
Non-callable.
Winning bid: BOSC, at n/a, TIC 1.7468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $1,955,000 | 2.00% | 0.30% | ||
| 4/1/16 | $960,000 | 2.00% | 0.45% | ||
| 4/1/17 | $975,000 | 2.00% | 0.75% | ||
| 4/1/18 | $995,000 | 2.00% | 0.95% | ||
| 4/1/19 | $1,015,000 | 2.00% | 1.15% | ||
| 4/1/20 | $1,040,000 | 2.00% | 1.45% | ||
| 4/1/21 | $1,060,000 | 2.00% | 1.70% |
Other managers: Sterne, Agee & Leach, Inc, SunTrust Robinson Humphrey.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
BMO Cap Mkts GKST, TIC 1.776%
Piper Jaffray, TIC 1.7786%
FTN Fin Cap Mkts, TIC 1.7872%
Robert W. Baird, TIC 1.7966%
TAXABLE ISSUES
CONNECTICUT
Brookfield (Town)
Nov 12, 2014 . . . . . . $1,965,000
General Obligation Bond Anticipation Notes Series B (book entry).
Dated Nov 20, 2014.
Due Nov 19, 2015.
Purchased $1,965,000.00 by Oppenheimer, at 1.0%, plus $4,658.00, effective rate 0.7623%.
L.O.: Hawkins, Delafield & Wood, Hartford, CT; and Hawkins, Delafield & Wood, New York, NY.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Janney Montgomery, Effective Rate 0.7764%
Eastern Bk Cap Mkts, Effective Rate 0.828%
Roosevelt & Cross, Effective Rate 1.0056%
Jefferies, Effective Rate 1.0895%
NEW JERSEY
Mount Holly Township
Nov 12, 2014 . . . . . . $6,524,000
Taxable Bond Anticipation Notes of 2014, Series A.
Dated Nov 18, 2014.
Due Nov 17, 2015.
Purchased $6,524,000.00 by Oppenheimer, at 1.15%, effective rate 1.15%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.189%
Investors Savings Bk, Effective Rate 1.2%
