CALIFORNIA
California
Sep 10, 2014 . . . . . . $2,800,000,000
2014-15 Revenue Anticipation Notes (book entry).
Dated Sep 23, 2014.
Due Jun 22, 2015.
Purchased $200,000,000.00 by Morgan Stanley, at 1.5%, plus $2,080,000.00, effective rate 0.1044%.
Purchased $100,000,000.00 by BA Merrill Lynch, at 1.5%, plus $1,031,000.00, effective rate 0.1165%.
Purchased $25,000,000.00 by Stifel Nicolaus, at 1.5%, plus $257,500.00, effective rate 0.1178%.
Purchased $25,000,000.00 by FTN Fin Cap Mkts, at 1.5%, plus $262,500.00, effective rate 0.091%.
Purchased $50,000,000.00 by US Bancorp Invest, at 1.5%, plus $518,000.00, effective rate 0.1098%.
Purchased $100,000,000.00 by US Bancorp Invest, at 1.5%, plus $1,033,000.00, effective rate 0.1138%.
Purchased $50,000,000.00 by US Bancorp Invest, at 1.5%, plus $515,000.00, effective rate 0.1178%.
Purchased $50,000,000.00 by Wells Fargo Secs, at 1.5%, plus $518,000.00, effective rate 0.1098%.
Purchased $50,000,000.00 by Wells Fargo Secs, at 1.5%, plus $516,000.00, effective rate 0.1151%.
Purchased $50,000,000.00 by Wells Fargo Secs, at 1.5%, plus $514,500.00, effective rate 0.1192%.
Purchased $25,000,000.00 by FTN Fin Cap Mkts, at 1.5%, plus $257,250.00, effective rate 0.1192%.
Purchased $25,000,000.00 by Jefferies, at 1.5%, plus $260,500.00, effective rate 0.1017%.
Purchased $100,000,000.00 by RBC Capital Mkts, at 1.5%, plus $1,039,000.00, effective rate 0.1058%.
Purchased $50,000,000.00 by RBC Capital Mkts, at 1.5%, plus $517,000.00, effective rate 0.1125%.
Purchased $50,000,000.00 by RBC Capital Mkts, at 1.5%, plus $514,500.00, effective rate 0.1192%.
Purchased $50,000,000.00 by Goldman Sachs, at 1.5%, plus $544,000.00, effective rate 0.04%.
Purchased $50,000,000.00 by Goldman Sachs, at 1.5%, plus $542,000.00, effective rate 0.0454%.
Purchased $100,000,000.00 by Goldman Sachs, at 1.5%, plus $1,065,000.00, effective rate 0.0709%.
Purchased $100,000,000.00 by Goldman Sachs, at 1.5%, plus $1,050,000.00, effective rate 0.091%.
Purchased $100,000,000.00 by Goldman Sachs, at 1.5%, plus $1,034,000.00, effective rate 0.1125%.
Purchased $250,000,000.00 by Morgan Stanley, at 1.5%, plus $2,592,500.00, effective rate 0.1084%.
Purchased $550,000,000.00 by Morgan Stanley, at 1.5%, plus $5,676,000.00, effective rate 0.1151%.
Purchased $25,000,000.00 by Jefferies, at 1.5%, plus $258,500.00, effective rate 0.1125%.
Purchased $100,000,000.00 by BA Merrill Lynch, at 1.5%, plus $1,029,000.00, effective rate 0.1192%.
Purchased $300,000,000.00 by JPMorgan, at 1.5%, plus $3,099,000.00, effective rate 0.1138%.
Purchased $200,000,000.00 by JPMorgan, at 1.5%, plus $2,080,000.00, effective rate 0.1044%.
Purchased $25,000,000.00 by JPMorgan, at 1.5%, plus $257,250.00, effective rate 0.1192%.
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA; and State Attorney General.
F.A.: Montague DeRose & Associates, Walnut Creek, CA.
Other bidders were:
JPMorgan, Effective Rate 0.1192%
RBC Capital Mkts, Effective Rate 0.1205%
JPMorgan, Effective Rate 0.1219%
BA Merrill Lynch, Effective Rate 0.1219%
Williams Capital, Effective Rate 0.1219%
Jefferies, Effective Rate 0.1219%
Barclays Capital, Effective Rate 0.1219%
Stifel Nicolaus, Effective Rate 0.1225%
Wells Fargo Secs, Effective Rate 0.1232%
Morgan Stanley, Effective Rate 0.1232%
Citigroup, Effective Rate 0.1232%
RBC Capital Mkts, Effective Rate 0.1245%
BA Merrill Lynch, Effective Rate 0.1245%
Stifel Nicolaus, Effective Rate 0.1245%
Stifel Nicolaus, Effective Rate 0.1259%
US Bancorp Invest, Effective Rate 0.1259%
Raymond James, Effective Rate 0.1272%
Barclays Capital, Effective Rate 0.1272%
FTN Fin Cap Mkts, Effective Rate 0.1286%
BA Merrill Lynch, Effective Rate 0.1299%
Wells Fargo Secs, Effective Rate 0.1299%
Stifel Nicolaus, Effective Rate 0.1313%
Raymond James, Effective Rate 0.1326%
Goldman Sachs, Effective Rate 0.1326%
Barclays Capital, Effective Rate 0.1326%
Citigroup, Effective Rate 0.1326%
Jefferies, Effective Rate 0.1326%
US Bancorp Invest, Effective Rate 0.1339%
FTN Fin Cap Mkts, Effective Rate 0.1339%
Morgan Stanley, Effective Rate 0.1339%
Wells Fargo Secs, Effective Rate 0.1353%
Barclays Capital, Effective Rate 0.1366%
Citigroup, Effective Rate 0.138%
Piper Jaffray, Effective Rate 0.138%
FirstSouthwest, Effective Rate 0.1396%
Jefferies, Effective Rate 0.142%
Wells Fargo Secs, Effective Rate 0.1433%
Raymond James, Effective Rate 0.1433%
Wells Fargo Secs, Effective Rate 0.1447%
Piper Jaffray, Effective Rate 0.1474%
FTN Fin Cap Mkts, Effective Rate 0.1487%
Wells Fargo Secs, Effective Rate 0.15%
Goldman Sachs, Effective Rate 0.1527%
Barclays Capital, Effective Rate 0.1527%
Jefferies, Effective Rate 0.1527%
Raymond James, Effective Rate 0.1527%
BA Merrill Lynch, Effective Rate 0.1581%
Williams Capital, Effective Rate 0.1594%
Jefferies, Effective Rate 0.1621%
FirstSouthwest, Effective Rate 0.1664%
FLORIDA
Palm Beach County School District
Sep 10, 2014 . . . . . . $115,000,000
Tax Anticipation Notes, Series 2014 (book entry).
Dated Sep 25, 2014.
Due Jan 30, 2015.
Purchased $115,000,000.00 by JPMorgan, at 1.25%, plus $464,600.00, effective rate 0.0865%.
L.O.: Greenberg Traurig, P.A., Miami, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
RBC Capital Mkts, Effective Rate 0.0876%
BA Merrill Lynch, Effective Rate 0.0925%
PNC Capital Markets, Effective Rate 0.0934%
Morgan Stanley, Effective Rate 0.1014%
Citigroup, Effective Rate 0.1043%
Stifel Nicolaus, Effective Rate 0.1291%
Wells Fargo Secs, Effective Rate 0.1366%
Raymond James, Effective Rate 0.1389%
Jefferies, Effective Rate 0.159%
IOWA
Harlan (City)
Sep 9, 2014 . . . . . . $1,835,000
General Obligation Capital Loan Notes, Series 2014 (bank qualified) (book entry).
Dated Oct 9, 2014.
Due Jun 1, 2016 to 2029.
Callable Jun 1, 2022 at par.
Winning bid: UMB Bank, at 100.7380, TIC 2.4678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $220,000 | 2.00% | 0.50% | ||
| 6/1/17 | $195,000 | 2.00% | 0.85% | ||
| 6/1/18 | $260,000 | 2.00% | 1.15% | ||
| 6/1/19 | $270,000 | 2.00% | 1.40% | ||
| 6/1/21 | $165,000 | 1.85% | 1.85% | ||
| 6/1/23 | $160,000 | 2.30% | 2.30% | ||
| 6/1/25 | $140,000 | 2.65% | 2.65% | ||
| 6/1/27 | $185,000 | 3.00% | 3.00% | ||
| 6/1/28 | $120,000 | 3.15% | 3.15% | ||
| 6/1/29 | $120,000 | 3.35% | 3.35% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Bankers' Bank, TIC 2.4735%
D.A. Davidson, TIC 2.5363%
Hutchinson Shockey, TIC 2.649%
Northland Securities, TIC 2.7099%
KANSAS
Holcomb (City)
Sep 10, 2014 . . . . . . $110,000
General Obligation Bonds, Series A, 2014 (bank qualified).
Dated Sep 29, 2014.
Due Oct 1, 2015 to 2034.
Callable Oct 1, 2019 at par.
Winning bid: Central States Cap, at n/a, NIC 4.066%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/20 | $30,000 | 3.00% | 3.00% | ||
| 10/1/26 | $30,000 | 3.50% | 3.50% | ||
| 10/1/34 | $50,000 | 4.00% | 4.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Citycode Financial, LLC, Wichita, KS.
Other bidders were:
Commerce Bank, NIC 4.2207%
Cooper Malone, NIC 4.2208%
Holcomb (City)
Sep 10, 2014 . . . . . . $2,025,000
General Obligation Refunding Bonds, Series B, 2014 (bank qualified) (book entry).
Dated Sep 29, 2014.
Due Oct 1, 2015 to 2023.
Callable Oct 1, 2019 at par.
Winning bid: Central States Cap, at n/a, NIC 1.845%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $215,000 | 0.40% | 0.40% | ||
| 10/1/16 | $215,000 | 0.60% | 0.60% | ||
| 10/1/17 | $220,000 | 0.80% | 0.80% | ||
| 10/1/18 | $220,000 | 1.10% | 1.10% | ||
| 10/1/19 | $225,000 | 1.30% | 1.30% | ||
| 10/1/20 | $225,000 | 1.60% | 1.60% | ||
| 10/1/21 | $230,000 | 1.85% | 1.85% | ||
| 10/1/22 | $235,000 | 2.10% | 2.10% | ||
| 10/1/23 | $240,000 | 2.25% | 2.25% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Citycode Financial, LLC, Wichita, KS.
Other bidders were:
Country Club Bank, NIC 1.8556%
Commerce Bank, NIC 1.9408%
UMB Bank, NIC 1.9985%
Cooper Malone, NIC 2.072%
Lawrence (City)
Sep 9, 2014 . . . . . . $25,065,000
General Obligation Improvement Bonds, Series 2014-A (book entry).
Dated Sep 25, 2014.
Due Sep 1, 2015 to 2034.
Callable Sep 1, 2024 at par.
Winning bid: Piper Jaffray, at 107.6379, TIC 2.758%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $895,000 | 5.00% | 0.14% | ||
| 9/1/16 | $880,000 | 5.00% | 0.34% | ||
| 9/1/17 | $925,000 | 5.00% | 0.61% | ||
| 9/1/18 | $970,000 | 5.00% | 0.89% | ||
| 9/1/19 | $1,015,000 | 2.00% | 1.20% | ||
| 9/1/20 | $1,040,000 | 2.00% | 1.50% | ||
| 9/1/21 | $1,060,000 | 5.00% | 1.77% | ||
| 9/1/22 | $1,110,000 | 5.00% | 2.00% | ||
| 9/1/23 | $1,165,000 | 5.00% | 2.16% | ||
| 9/1/24 | $1,225,000 | 4.00% | 2.26% | ||
| 9/1/25 | $1,275,000 | 2.50% | 2.36% | ||
| 9/1/26 | $1,305,000 | 2.75% | 2.45% | ||
| 9/1/27 | $1,340,000 | 4.00% | 2.63% | ||
| 9/1/28 | $1,395,000 | 4.00% | 2.71% | ||
| 9/1/29 | $1,450,000 | 3.25% | 3.04% | ||
| 9/1/30 | $1,500,000 | 3.25% | 3.10% | ||
| 9/1/31 | $1,550,000 | 3.25% | 3.16% | ||
| 9/1/32 | $1,600,000 | 3.50% | 3.22% | ||
| 9/1/33 | $1,655,000 | 3.50% | 3.27% | ||
| 9/1/34 | $1,710,000 | 3.50% | 3.32% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Municipal Official(s).
Other bidders were:
Citigroup, TIC 2.7615%
BA Merrill Lynch, TIC 2.7776%
Jefferies, TIC 2.7925%
William Blair, TIC 2.8443%
Janney Montgomery, TIC 2.8551%
FirstSouthwest, TIC 2.8597%
Robert W. Baird, TIC 2.8647%
Hutchinson Shockey, TIC 2.9013%
KENTUCKY
Danville (City)
Sep 10, 2014 . . . . . . $3,050,000
General Obligation Refunding Bonds, Series 2014B (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Dec 1, 2014 to 2020.
Non-callable.
Winning bid: SunTrust Robinson, at 105.2382, TIC 1.3037%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $240,000 | 3.00% | 0.25% | ||
| 6/1/15 | $215,000 | 3.00% | 0.30% | ||
| 12/1/15 | $220,000 | 3.00% | 0.35% | ||
| 6/1/16 | $220,000 | 3.00% | 0.45% | ||
| 12/1/16 | $225,000 | 3.00% | 0.50% | ||
| 6/1/17 | $230,000 | 3.00% | 0.65% | ||
| 12/1/17 | $230,000 | 3.00% | 0.70% | ||
| 6/1/18 | $235,000 | 3.00% | 1.00% | ||
| 12/1/18 | $240,000 | 3.00% | 1.05% | ||
| 6/1/19 | $245,000 | 3.00% | 1.30% | ||
| 12/1/19 | $245,000 | 3.00% | 1.35% | ||
| 6/1/20 | $250,000 | 3.00% | 1.50% | ||
| 12/1/20 | $255,000 | 3.00% | 1.55% |
Other managers: Sterne, Agee & Leach, Inc, BOSC, Inc..
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
Hutchinson Shockey, TIC 1.4471%
J.J.B. Hilliard, TIC 1.4662%
Raymond James, TIC 1.5109%
City Securities, TIC 1.5538%
FTN Fin Cap Mkts, TIC 1.7245%
Danville (City)
Sep 10, 2014 . . . . . . $3,155,000
General Obligation Bonds, Series 2014A (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Feb 1, 2015 to 2034.
Callable Aug 1, 2024 at par.
Winning bid: SunTrust Robinson, at 102.5742, TIC 3.083%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $80,000 | 3.00% | 0.30% | ||
| 2/1/16 | $120,000 | 3.00% | 0.50% | ||
| 2/1/17 | $125,000 | 3.00% | 0.70% | ||
| 2/1/18 | $130,000 | 3.00% | 1.00% | ||
| 2/1/19 | $130,000 | 3.00% | 1.40% | ||
| 2/1/20 | $135,000 | 3.00% | 1.60% | ||
| 2/1/21 | $140,000 | 3.00% | 1.75% | ||
| 2/1/22 | $145,000 | 3.00% | 1.95% | ||
| 2/1/23 | $150,000 | 3.00% | 2.15% | ||
| 2/1/24 | $155,000 | 3.00% | 2.30% | ||
| 2/1/26 | $325,000 | 3.00% | 2.60% | ||
| 2/1/28 | $345,000 | 3.25% | 2.90% | ||
| 2/1/30 | $365,000 | 3.50% | 3.10% | ||
| 2/1/32 | $390,000 | 3.625% | 3.35% | ||
| 2/1/34 | $420,000 | 3.75% | 3.55% |
Other managers: Sterne, Agee & Leach, Inc, BOSC, Inc..
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 3.0897%
Raymond James, TIC 3.0921%
City Securities, TIC 3.1939%
Hutchinson Shockey, TIC 3.2172%
FTN Fin Cap Mkts, TIC 3.2346%
MASSACHUSETTS
Boxford (Town)
Sep 10, 2014 . . . . . . $615,000
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Oct 3, 2014.
Due Oct 2, 2015.
Purchased $615,000.00 by Century Bk, at 0.45%, effective rate 0.45%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.5%
Roosevelt & Cross, Effective Rate 0.8776%
Worcester (City)
Sep 10, 2014 . . . . . . $16,300,000
General Obligation Bond Anticipation Notes Series A (book entry).
Dated Sep 19, 2014.
Due Dec 18, 2015.
Purchased $16,300,000.00 by Oppenheimer, at 1.0%, plus $129,422.00, effective rate 0.3634%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Jefferies, Effective Rate 0.4997%
Eastern Bk Cap Mkts, Effective Rate 0.594%
Eastern Bk Cap Mkts, Effective Rate 0.694%
MISSOURI
Lindbergh Schools
Sep 9, 2014 . . . . . . $34,035,000
General Obligation Bonds, Series 2014 (book entry).
Dated Sep 22, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2022 at par.
Winning bid: Piper Jaffray, at 103.3060, TIC 2.8404%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $1,315,000 | 3.00% | 0.15% | ||
| 3/1/16 | $1,290,000 | 3.00% | 0.27% | ||
| 3/1/17 | $1,330,000 | 3.00% | 0.45% | ||
| 3/1/18 | $1,370,000 | 3.00% | 0.71% | ||
| 3/1/19 | $1,415,000 | 3.00% | 1.00% | ||
| 3/1/20 | $1,455,000 | 3.00% | 1.38% | ||
| 3/1/21 | $1,510,000 | 4.00% | 1.63% | ||
| 3/1/22 | $1,570,000 | 4.00% | 1.92% | ||
| 3/1/23 | $1,615,000 | 2.00% | 2.15% | ||
| 3/1/24 | $1,650,000 | 2.125% | 2.30% | ||
| 3/1/25 | $1,690,000 | 2.50% | 2.41% | ||
| 3/1/26 | $1,735,000 | 2.75% | 2.55% | ||
| 3/1/27 | $1,785,000 | 3.25% | 2.83% | ||
| 3/1/28 | $1,845,000 | 3.25% | 2.91% | ||
| 3/1/29 | $1,910,000 | 3.25% | 2.99% | ||
| 3/1/30 | $1,970,000 | 3.25% | 3.05% | ||
| 3/1/31 | $2,035,000 | 3.25% | 3.11% | ||
| 3/1/32 | $2,105,000 | 3.50% | 3.17% | ||
| 3/1/33 | $2,180,000 | 3.50% | 3.22% | ||
| 3/1/34 | $2,260,000 | 3.50% | 3.27% |
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: WM Financial Strategies, St. Louis, MO.
Other bidders were:
JPMorgan, TIC 2.8655%
Wells Fargo Secs, TIC 2.87%
BA Merrill Lynch, TIC 2.8814%
Robert W. Baird, TIC 2.9547%
William Blair, TIC 3.0667%
Janney Montgomery, TIC 3.07%
KeyBanc Cap Mkts, TIC 3.0807%
Hutchinson Shockey, TIC 3.0883%
Jefferies, TIC 3.1094%
NEW JERSEY
Glassboro Borough
Sep 10, 2014 . . . . . . $1,110,000
Bond Anticipation Notes of 2014, Series C.
Dated Sep 17, 2014.
Due Sep 16, 2015.
Purchased $1,110,000.00 by Passaic Vly Wtr Comm, at 0.7399%, effective rate 0.7399%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Capital Bank of NJ, Effective Rate 0.796%
Oppenheimer, Effective Rate 0.8041%
First Colonial, Effective Rate 0.82%
Janney Montgomery, Effective Rate 0.9579%
TD Securities, Effective Rate 0.995%
East Brunswick Twp, Effective Rate 1.39%
Leonia Borough
Sep 10, 2014 . . . . . . $979,510
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 19, 2014.
Due Feb 20, 2015.
Purchased $979,510.00 by Roosevelt & Cross, at 1.25%, plus $1,292.00, effective rate 0.9355%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.2924%
Oppenheimer, Effective Rate 1.3261%
Port Republic (City)
Sep 10, 2014 . . . . . . $1,140,675
Bond Anticipation Notes (bank qualified).
Dated Sep 26, 2014.
Due Sep 25, 2015.
Purchased $1,140,680.00 by Cape Bank, at 0.75%, effective rate 0.75%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
South Brunswick Twp, Effective Rate 0.88%
Oppenheimer, Effective Rate 1.4899%
Ship Bottom Borough
Sep 10, 2014 . . . . . . $1,304,850
$504,850 General Improvement Bond Anticipation Notes (Tax-Exempt) and $800,000 Water-Sewer Utility Bond Anticipation Notes (Tax-Exempt) (bank qualified).
Dated Sep 24, 2014.
Due Sep 24, 2015.
Purchased $1,304,850,000.00 by Passaic Vly Wtr Comm, at 0.7399%, effective rate 0.7399%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.883%
Jefferies, Effective Rate 0.945%
Amboy Natl Bk, Effective Rate 0.96%
The Carneys Point Township Sewerage Authority
Sep 10, 2014 . . . . . . $1,100,000
Project Notes, Series 2014 (bank qualified).
Dated Sep 24, 2014.
Due Sep 23, 2015.
Purchased $1,100,000.00 by Amboy Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
East Brunswick Twp, Effective Rate 1.24%
Oppenheimer, Effective Rate 1.273%
TBGC Investment Corp, Effective Rate 1.4%
Janney Montgomery, Effective Rate 1.488%
NEW MEXICO
Tularosa Municipal School District No. 4
Sep 10, 2014 . . . . . . $630,000
General Obligation School Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 15, 2014.
Due Oct 1, 2018 to 2024.
Non-callable.
Winning bid: Lawson Financial, at n/a, TIC 2.7375%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/18 | $20,000 | 2.80% | 1.80% | ||
| 10/1/19 | $45,000 | 2.80% | 2.00% | ||
| 10/1/20 | $65,000 | 2.80% | 2.20% | ||
| 10/1/21 | $120,000 | 2.70% | 2.40% | ||
| 10/1/22 | $125,000 | 2.70% | 2.60% | ||
| 10/1/23 | $125,000 | 2.70% | 2.70% | ||
| 10/1/24 | $130,000 | 2.80% | 2.80% |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
NEW YORK
AuSable Valley Central School District
Sep 10, 2014 . . . . . . $1,116,314
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 25, 2014.
Due Sep 25, 2015.
Purchased $1,116,310.00 by TD Bank, N.A., at 0.69%, effective rate 0.69%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.8189%
Oppenheimer, Effective Rate 0.8508%
Bay Shore Union Free School District
Sep 10, 2014 . . . . . . $35,000,000
Tax Anticipation Notes For 2014-2015 Taxes.
Dated Sep 22, 2014.
Due Jun 26, 2015.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $46,250.00, effective rate 0.2847%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $45,900.00, effective rate 0.2939%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $45,500.00, effective rate 0.3044%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $45,100.00, effective rate 0.3149%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $44,750.00, effective rate 0.3241%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $44,350.00, effective rate 0.3346%.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $43,950.00, effective rate 0.3451%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.6085%
Jefferies, Effective Rate 0.6439%
Oppenheimer, Effective Rate 0.7661%
Oppenheimer, Effective Rate 0.8318%
Oppenheimer, Effective Rate 0.8818%
TD Securities, Effective Rate 1.0251%
TD Securities, Effective Rate 1.5323%
TD Securities, Effective Rate 1.5323%
Cattaraugus-Little Valley Central School District
Sep 10, 2014 . . . . . . $548,000
School District (Serial) Bonds, 2014 (bank qualified).
Dated Sep 25, 2014.
Due Sep 15, 2015 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.7173%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $108,000 | 1.50% | 0.60% | ||
| 9/15/16 | $110,000 | 1.625% | 0.90% | ||
| 9/15/17 | $110,000 | 1.75% | 1.10% | ||
| 9/15/18 | $110,000 | 1.75% | 1.40% | ||
| 9/15/19 | $110,000 | 1.75% | 1.60% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 1.8173%
Chautauqua County
Sep 10, 2014 . . . . . . $9,151,317
Public Improvement (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated Sep 15, 2014.
Due Mar 15, 2016 to 2039.
Callable Mar 15, 2023 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.3252%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/16 | $261,317 | 2.50% | 0.40% | BAM | |
| 3/15/17 | $265,000 | 2.50% | 0.60% | BAM | |
| 3/15/18 | $275,000 | 2.50% | 0.90% | BAM | |
| 3/15/19 | $280,000 | 2.50% | 1.15% | BAM | |
| 3/15/20 | $285,000 | 2.50% | 1.45% | BAM | |
| 3/15/21 | $295,000 | 2.50% | 1.70% | BAM | |
| 3/15/22 | $300,000 | 2.50% | 1.95% | BAM | |
| 3/15/23 | $315,000 | 3.00% | 2.10% | BAM | |
| 3/15/24 | $325,000 | 3.00% | 2.25% | BAM | |
| 3/15/25 | $335,000 | 3.00% | 2.40% | BAM | |
| 3/15/26 | $350,000 | 3.00% | 2.55% | BAM | |
| 3/15/27 | $360,000 | 3.00% | 2.75% | BAM | |
| 3/15/28 | $375,000 | 3.00% | 3.00% | BAM | |
| 3/15/29 | $390,000 | 3.00% | 3.10% | BAM | |
| 3/15/30 | $405,000 | 3.125% | 3.20% | BAM | |
| 3/15/31 | $420,000 | 3.25% | 3.25% | BAM | |
| 3/15/32 | $435,000 | 3.25% | 3.30% | BAM | |
| 3/15/33 | $445,000 | 3.25% | 3.35% | BAM | |
| 3/15/34 | $460,000 | 3.25% | 3.40% | BAM | |
| 3/15/35 | $475,000 | 3.25% | 3.45% | BAM | |
| 3/15/36 | $495,000 | 3.75% | 3.45% | BAM | |
| 3/15/37 | $515,000 | 3.75% | 3.50% | BAM | |
| 3/15/38 | $535,000 | 3.75% | 3.50% | BAM | |
| 3/15/39 | $555,000 | 3.75% | 3.55% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward D. Jones & Co..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James, NIC 3.3613%
Robert W. Baird, NIC 3.4437%
Janney Montgomery, NIC 3.558%
Sterne Agee, NIC 3.6256%
Hutchinson Shockey, NIC 3.7148%
Concord (Town)
Sep 10, 2014 . . . . . . $603,923
Bond Anticipation Notes, Series 2014 (bank qualified).
Dated Sep 24, 2014.
Due Sep 23, 2015.
Purchased $603,920.00 by Oppenheimer, at 1.25%, plus $517.00, effective rate 1.1641%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Cattaraugus Co Bk, Effective Rate 1.2%
Roosevelt & Cross, Effective Rate 1.2466%
First Niagara Bank, Effective Rate 1.6%
Lewisboro (Town)
Sep 10, 2014 . . . . . . $390,000
Bond Anticipation Notes, 2014 Series B (bank qualified).
Dated Sep 19, 2014.
Due Apr 23, 2015.
Purchased $390,000.00 by JPMorgan Chase, at 0.98%, effective rate 0.98%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0341%
Oppenheimer, Effective Rate 1.4741%
New York City Municipal Water Finance Authority
Sep 10, 2014 . . . . . . $200,000,000
Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2015 Series CC (book entry).
Dated Sep 24, 2014.
Due Jun 15, 2045.
Callable Jun 15, 2024 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 3.9923%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/45 | $200,000,000 | 4.00% | 3.90% |
Other managers: IFS Securities.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Lamont Financial Services Corporation, Fairfield, NJ; Drexel Hamilton, LLC., New York, NY; and Acacia Financial Group, Inc., New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 4.1253%
Citigroup, TIC 4.1289%
RBC Capital Mkts, TIC 4.1482%
Barclays Capital, TIC 4.1514%
JPMorgan, TIC 4.163%
Goldman Sachs, TIC 4.1762%
Morgan Stanley, TIC 4.2398%
Raymond James, TIC 4.2842%
Jefferies, TIC 4.285%
SOUTH CAROLINA
Greenville County School District
Sep 10, 2014 . . . . . . $78,370,000
General Obligation Bonds, Series 2014C (book entry).
Dated Sep 24, 2014.
Due Jun 1, 2015.
Purchased $78,370,000.00 by Wells Fargo Secs, at 1.0%, plus $485,110.30, effective rate 0.0972%.
L.O.: Pope Zeigler, LLC, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Morgan Stanley, Effective Rate 0.1189%
JPMorgan, Effective Rate 0.1201%
Citigroup, Effective Rate 0.1204%
BA Merrill Lynch, Effective Rate 0.1284%
TD Securities, Effective Rate 0.1624%
Piper Jaffray, Effective Rate 0.1769%
Jefferies, Effective Rate 0.1886%
Oppenheimer, Effective Rate 0.32%
TEXAS
Celina Independent School District
Sep 10, 2014 . . . . . . $9,105,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Sep 15, 2014.
Due Aug 15, 2016 to 2032.
Callable Feb 15, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 108.6792, TIC 2.4549%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $255,000 | 5.00% | 0.45% | PSF | |
| 8/15/17 | $370,000 | 5.00% | 0.65% | PSF | |
| 8/15/18 | $490,000 | 5.00% | 0.85% | PSF | |
| 8/15/19 | $215,000 | 5.00% | 1.10% | PSF | |
| 8/15/20 | $120,000 | 5.00% | 1.30% | PSF | |
| 8/15/21 | $545,000 | 5.00% | 1.45% | PSF | |
| 8/15/22 | $575,000 | 4.00% | 1.65% | PSF | |
| 8/15/23 | $585,000 | 4.00% | 1.85% | PSF | |
| 8/15/24 | $610,000 | 3.00% | 2.00% | PSF | |
| 8/15/25 | $750,000 | 3.00% | 2.10% | PSF | |
| 8/15/26 | $775,000 | 3.00% | 2.20% | PSF | |
| 8/15/27 | $795,000 | 3.00% | 2.35% | PSF | |
| 8/15/28 | $880,000 | 3.00% | 2.50% | PSF | |
| 8/15/29 | $895,000 | 3.25% | 2.70% | PSF | |
| 8/15/30 | $935,000 | 3.25% | 2.80% | PSF | |
| 8/15/32 | $310,000 | 3.25% | 3.00% | PSF |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Raymond James, TIC 2.5281%
SAMCO Cap Mkts, TIC 2.5658%
BOSC, TIC 2.5724%
Robert W. Baird, TIC 2.577%
FirstSouthwest, TIC 2.5813%
Citigroup, TIC 2.585%
Stifel Nicolaus, TIC 2.6003%
William Blair, TIC 2.7122%
Paloma Lake Municipal Utility District No. 1
Sep 10, 2014 . . . . . . $3,000,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Sep 1, 2014.
Due Sep 1, 2015 to 2039.
Callable Sep 1, 2021 at par.
Winning bid: BOSC, at 97.8220, NIC 3.6608%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $25,000 | 2.00% | 0.65% | AGM | |
| 9/1/16 | $25,000 | 2.00% | 0.90% | AGM | |
| 9/1/17 | $30,000 | 2.00% | 1.10% | AGM | |
| 9/1/18 | $50,000 | 3.00% | 1.40% | AGM | |
| 9/1/19 | $95,000 | 3.00% | 1.70% | AGM | |
| 9/1/20 | $100,000 | 3.00% | 2.00% | AGM | |
| 9/1/21 | $100,000 | 3.00% | 2.25% | AGM | |
| 9/1/22 | $110,000 | 3.00% | 2.50% | AGM | |
| 9/1/23 | $125,000 | 3.00% | 2.65% | AGM | |
| 9/1/24 | $110,000 | 3.00% | 2.75% | AGM | |
| 9/1/26 | $235,000 | 3.00% | 2.95% | AGM | |
| 9/1/28 | $275,000 | 3.00% | 3.15% | AGM | |
| 9/1/30 | $275,000 | 3.25% | 3.35% | AGM | |
| 9/1/32 | $275,000 | 3.50% | 3.55% | AGM | |
| 9/1/34 | $245,000 | 3.625% | 3.70% | AGM | |
| 9/1/36 | $250,000 | 3.75% | 3.85% | AGM | |
| 9/1/39 | $675,000 | 3.875% | 3.95% | AGM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Raymond James, NIC 3.7335%
SAMCO Cap Mkts, NIC 3.7642%
Southwest Securities, NIC 3.8058%
FirstSouthwest, NIC 3.8287%
Hutchinson Shockey, NIC 4.0194%
WASHINGTON
Renton School District No. 403
Sep 10, 2014 . . . . . . $37,800,000
Unlimited Tax General Obligation Refunding Bonds, Series 2014 (Washington State SD Credit Enhancement Program) (book entry).
Dated Sep 25, 2014.
Due Jun 1, 2015 to Dec 1, 2025.
Callable Jun 1, 2024 at par.
Winning bid: Morgan Stanley, at 117.3852, TIC 2.4581%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $1,440,000 | 5.00% | 0.15% | ||
| 6/1/16 | $1,305,000 | 5.00% | 0.33% | ||
| 12/1/23 | $11,180,000 | 5.00% | 2.25% | ||
| 12/1/24 | $11,660,000 | 5.00% | 2.37% | ||
| 12/1/25 | $12,215,000 | 3.75% | 2.50% |
Other managers: Ramirez & Co., Inc..
L.O.: Kutak Rock, Spokane, WA.
F.A.: A. Dashen & Associates, Bellevue, WA.
Other bidders were:
Janney Montgomery, TIC 2.4594%
JPMorgan, TIC 2.4689%
Citigroup, TIC 2.4996%
Fidelity Capital, TIC 2.5035%
BA Merrill Lynch, TIC 2.5056%
Wells Fargo Secs, TIC 2.5063%
BMO Cap Mkts GKST, TIC 2.5065%
Piper Jaffray, TIC 2.5073%
Robert W. Baird, TIC 2.5152%
Hutchinson Shockey, TIC 2.5212%
KeyBanc Cap Mkts, TIC 2.549%
BOSC, TIC 2.5531%
William Blair, TIC 2.5615%
TD Securities, TIC 2.565%
D.A. Davidson, TIC 2.6428%
US Bancorp Invest, TIC 2.6493%
TAXABLE ISSUES
KENTUCKY
Danville (City)
Sep 10, 2014 . . . . . . $1,250,000
Taxable General Obligation Refunding Bonds, Series 2014C (book entry).
Dated Oct 1, 2014.
Due Dec 1, 2014 to 2036.
Callable Dec 1, 2024 at par.
Winning bid: Robert W. Baird, at 99.1500, TIC 3.7094%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/24 | $495,000 | 2.50% | 2.50% | ||
| 12/1/36 | $755,000 | 3.875% | 3.875% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Duncan-Williams, Inc., Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., Alamo Capital, R. Seelaus & Co., Inc., First Kentucky Securities Corp., SumRidge Partners, LLC, Stifel, Nicolaus & Co., Inc., Wayne Hummer & Co., Cronin & Co., Inc..
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 3.7831%
City Securities, TIC 3.9669%
Hutchinson Shockey, TIC 4.3803%
MASSACHUSETTS
Worcester (City)
Sep 10, 2014 . . . . . . $6,644,000
General Obligation Bond Anticipation Notes Series B (Subject to Federal and Massachusetts Income Taxation) (book entry).
Dated Sep 19, 2014.
Due Dec 18, 2015.
Purchased $6,644,000.00 by Jefferies, at 1.0%, plus $33,552.20, effective rate 0.5951%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.664%
Eastern Bk Cap Mkts, Effective Rate 0.844%
Eastern Bk Cap Mkts, Effective Rate 0.894%
NEW JERSEY
Ship Bottom Borough
Sep 10, 2014 . . . . . . $1,015,000
$395,000 General Improvement Bond Anticipation Notes (Taxable) and $620,000 Water-Sewer Utility Bond Anticipation Notes (Taxable).
Dated Sep 24, 2014.
Due Sep 24, 2015.
Purchased $1,015,000.00 by Passaic Vly Wtr Comm, at 0.9499%, effective rate 0.9499%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Amboy Natl Bk, Effective Rate 0.96%
South Brunswick Twp, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.231%
East Brunswick Twp, Effective Rate 1.24%
Jefferies, Effective Rate 1.341%
Roosevelt & Cross, Effective Rate 1.508%
