CONNECTICUT
Redding (Town)
Sep 4, 2014 . . . . . . $7,873,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 18, 2014.
Due Jun 17, 2015.
Purchased $7,873,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $49,533.85, effective rate 0.158%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
TD Securities, Effective Rate 0.249%
Jefferies, Effective Rate 0.277%
INDIANA
Roanoke (Town)
Sep 4, 2014 . . . . . . $1,915,000
Waterworks Revenue Bonds of 2014 (bank qualified) (book entry).
Dated Sep 18, 2014.
Due Jan 1, 2016 to 2035.
Callable Jan 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 99.0748, NIC 3.8756%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/16 | $70,000 | 3.00% | 0.85% | ||
| 1/1/17 | $70,000 | 3.00% | 1.10% | ||
| 1/1/18 | $70,000 | 3.00% | 1.40% | ||
| 1/1/19 | $70,000 | 3.00% | 1.80% | ||
| 1/1/20 | $75,000 | 3.00% | 2.20% | ||
| 1/1/21 | $75,000 | 3.00% | 2.40% | ||
| 1/1/22 | $80,000 | 3.00% | 2.60% | ||
| 1/1/23 | $80,000 | 3.50% | 2.80% | ||
| 1/1/24 | $85,000 | 3.50% | 3.00% | ||
| 1/1/25 | $90,000 | 3.50% | 3.20% | ||
| 1/1/27 | $185,000 | 3.50% | 3.50% | ||
| 1/1/29 | $205,000 | 3.50% | 3.60% | ||
| 1/1/31 | $225,000 | 4.00% | 4.00% | ||
| 1/1/35 | $535,000 | 4.125% | 4.25% |
L.O.: Bingham Greenebaum Doll LLP, Indianapolis, IN.
F.A.: FSG Corp, Plainfield, IN.
KANSAS
Lansing (City)
Sep 4, 2014 . . . . . . $2,170,000
General Obligation Temporary Notes, Seriss 2014-1 (bank qualified) (book entry).
Dated Sep 23, 2014.
Due Oct 1, 2015.
Purchased $2,170,000.00 by Oppenheimer, at 0.75%, plus -$4,095.00, effective rate 0.9346%.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
Commerce Bank, Effective Rate 0.9521%
TD Securities, Effective Rate 1.0482%
KENTUCKY
Hazard Independent School District Finance Corporation
Sep 4, 2014 . . . . . . $1,745,000
School Building Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2014.
Due Sep 1, 2015 to 2034.
Callable Sep 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 98.5801, NIC 3.3546%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/19 | $280,000 | 1.00% | 1.00% | ||
| 9/1/20 | $80,000 | 3.00% | 1.85% | ||
| 9/1/21 | $75,000 | 3.00% | 2.10% | ||
| 9/1/22 | $75,000 | 3.00% | 2.25% | ||
| 9/1/23 | $110,000 | 3.00% | 2.50% | ||
| 9/1/26 | $230,000 | 3.00% | 2.85% | ||
| 9/1/29 | $195,000 | 3.25% | 3.35% | ||
| 9/1/34 | $700,000 | 3.50% | 3.60% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.415%
Sterne Agee, NIC 3.5639%
MASSACHUSETTS
Auburn (Town)
Sep 4, 2014 . . . . . . $11,215,922
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 15, 2014.
Due Sep 15, 2015.
Purchased $11,215,920.00 by Eastern Bk Cap Mkts, at 1.25%, plus $124,384.50, effective rate 0.141%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Janney Montgomery, Effective Rate 0.159%
TD Securities, Effective Rate 0.179%
Jefferies, Effective Rate 0.186%
Oppenheimer, Effective Rate 0.3233%
Auburn (Town)
Sep 4, 2014 . . . . . . $16,425,667
General Obligation Municipal Purpose Loan of 2014 Bonds (book entry).
Dated Sep 15, 2014.
Due Sep 15, 2015 to 2034.
Callable Sep 15, 2022 at par.
Winning bid: Citigroup, at 106.7941, TIC 2.626%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $1,090,667 | 5.00% | 0.17% | ||
| 9/15/16 | $1,060,000 | 2.00% | 0.39% | ||
| 9/15/17 | $1,045,000 | 5.00% | 0.63% | ||
| 9/15/18 | $1,040,000 | 5.00% | 0.90% | ||
| 9/15/19 | $1,040,000 | 5.00% | 1.20% | ||
| 9/15/20 | $1,040,000 | 5.00% | 1.50% | ||
| 9/15/21 | $880,000 | 5.00% | 1.75% | ||
| 9/15/22 | $875,000 | 5.00% | 2.00% | ||
| 9/15/23 | $875,000 | 3.00% | 2.15% | ||
| 9/15/24 | $680,000 | 3.00% | 2.25% | ||
| 9/15/25 | $680,000 | 3.00% | 2.40% | ||
| 9/15/26 | $680,000 | 3.00% | 2.60% | ||
| 9/15/27 | $680,000 | 3.00% | 2.75% | ||
| 9/15/28 | $680,000 | 3.00% | 2.90% | ||
| 9/15/29 | $680,000 | 3.00% | 3.00% | ||
| 9/15/30 | $680,000 | 3.00% | 3.05% | ||
| 9/15/31 | $680,000 | 3.00% | 3.10% | ||
| 9/15/32 | $680,000 | 3.00% | 3.20% | ||
| 9/15/33 | $680,000 | 3.125% | 3.25% | ||
| 9/15/34 | $680,000 | 3.25% | 3.30% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Mesirow Financial, Inc., CL King & Associates, Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, Bank of New York Mellon Capital Markets, LLC, CastleOak Securities, L.P., UBS Financial Services, Inc., Oppenheimer & Co., Inc., Rice Financial Products Company, Lebenthal & Co., Inc., The Williams Capital Group, L.P..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Raymond James, TIC 2.75%
Piper Jaffray, TIC 2.8073%
Hutchinson Shockey, TIC 2.8238%
Janney Montgomery, TIC 2.8952%
Lowell (City)
Sep 4, 2014 . . . . . . $10,741,114
Series A General Obligation Bond Anticipation Notes (tax-exempt, new money).
Dated Sep 12, 2014.
Due Sep 11, 2015.
Purchased $10,741,114.00 by TD Securities, at 1.0%, plus $85,821.50, effective rate 0.1988%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.199%
Jefferies, Effective Rate 0.2058%
Century Bk, Effective Rate 0.4894%
Monomoy Regional School District
Sep 4, 2014 . . . . . . $28,000,000
General Obligation School Bonds (book entry).
Dated Sep 15, 2014.
Due Sep 15, 2015 to 2039.
Callable Sep 15, 2024 at par.
Winning bid: Piper Jaffray, at 109.1852, TIC 3.0715%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $1,200,000 | 2.00% | 0.14% | ||
| 9/15/16 | $1,200,000 | 4.00% | 0.35% | ||
| 9/15/17 | $1,200,000 | 4.00% | 0.60% | ||
| 9/15/18 | $1,200,000 | 4.00% | 0.88% | ||
| 9/15/19 | $1,200,000 | 4.00% | 1.20% | ||
| 9/15/20 | $1,100,000 | 4.00% | 1.50% | ||
| 9/15/21 | $1,100,000 | 5.00% | 1.77% | ||
| 9/15/22 | $1,100,000 | 5.00% | 1.98% | ||
| 9/15/23 | $1,100,000 | 5.00% | 2.15% | ||
| 9/15/24 | $1,100,000 | 5.00% | 2.27% | ||
| 9/15/25 | $1,100,000 | 5.00% | 2.40% | ||
| 9/15/26 | $1,100,000 | 5.00% | 2.52% | ||
| 9/15/27 | $1,100,000 | 3.25% | 2.98% | ||
| 9/15/28 | $1,100,000 | 3.50% | 3.06% | ||
| 9/15/29 | $1,100,000 | 3.50% | 3.15% | ||
| 9/15/30 | $1,100,000 | 3.50% | 3.25% | ||
| 9/15/31 | $1,100,000 | 4.00% | 3.12% | ||
| 9/15/32 | $1,100,000 | 4.00% | 3.18% | ||
| 9/15/33 | $1,100,000 | 4.00% | 3.24% | ||
| 9/15/34 | $1,100,000 | 4.00% | 3.30% | ||
| 9/15/35 | $1,100,000 | 4.00% | 3.36% | ||
| 9/15/36 | $1,100,000 | 4.00% | 3.41% | ||
| 9/15/37 | $1,100,000 | 3.50% | 3.65% | ||
| 9/15/38 | $1,100,000 | 3.50% | 3.68% | ||
| 9/15/39 | $1,100,000 | 3.625% | 3.72% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Cape Cod Five Cents Savings Bank, Harwich Port, MA.
Other bidders were:
William Blair, TIC 3.084%
BA Merrill Lynch, TIC 3.0849%
Fidelity Capital, TIC 3.0877%
UBS Financial Svcs, TIC 3.0909%
Hutchinson Shockey, TIC 3.1009%
Janney Montgomery, TIC 3.1864%
Robert W. Baird, TIC 3.2193%
Quincy (City)
Sep 4, 2014 . . . . . . $18,000,000
General Obligation Bonds (book entry).
Dated Sep 11, 2014.
Due Sep 1, 2015 to 2042.
Callable Sep 1, 2024 at par.
Winning bid: Piper Jaffray, at 101.5075, TIC 3.5377%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $390,000 | 2.00% | 0.25% | ||
| 9/1/16 | $395,000 | 2.00% | 0.41% | ||
| 9/1/17 | $405,000 | 2.00% | 0.69% | ||
| 9/1/18 | $415,000 | 3.00% | 0.98% | ||
| 9/1/19 | $425,000 | 3.00% | 1.30% | ||
| 9/1/20 | $445,000 | 4.00% | 1.64% | ||
| 9/1/21 | $460,000 | 4.00% | 1.94% | ||
| 9/1/22 | $480,000 | 5.00% | 2.13% | ||
| 9/1/23 | $505,000 | 5.00% | 2.32% | ||
| 9/1/24 | $535,000 | 5.00% | 2.42% | ||
| 9/1/25 | $555,000 | 4.00% | 2.54% | ||
| 9/1/26 | $580,000 | 4.00% | 2.68% | ||
| 9/1/27 | $600,000 | 2.75% | 2.93% | ||
| 9/1/28 | $615,000 | 3.00% | 3.06% | ||
| 9/1/29 | $635,000 | 3.00% | 3.23% | ||
| 9/1/30 | $655,000 | 3.125% | 3.29% | ||
| 9/1/31 | $675,000 | 3.25% | 3.35% | ||
| 9/1/32 | $700,000 | 3.25% | 3.46% | ||
| 9/1/33 | $725,000 | 3.375% | 3.51% | ||
| 9/1/34 | $750,000 | 3.375% | 3.56% | ||
| 9/1/38 | $3,265,000 | 3.50% | 3.70% | ||
| 9/1/42 | $3,790,000 | 4.00% | 3.69% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Raymond James, TIC 3.5391%
UBS Financial Svcs, TIC 3.5889%
Janney Montgomery, TIC 3.6637%
NEW JERSEY
Bernardsville Borough
Sep 4, 2014 . . . . . . $2,161,000
Bond Anticipation Note (bank qualified).
Dated Sep 15, 2014.
Due Feb 19, 2015.
Purchased $2,161,000.00 by Peapack-Gladstone, at 0.44%, effective rate 0.44%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.544%
Oppenheimer, Effective Rate 0.6895%
TD Securities, Effective Rate 0.693%
PNC Bank, Effective Rate 1.0%
Eagleswood Township
Sep 4, 2014 . . . . . . $178,931
General Improvement Bond Anticipation Note (bank qualified).
Dated Sep 12, 2014.
Due Sep 11, 2015.
Purchased $178,930.00 by PNC Bank, at 0.0106%, effective rate 1.06%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.458%
Neptune Township
Sep 4, 2014 . . . . . . $2,007,000
Bond Anticipation Notes, Series 2014A (bank qualified).
Dated Sep 11, 2014.
Due Jan 22, 2015.
Purchased $2,007,000.00 by Amboy Natl Bk, at 0.72%, effective rate 0.72%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.8761%
TD Securities, Effective Rate 0.9285%
PNC Bank, Effective Rate 1.02%
Oppenheimer, Effective Rate 1.0315%
Neptune Township
Sep 4, 2014 . . . . . . $2,481,000
Bond Anticipation Notes, Series 2014B (bank qualified).
Dated Sep 11, 2014.
Due Sep 10, 2015.
Purchased $2,481,000.00 by Oppenheimer, at 1.0%, plus $7,667.00, effective rate 0.6901%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7272%
Amboy Natl Bk, Effective Rate 0.76%
TD Securities, Effective Rate 0.8549%
PNC Bank, Effective Rate 0.9%
Norwood Borough
Sep 4, 2014 . . . . . . $2,704,505
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 12, 2014.
Due Sep 11, 2015.
Purchased $2,704,510.00 by TD Bank, N.A., at 0.6%, effective rate 0.6%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.6801%
Jefferies, Effective Rate 0.7492%
Sea Isle City (City)
Sep 4, 2014 . . . . . . $7,900,000
Bond Anticipation Note.
Dated Sep 18, 2014.
Due Jul 22, 2015.
Purchased $7,900,000.00 by Jefferies, at 1.0%, plus $34,841.00, effective rate 0.477%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.4943%
TD Securities, Effective Rate 0.591%
NEW YORK
Addison Central School District
Sep 4, 2014 . . . . . . $16,553,427
Bond Anticipation Notes, 2014.
Dated Sep 15, 2014.
Due Sep 15, 2015.
Purchased $16,553,430.00 by Jefferies, at 1.25%, plus $134,581.00, effective rate 0.437%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.463%
Oppenheimer, Effective Rate 0.4971%
Roosevelt & Cross, Effective Rate 0.836%
Bath Central School District
Sep 4, 2014 . . . . . . $222,704
Bond Anticipation Notes, 2014 (New Issue) (bank qualified).
Dated Sep 18, 2014.
Due Jun 26, 2015.
Purchased $222,700.00 by Roosevelt & Cross, at 1.5%, plus $634.00, effective rate 1.1313%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9442%
Bronxville Union Free School District
Sep 4, 2014 . . . . . . $2,000,000
School District (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated Sep 18, 2014.
Due Sep 1, 2015 to 2024.
Non-callable.
Winning bid: Roosevelt & Cross, at 101.8335, TIC 1.6508%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $190,000 | 2.00% | 0.25% | ||
| 9/1/16 | $190,000 | 2.00% | 0.40% | ||
| 9/1/17 | $190,000 | 2.00% | 0.60% | ||
| 9/1/18 | $195,000 | 2.00% | 0.90% | ||
| 9/1/19 | $195,000 | 2.00% | 1.12% | ||
| 9/1/20 | $200,000 | 2.00% | 1.42% | ||
| 9/1/21 | $205,000 | 2.00% | 1.65% | ||
| 9/1/22 | $205,000 | 2.00% | 1.85% | ||
| 9/1/23 | $210,000 | 2.00% | 1.90% | ||
| 9/1/24 | $220,000 | 2.00% | 2.00% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 1.7573%
Boenning&Scattergood, TIC 1.8091%
Sterne Agee, TIC 1.8839%
Bronxville Union Free School District
Sep 4, 2014 . . . . . . $4,000,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 18, 2014.
Due Sep 18, 2015.
Purchased $4,000,000.00 by TD Securities, at 1.0%, plus $28,520.00, effective rate 0.287%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.402%
Jefferies, Effective Rate 0.487%
JPMorgan Chase, Effective Rate 0.73%
Churchville-Chili Central School District
Sep 4, 2014 . . . . . . $1,500,000
School District (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated Sep 25, 2014.
Due Jun 15, 2016 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.0289%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $360,000 | 1.00% | 0.32% | ||
| 6/15/17 | $370,000 | 1.00% | 0.62% | ||
| 6/15/18 | $380,000 | 1.25% | 0.90% | ||
| 6/15/19 | $390,000 | 1.25% | 1.10% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward D. Jones & Co..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Churchville-Chili Central School District
Sep 4, 2014 . . . . . . $4,300,000
Bond Anticipation Notes, 2014 (New Issue) (bank qualified).
Dated Sep 25, 2014.
Due Jun 24, 2015.
Purchased $4,300,000.00 by TD Securities, at 1.5%, plus $33,153.00, effective rate 0.4682%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.4914%
Oppenheimer, Effective Rate 0.6199%
JPMorgan Chase, Effective Rate 0.74%
First Niagara Bank, Effective Rate 0.75%
Duanesburg Central School District
Sep 4, 2014 . . . . . . $225,000
School District (Serial) Bonds, 2014 (bank qualified).
Dated Sep 15, 2014.
Due Jun 15, 2015 to 2019.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.7591%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $45,000 | 1.10% | NRO | ||
| 6/15/16 | $45,000 | 1.30% | NRO | ||
| 6/15/17 | $45,000 | 1.50% | NRO | ||
| 6/15/18 | $45,000 | 1.80% | NRO | ||
| 6/15/19 | $45,000 | 2.15% | NRO |
L.O.: Walsh & Walsh, LLP, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 1.9182%
Roosevelt & Cross, NIC 2.0432%
Greenburgh (Town)
Sep 4, 2014 . . . . . . $12,501,367
Public Improvement (Serial) Bonds, 2014 Series A (book entry).
Dated Sep 12, 2014.
Due Apr 15, 2015 to 2034.
Callable Apr 15, 2022 at par.
Winning bid: UBS Financial Svcs, at 106.4040, TIC 2.3544%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/15 | $1,151,367 | 2.00% | 0.14% | ||
| 4/15/16 | $1,160,000 | 3.00% | 0.29% | ||
| 4/15/17 | $1,170,000 | 5.00% | 0.48% | ||
| 4/15/18 | $1,005,000 | 5.00% | 0.74% | ||
| 4/15/19 | $1,010,000 | 5.00% | 1.02% | ||
| 4/15/20 | $575,000 | 4.00% | 1.38% | ||
| 4/15/21 | $575,000 | 5.00% | 1.65% | ||
| 4/15/22 | $580,000 | 5.00% | 1.92% | ||
| 4/15/23 | $585,000 | 2.00% | 2.10% | ||
| 4/15/24 | $585,000 | 2.00% | 2.20% | ||
| 4/15/25 | $505,000 | 2.25% | 2.30% | ||
| 4/15/26 | $505,000 | 3.00% | 2.45% | ||
| 4/15/27 | $505,000 | 3.00% | 2.55% | ||
| 4/15/28 | $505,000 | 3.00% | 2.65% | ||
| 4/15/29 | $505,000 | 3.00% | 2.75% | ||
| 4/15/30 | $315,000 | 3.00% | 2.90% | ||
| 4/15/31 | $315,000 | 3.00% | 3.00% | ||
| 4/15/32 | $315,000 | 3.00% | 3.05% | ||
| 4/15/33 | $315,000 | 3.00% | 3.10% | ||
| 4/15/34 | $320,000 | 3.125% | 3.15% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., Oppenheimer & Co., Inc., Lebenthal & Co., Inc..
In association with: Wiley Bros.-Aintree Capital LLC., Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
BA Merrill Lynch, TIC 2.4389%
Fidelity Capital, TIC 2.4557%
Piper Jaffray, TIC 2.4618%
Hutchinson Shockey, TIC 2.5595%
Janney Montgomery, TIC 2.697%
TD Securities, TIC 2.9697%
Harborfields Central School District of Greenlawn
Sep 4, 2014 . . . . . . $18,000,000
Tax Anticipation Notes for 2014-2015 Taxes.
Dated Sep 16, 2014.
Due Jun 26, 2015.
Purchased $18,000,000.00 by TD Securities, at 0.75%, plus $80,640.00, effective rate 0.174%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.2973%
Oppenheimer, Effective Rate 0.4304%
Harrisville Central School District
Sep 4, 2014 . . . . . . $200,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 12, 2014.
Due Sep 11, 2015.
Purchased $200,000.00 by Roosevelt & Cross, at 1.5%, plus $834.00, effective rate 1.0818%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.18%
Hendrick Hudson Central School District
Sep 4, 2014 . . . . . . $1,908,437
Bond Anticipation Notes-2015.
Dated Sep 18, 2014.
Due Sep 18, 2015.
Purchased $1,908,440.00 by Jefferies, at 1.0%, plus $6,719.00, effective rate 0.6479%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.732%
JPMorgan Chase, Effective Rate 0.88%
Hendrick Hudson Central School District
Sep 4, 2014 . . . . . . $3,500,000
Tax Anticipation Notes for 2014-2015 Taxes.
Dated Sep 18, 2014.
Due Jun 26, 2015.
Purchased $3,500,000.00 by Jefferies, at 1.0%, plus $11,272.00, effective rate 0.5829%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6493%
JPMorgan Chase, Effective Rate 0.83%
Moravia Central School District
Sep 4, 2014 . . . . . . $233,000
School District (Serial) Bonds, 2014 (bank qualified).
Dated Sep 18, 2014.
Due Sep 15, 2015 to 2019.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.7439%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $43,000 | 1.10% | NRO | ||
| 9/15/16 | $45,000 | 1.30% | NRO | ||
| 9/15/17 | $45,000 | 1.50% | NRO | ||
| 9/15/18 | $50,000 | 1.80% | NRO | ||
| 9/15/19 | $50,000 | 2.10% | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 1.821%
Roosevelt & Cross, NIC 1.9695%
North Tonawanda City School District
Sep 4, 2014 . . . . . . $9,160,000
School District Serial Bonds-2014 (book entry).
Dated Sep 17, 2014.
Due Sep 15, 2015 to 2024.
Non-callable.
Winning bid: Morgan Stanley, at 111.7634, TIC 1.7578%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $785,000 | 4.00% | 0.18% | ||
| 9/15/16 | $875,000 | 4.00% | 0.43% | ||
| 9/15/17 | $880,000 | 4.00% | 0.67% | ||
| 9/15/18 | $890,000 | 4.00% | 0.94% | ||
| 9/15/19 | $905,000 | 3.00% | 1.23% | ||
| 9/15/20 | $920,000 | 3.00% | 1.51% | ||
| 9/15/21 | $940,000 | 4.00% | 1.84% | ||
| 9/15/22 | $965,000 | 4.00% | 2.04% | ||
| 9/15/23 | $985,000 | 5.00% | 2.20% | ||
| 9/15/24 | $1,015,000 | 4.00% | 2.30% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, Fidelity Capital Markets.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Janney Montgomery, TIC 1.7614%
Roosevelt & Cross, TIC 1.777%
PNC Capital Markets, TIC 1.7839%
BMO Cap Mkts GKST, TIC 1.7857%
Robert W. Baird, TIC 1.8229%
Hutchinson Shockey, TIC 1.8272%
BA Merrill Lynch, TIC 1.8308%
Piper Jaffray, TIC 1.9729%
North Tonawanda City School District
Sep 4, 2014 . . . . . . $23,760,000
Bond Anticipation Notes-2014.
Dated Sep 17, 2014.
Due Sep 17, 2015.
Purchased $23,760,000.00 by JPMorgan, at 1.0%, plus $171,309.00, effective rate 0.279%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.371%
Oppenheimer, Effective Rate 0.3799%
TD Securities, Effective Rate 0.393%
JPMorgan Chase, Effective Rate 0.86%
Orange County
Sep 4, 2014 . . . . . . $28,700,000
Various Purposes Serial Bonds - 2014 (book entry).
Dated Sep 11, 2014.
Due Aug 15, 2016 to 2029.
Callable Aug 15, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.6149%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $1,720,000 | 2.00% | 0.35% | AGM | |
| 8/15/17 | $1,750,000 | 2.00% | 0.62% | AGM | |
| 8/15/18 | $1,790,000 | 2.00% | 1.02% | AGM | |
| 8/15/19 | $1,825,000 | 2.00% | 1.25% | AGM | |
| 8/15/20 | $1,875,000 | 2.00% | 1.55% | AGM | |
| 8/15/21 | $1,940,000 | 2.00% | 1.85% | AGM | |
| 8/15/22 | $2,000,000 | 2.125% | 2.10% | AGM | |
| 8/15/23 | $2,065,000 | 2.25% | 2.25% | AGM | |
| 8/15/24 | $2,135,000 | 2.50% | 2.40% | AGM | |
| 8/15/25 | $2,195,000 | 2.50% | 2.55% | AGM | |
| 8/15/26 | $2,250,000 | 3.00% | 2.70% | AGM | |
| 8/15/27 | $2,315,000 | 3.00% | 2.85% | AGM | |
| 8/15/28 | $2,385,000 | 3.00% | 3.00% | AGM | |
| 8/15/29 | $2,455,000 | 3.00% | 3.05% | AGM |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward D. Jones & Co..
L.O.: Harris Beach PLLC, White Plains, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Hutchinson Shockey, NIC 2.6536%
Raymond James, NIC 2.7372%
Robert W. Baird, NIC 2.8277%
Sherman Central School District
Sep 4, 2014 . . . . . . $637,050
Bond Anticipation Notes, 2014 (bank qualified).
Dated Sep 18, 2014.
Due Sep 18, 2015.
Purchased $637,050.00 by Jefferies, at 1.25%, plus $2,364.00, effective rate 0.8779%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9147%
Oppenheimer, Effective Rate 1.0683%
Union-Endicott Central School District
Sep 4, 2014 . . . . . . $455,000
Bond Anticipation Notes, 2014 (bank qualified) (book entry).
Dated Sep 19, 2014.
Due Sep 18, 2015.
Purchased $455,000.00 by Jefferies, at 1.25%, plus $1,825.00, effective rate 0.8478%.
L.O.: Leasure Gow Munk & Rizzuto, Endicott, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9481%
JPMorgan Chase, Effective Rate 1.06%
M & T Bank, Effective Rate 1.63%
Oppenheimer, Effective Rate 1.6696%
OKLAHOMA
Garfield County Independent School District No. 85 (Drummond)
Sep 4, 2014 . . . . . . $500,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Nov 1, 2016 to 2019.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.25%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $125,000 | 1.25% | 0.50% | ||
| 11/1/17 | $125,000 | 1.25% | 0.75% | ||
| 11/1/18 | $125,000 | 1.25% | 1.00% | ||
| 11/1/19 | $125,000 | 1.25% | 1.25% |
In association with: Bank of Oklahoma.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Baker Group, NIC 1.55%
OREGON
Eugene School District No. 4J
Sep 4, 2014 . . . . . . $80,000,000
General Obligation Bonds, Series 2014 (Oregon School Bond Guaranty) (book entry).
Dated Sep 18, 2014.
Due Jun 15, 2015 to 2034.
Callable Jun 15, 2024 at par.
Winning bid: JPMorgan, at 110.9776, TIC 3.1971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $745,000 | 2.00% | 0.16% | ||
| 6/15/16 | $150,000 | 4.00% | 0.33% | ||
| 6/15/18 | $1,370,000 | 5.00% | 0.83% | ||
| 6/15/19 | $1,580,000 | 5.00% | 1.11% | ||
| 6/15/20 | $1,805,000 | 5.00% | 1.43% | ||
| 6/15/21 | $2,050,000 | 5.00% | 1.72% | ||
| 6/15/22 | $2,310,000 | 5.00% | 1.97% | ||
| 6/15/23 | $2,585,000 | 5.00% | 2.16% | ||
| 6/15/24 | $2,875,000 | 5.00% | 2.26% | ||
| 6/15/25 | $3,190,000 | 5.00% | 2.36% | ||
| 6/15/26 | $4,575,000 | 5.00% | 2.47% | ||
| 6/15/27 | $5,020,000 | 4.00% | 2.81% | ||
| 6/15/28 | $5,440,000 | 4.00% | 2.91% | ||
| 6/15/29 | $5,880,000 | 4.00% | 2.98% | ||
| 6/15/30 | $6,350,000 | 4.00% | 3.04% | ||
| 6/15/31 | $6,840,000 | 4.00% | 3.10% | ||
| 6/15/32 | $8,445,000 | 4.00% | 3.16% | ||
| 6/15/33 | $9,065,000 | 4.00% | 3.21% | ||
| 6/15/34 | $9,725,000 | 4.00% | 3.26% |
Other managers: Academy Securities Inc., Estrada Hinojosa & Company, Inc., SL Hare Capital.
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Piper Jaffray & Company, Portland, OR; and Piper Jaffray & Company, Seattle, WA.
Other bidders were:
Morgan Stanley, TIC 3.1982%
Citigroup, TIC 3.1987%
BA Merrill Lynch, TIC 3.1989%
Wells Fargo Secs, TIC 3.2312%
William Blair, TIC 3.2478%
FirstSouthwest, TIC 3.2709%
Robert W. Baird, TIC 3.3465%
Janney Montgomery, TIC 3.41%
UTAH
Park City (City)
Sep 4, 2014 . . . . . . $5,375,000
Sales Tax Revenue Bonds, Series 2014B (bank qualified) (book entry).
Dated Sep 11, 2014.
Due Jun 15, 2022 to 2029.
Callable Dec 15, 2022 at par.
Winning bid: SunTrust Robinson, at 101.6996, TIC 2.9084%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/22 | $605,000 | 3.00% | 2.10% | MAC | |
| 6/15/23 | $625,000 | 3.00% | 2.30% | MAC | |
| 6/15/24 | $640,000 | 3.00% | 2.45% | MAC | |
| 6/15/25 | $660,000 | 3.00% | 2.55% | MAC | |
| 6/15/26 | $680,000 | 3.00% | 2.70% | MAC | |
| 6/15/27 | $700,000 | 3.00% | 2.80% | MAC | |
| 6/15/28 | $720,000 | 3.25% | 3.00% | MAC | |
| 6/15/29 | $745,000 | 3.25% | 3.10% | MAC |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Municipal Bond Consulting, Inc., Salt Lake City, UT.
Other bidders were:
Piper Jaffray, TIC 2.9214%
Janney Montgomery, TIC 2.9763%
Robert W. Baird, TIC 3.0197%
Hutchinson Shockey, TIC 3.3711%
WISCONSIN
Elkhart Lake Village
Sep 3, 2014 . . . . . . $995,000
General Obligation Street Improvement Bonds, Series 2014A (bank qualified) (book entry).
Dated Sep 25, 2014.
Due Jun 1, 2016 to 2029.
Callable Jun 1, 2023 at par.
Winning bid: Bankers' Bank, at n/a, TIC 2.8664%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $70,000 | 1.00% | 1.00% | ||
| 6/1/19 | $130,000 | 1.40% | 1.40% | ||
| 6/1/21 | $150,000 | 1.90% | 1.90% | ||
| 6/1/23 | $150,000 | 2.40% | 2.40% | ||
| 6/1/25 | $160,000 | 2.80% | 2.80% | ||
| 6/1/27 | $165,000 | 3.10% | 3.10% | ||
| 6/1/29 | $170,000 | 3.40% | 3.40% |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 3.0873%
Bernardi Securities, TIC 3.1352%
BOSC, TIC 3.9362%
Pulaski Community School District
Sep 3, 2014 . . . . . . $2,700,000
General Obligation Promissory Notes (bank qualified) (book entry).
Dated Sep 24, 2014.
Due Mar 1, 2016 to 2024.
Callable Mar 1, 2020 at par.
Winning bid: BOSC, at 100.5826, TIC 2.0415%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $280,000 | 1.00% | 0.25% | ||
| 3/1/17 | $280,000 | 1.00% | 0.40% | ||
| 3/1/18 | $285,000 | 2.00% | 0.65% | ||
| 3/1/19 | $295,000 | 2.00% | 0.85% | ||
| 3/1/20 | $300,000 | 2.00% | 1.20% | ||
| 3/1/21 | $305,000 | 2.00% | 1.50% | ||
| 3/1/22 | $310,000 | 2.25% | 1.70% | ||
| 3/1/23 | $320,000 | 2.50% | 1.85% | ||
| 3/1/24 | $325,000 | 2.50% | 1.95% |
L.O.: Griggs Law Office LLC, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Raymond James, TIC 2.1691%
Piper Jaffray, TIC 2.2705%
Morgan Stanley, TIC 2.4%
Vining-Sparks IBG, TIC 2.4561%
Three Lakes School District
Aug 27, 2014 . . . . . . $2,800,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 12, 2014.
Due Aug 20, 2015.
Purchased $2,800,000.00 by Robert W. Baird, at 1.0%, plus $13,216.00, effective rate 0.4972%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
BMO Cap Mkts GKST, Effective Rate 0.65%
TAXABLE ISSUES
MASSACHUSETTS
Lowell (City)
Sep 4, 2014 . . . . . . $275,000
Series B General Obligation Taxable Bond Anticipation Notes (renewal money).
Dated Sep 12, 2014.
Due Sep 11, 2015.
Purchased $275,000.00 by Century Bk, at 0.7%, effective rate 0.7%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.2%
