ARKANSAS
Central Arkansas Water
Jul 9, 2014 . . . . . . $10,850,000
Refunding Water Revenue Bonds, Series 2014 (book entry).
Dated Jul 1, 2014.
Due Oct 1, 2015 to 2024.
Non-callable.
Winning bid: Hutchinson Shockey, at 115.1069, TIC 2.0477%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $765,000 | 5.00% | 0.15% | ||
| 10/1/16 | $930,000 | 5.00% | 0.40% | ||
| 10/1/17 | $975,000 | 5.00% | 0.75% | ||
| 10/1/18 | $1,025,000 | 5.00% | 1.10% | ||
| 10/1/19 | $1,075,000 | 2.00% | 1.43% | ||
| 10/1/20 | $1,100,000 | 5.00% | 1.73% | ||
| 10/1/21 | $1,155,000 | 5.00% | 2.03% | ||
| 10/1/22 | $1,215,000 | 5.00% | 2.28% | ||
| 10/1/23 | $1,275,000 | 5.00% | 2.45% | ||
| 10/1/24 | $1,335,000 | 5.00% | 2.59% |
L.O.: Rose Law Firm, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
TD Securities, TIC 2.0584%
JPMorgan, TIC 2.1233%
Piper Jaffray, TIC 2.1297%
BA Merrill Lynch, TIC 2.1601%
Morgan Stanley, TIC 2.1698%
Crews & Associates, TIC 2.2489%
CALIFORNIA
Berkeley (City)
Jul 9, 2014 . . . . . . $24,995,000
2014-15 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 23, 2014.
Due Jul 22, 2015.
Purchased $24,995,000.00 by Morgan Stanley, at 1.0%, plus $219,956.00, effective rate 0.1175%.
L.O.: Jones Hall, San Francisco, CA.
F.A.: NHA Advisors, San Rafael, CA.
Other bidders were:
Raymond James, Effective Rate 0.1286%
JPMorgan, Effective Rate 0.1336%
Wells Fargo Secs, Effective Rate 0.1346%
Mitsubishi UFJ Secs, Effective Rate 0.1396%
TD Securities, Effective Rate 0.1416%
Janney Montgomery, Effective Rate 0.1466%
Jefferies, Effective Rate 0.2018%
Oakland (City)
Jul 9, 2014 . . . . . . $55,000,000
2014-2015 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 23, 2014.
Due Jun 30, 2015.
Purchased $55,000,000.00 by RBC Capital Mkts, at 1.0%, plus $458,705.00, effective rate 0.1082%.
L.O.: Hawkins, Delafield & Wood, San Francisco, CA.
F.A.: FirstSouthwest, Oakland, CA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.1103%
Goldman Sachs, Effective Rate 0.1109%
Citigroup, Effective Rate 0.1115%
JPMorgan, Effective Rate 0.112%
Wells Fargo Secs, Effective Rate 0.1124%
Piper Jaffray, Effective Rate 0.1141%
Barclays Capital, Effective Rate 0.1188%
Jefferies, Effective Rate 0.1496%
BA Merrill Lynch, Effective Rate 0.1522%
COLORADO
Colorado
Jul 9, 2014 . . . . . . $165,000,000
Education Loan Program Tax and Revenue Anticipation Notes, Series 2014A (book entry).
Dated Jul 15, 2014.
Due Jun 29, 2015.
Purchased $165,000,000.00 by JPMorgan, at 1.0%, plus $1,402,500.00, effective rate 0.1095%.
L.O.: Kutak Rock, Denver, CO.
F.A.: RBC Capital Markets, Denver, CO.
Other bidders were:
George K. Baum, Effective Rate 0.1098%
BA Merrill Lynch, Effective Rate 0.11%
Morgan Stanley, Effective Rate 0.1173%
Wells Fargo Secs, Effective Rate 0.1204%
Morgan Stanley, Effective Rate 0.1224%
Piper Jaffray, Effective Rate 0.1255%
Morgan Stanley, Effective Rate 0.1276%
Morgan Stanley, Effective Rate 0.1296%
TD Securities, Effective Rate 0.1313%
Piper Jaffray, Effective Rate 0.1348%
Piper Jaffray, Effective Rate 0.1348%
US Bancorp Invest, Effective Rate 0.1482%
Jefferies, Effective Rate 0.1501%
Jefferies, Effective Rate 0.1708%
Jefferies, Effective Rate 0.1904%
CONNECTICUT
New Milford (Town)
Jul 9, 2014 . . . . . . $10,905,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jul 24, 2014.
Due Apr 23, 2015.
Purchased $10,905,000.00 by Eastern Bk Cap Mkts, at 0.75%, plus $52,027.91, effective rate 0.1115%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.1596%
Janney Montgomery, Effective Rate 0.1609%
TD Securities, Effective Rate 0.1649%
Oppenheimer, Effective Rate 0.3697%
Jefferies, Effective Rate 0.6788%
Orange (Town)
Jul 9, 2014 . . . . . . $1,702,000
General Obligation Bond Anticipation Notes (book entry).
Dated Jul 21, 2014.
Due Jul 20, 2015.
Purchased $1,702,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $12,067.61, effective rate 0.289%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Oppenheimer, Effective Rate 0.3715%
TD Securities, Effective Rate 0.4033%
Jefferies, Effective Rate 0.447%
Orange (Town)
Jul 9, 2014 . . . . . . $8,725,000
General Obligation Bonds, Issue of 2014 (book entry).
Dated Jul 21, 2014.
Due Jul 15, 2015 to 2034.
Callable Jul 15, 2022 at par.
Winning bid: Morgan Stanley, at 101.6775, TIC 2.9173%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $435,000 | 3.00% | 0.15% | ||
| 7/15/16 | $435,000 | 3.00% | 0.34% | ||
| 7/15/17 | $435,000 | 3.00% | 0.65% | ||
| 7/15/18 | $435,000 | 3.00% | 0.98% | ||
| 7/15/19 | $435,000 | 4.00% | 1.35% | ||
| 7/15/20 | $435,000 | 4.00% | 1.60% | ||
| 7/15/21 | $435,000 | 4.00% | 1.83% | ||
| 7/15/22 | $435,000 | 2.00% | 2.137% | ||
| 7/15/23 | $435,000 | 3.00% | 2.33% | ||
| 7/15/24 | $435,000 | 2.50% | 2.50% | ||
| 7/15/25 | $435,000 | 3.00% | 2.65% | ||
| 7/15/26 | $435,000 | 3.00% | 2.77% | ||
| 7/15/27 | $435,000 | 3.00% | 2.88% | ||
| 7/15/28 | $435,000 | 3.00% | 3.00% | ||
| 7/15/29 | $435,000 | 3.00% | 3.105% | ||
| 7/15/30 | $440,000 | 3.00% | 3.181% | ||
| 7/15/31 | $440,000 | 3.25% | 3.25% | ||
| 7/15/32 | $440,000 | 3.25% | 3.324% | ||
| 7/15/33 | $440,000 | 3.25% | 3.394% | ||
| 7/15/34 | $440,000 | 3.25% | 3.459% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, Winslow, Evans & Crocker.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Robert W. Baird, TIC 2.9683%
UBS Financial Svcs, TIC 2.9704%
Janney Montgomery, TIC 3.0791%
KENTUCKY
Ashland Independent School District Finance Corporation
Jul 9, 2014 . . . . . . $3,730,000
School Building Refunding Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Feb 1, 2015 to Aug 1, 2029.
Callable Aug 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 98.6414, NIC 2.9184%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/19 | $575,000 | 1.00% | 1.00% | ||
| 8/1/24 | $820,000 | 2.15% | 2.15% | ||
| 8/1/25 | $365,000 | 3.00% | 2.65% | ||
| 8/1/26 | $375,000 | 3.00% | 2.75% | ||
| 8/1/27 | $520,000 | 3.00% | 3.00% | ||
| 8/1/28 | $535,000 | 3.00% | 3.10% | ||
| 8/1/29 | $540,000 | 3.125% | 3.25% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 3.1316%
Sterne Agee, NIC 3.3384%
Fifth Third Secs, NIC 3.429%
Carlisle County School District Finance Corporation
Jul 8, 2014 . . . . . . $1,090,000
School Building Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Aug 1, 2015 to 2034.
Callable Aug 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 99.6086, NIC 3.4501%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $45,000 | 2.00% | 0.50% | ||
| 8/1/16 | $45,000 | 2.00% | 0.75% | ||
| 8/1/17 | $45,000 | 2.00% | 1.00% | ||
| 8/1/18 | $45,000 | 2.00% | 1.25% | ||
| 8/1/19 | $45,000 | 2.00% | 1.50% | ||
| 8/1/20 | $50,000 | 2.00% | 1.75% | ||
| 8/1/24 | $200,000 | 2.50% | 2.50% | ||
| 8/1/29 | $285,000 | 3.25% | 3.25% | ||
| 8/1/34 | $330,000 | 4.00% | 3.60% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 3.4769%
MASSACHUSETTS
Lynnfield (Town)
Jul 9, 2014 . . . . . . $4,467,000
General Obligation Recreation Bonds (bank qualified) (book entry).
Dated Jul 18, 2014.
Due Jul 15, 2015 to 2034.
Callable Jul 15, 2024 at par.
Winning bid: Roosevelt & Cross, at 103.8040, TIC 2.6244%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $217,000 | 3.00% | 0.30% | ||
| 7/15/16 | $225,000 | 3.00% | 0.45% | ||
| 7/15/17 | $235,000 | 3.00% | 0.69% | ||
| 7/15/18 | $245,000 | 3.00% | 1.02% | ||
| 7/15/19 | $250,000 | 4.00% | 1.40% | ||
| 7/15/20 | $260,000 | 3.00% | 1.69% | ||
| 7/15/21 | $270,000 | 3.00% | 1.90% | ||
| 7/15/22 | $275,000 | 3.00% | 2.15% | ||
| 7/15/23 | $280,000 | 3.00% | 2.35% | ||
| 7/15/24 | $290,000 | 3.00% | 2.45% | ||
| 7/15/29 | $1,590,000 | 3.00% | 2.78% | ||
| 7/15/34 | $330,000 | 3.50% | 3.35% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Sterne Agee, TIC 2.634%
Fidelity Capital, TIC 2.6686%
FTN Fin Cap Mkts, TIC 2.7204%
Robert W. Baird, TIC 2.7826%
Montague (Town)
Jul 9, 2014 . . . . . . $1,653,000
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Jul 22, 2014.
Due May 15, 2015 to 2034.
Callable May 15, 2024 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.3744%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $73,000 | 3.00% | 0.50% | ||
| 5/15/16 | $60,000 | 3.00% | 0.60% | ||
| 5/15/17 | $60,000 | 3.00% | 0.92% | ||
| 5/15/18 | $65,000 | 3.00% | 1.25% | ||
| 5/15/19 | $65,000 | 3.00% | 1.60% | ||
| 5/15/20 | $70,000 | 3.00% | 1.90% | ||
| 5/15/21 | $70,000 | 3.00% | 2.20% | ||
| 5/15/22 | $75,000 | 3.00% | 2.45% | ||
| 5/15/23 | $75,000 | 3.00% | 2.60% | ||
| 5/15/24 | $80,000 | 3.00% | 2.75% | ||
| 5/15/30 | $530,000 | 3.75% | 3.25% | ||
| 5/15/34 | $430,000 | 4.00% | 3.50% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 3.3893%
Bernardi Securities, TIC 3.4182%
Revere (City)
Jul 9, 2014 . . . . . . $4,428,608
General Obligation Bond Anticipaton Notes (renewal).
Dated Jul 18, 2014.
Due Feb 20, 2015.
Purchased $4,428,608.00 by TD Securities, at 0.75%, plus $15,898.70, effective rate 0.1404%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Mitsubishi UFJ Secs, Effective Rate 0.154%
Jefferies, Effective Rate 0.1607%
Eastern Bk Cap Mkts, Effective Rate 0.228%
Century Bk, Effective Rate 0.5906%
MINNESOTA
Lakeview Independent School District No. 2167
Jul 8, 2014 . . . . . . $7,980,000
General Obligation School Building Bonds, Series 2014A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 29, 2014.
Due Feb 1, 2016 to 2034.
Callable Feb 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 100.8025, TIC 3.038%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $305,000 | 2.00% | 0.55% | ||
| 2/1/17 | $320,000 | 2.00% | 0.75% | ||
| 2/1/18 | $325,000 | 2.00% | 1.05% | ||
| 2/1/19 | $350,000 | 2.00% | 1.35% | ||
| 2/1/20 | $360,000 | 2.00% | 1.65% | ||
| 2/1/21 | $370,000 | 2.00% | 1.90% | ||
| 2/1/22 | $370,000 | 2.50% | 2.05% | ||
| 2/1/23 | $385,000 | 2.50% | 2.25% | ||
| 2/1/24 | $395,000 | 2.75% | 2.40% | ||
| 2/1/25 | $410,000 | 2.75% | 2.60% | ||
| 2/1/26 | $420,000 | 3.00% | 2.80% | ||
| 2/1/27 | $470,000 | 3.25% | 3.00% | ||
| 2/1/28 | $450,000 | 3.25% | 3.05% | ||
| 2/1/29 | $465,000 | 3.25% | 3.15% | ||
| 2/1/34 | $2,585,000 | 3.50% | 3.50% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 3.0523%
Robert W. Baird, TIC 3.0559%
Wells Fargo Secs, TIC 3.0635%
Raymond James, TIC 3.0963%
BOSC, TIC 3.0992%
Northland Securities, TIC 3.1635%
Osseo Economic Development Authority
Jul 9, 2014 . . . . . . $1,150,000
Public Project Lease Revenue Bonds, Series 2014A (City of Osseo, Minnesota Lease With Option to Purchase Project) (bank qualified) (book entry).
Dated Aug 6, 2014.
Due Feb 1, 2016 to 2035.
Callable Feb 1, 2024 at par.
Winning bid: Northland Securities, at 98.8000, TIC 3.785%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $115,000 | 1.50% | 1.50% | ||
| 2/1/21 | $145,000 | 2.00% | 2.00% | ||
| 2/1/24 | $155,000 | 3.00% | 3.00% | ||
| 2/1/27 | $170,000 | 3.75% | 3.40% | ||
| 2/1/31 | $260,000 | 4.00% | 3.75% | ||
| 2/1/35 | $305,000 | 4.00% | 4.00% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 3.8161%
NEW JERSEY
Bloomfield Township Board of Education
Jul 9, 2014 . . . . . . $509,000
Temporary Note (bank qualified).
Dated Jul 17, 2014.
Due Jul 16, 2015.
Purchased $509,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.039%
South Brunswick Twp, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.1732%
Oppenheimer, Effective Rate 1.397%
Lopatcong Township
Jul 9, 2014 . . . . . . $3,000,000
Bond Anticipation Note (bank qualified).
Dated Jul 16, 2014.
Due Jan 29, 2015.
Purchased $3,000,000.00 by TD Securities, at 1.0%, plus $6,450.00, effective rate 0.598%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.77%
PNC Bank, Effective Rate 0.85%
Oppenheimer, Effective Rate 0.8953%
Mansfield Township Board of Education
Jul 9, 2014 . . . . . . $6,685,000
School Bonds, Series 2014 (bank qualified) (book entry).
Dated Jul 30, 2014.
Due Jul 15, 2015 to 2034.
Callable Jul 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.1028%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $200,000 | 2.25% | 0.30% | ||
| 7/15/16 | $245,000 | 2.25% | 0.50% | ||
| 7/15/17 | $255,000 | 2.25% | 0.80% | ||
| 7/15/18 | $265,000 | 2.50% | 1.15% | ||
| 7/15/19 | $275,000 | 2.50% | 1.50% | ||
| 7/15/20 | $285,000 | 2.50% | 1.80% | ||
| 7/15/21 | $300,000 | 2.50% | 2.05% | ||
| 7/15/22 | $310,000 | 3.00% | 2.30% | ||
| 7/15/23 | $325,000 | 3.00% | 2.45% | ||
| 7/15/25 | $685,000 | 3.00% | 2.60% | ||
| 7/15/27 | $740,000 | 3.00% | 2.75% | ||
| 7/15/29 | $800,000 | 3.00% | 2.95% | ||
| 7/15/30 | $400,000 | 3.125% | 3.20% | ||
| 7/15/31 | $400,000 | 3.25% | 3.30% | ||
| 7/15/32 | $400,000 | 3.25% | 3.40% | ||
| 7/15/33 | $400,000 | 3.50% | 3.50% | ||
| 7/15/34 | $400,000 | 3.50% | 3.55% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward D. Jones & Co..
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Robert W. Baird, NIC 3.3773%
Penns Grove Borough
Jul 9, 2014 . . . . . . $900,000
Tax Anticipation Notes of 2014, Series A (bank qualified).
Dated Jul 18, 2014.
Due Dec 19, 2014.
Purchased $900,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 0.94%
Capital Bank of NJ, Effective Rate 1.026%
South Brunswick Twp, Effective Rate 1.1%
Sturdy Savings Bk, Effective Rate 1.1%
East Brunswick Twp, Effective Rate 1.183%
Oppenheimer, Effective Rate 2.1128%
NEW MEXICO
Santa Fe (City)
Jul 9, 2014 . . . . . . $5,800,000
General Obligation Bonds, Series 2014 (book entry).
Dated Aug 14, 2014.
Due Aug 1, 2015 to 2034.
Callable Aug 1, 2024 at par.
Winning bid: Robert W. Baird, at 102.8778, TIC 2.9983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $200,000 | 3.00% | 0.30% | ||
| 8/1/16 | $205,000 | 3.00% | 0.35% | ||
| 8/1/17 | $210,000 | 3.00% | 0.65% | ||
| 8/1/18 | $215,000 | 3.00% | 1.00% | ||
| 8/1/19 | $225,000 | 3.00% | 1.35% | ||
| 8/1/20 | $230,000 | 3.00% | 1.62% | ||
| 8/1/21 | $240,000 | 4.00% | 1.90% | ||
| 8/1/22 | $250,000 | 4.00% | 2.12% | ||
| 8/1/23 | $260,000 | 4.00% | 2.30% | ||
| 8/1/24 | $275,000 | 4.00% | 2.42% | ||
| 8/1/25 | $285,000 | 4.00% | 2.65% | ||
| 8/1/26 | $305,000 | 3.00% | 2.85% | ||
| 8/1/28 | $645,000 | 3.00% | 3.00% | ||
| 8/1/29 | $345,000 | 3.00% | 3.10% | ||
| 8/1/30 | $355,000 | 3.125% | 3.20% | ||
| 8/1/31 | $370,000 | 3.20% | 3.25% | ||
| 8/1/32 | $380,000 | 3.20% | 3.30% | ||
| 8/1/33 | $395,000 | 3.25% | 3.35% | ||
| 8/1/34 | $410,000 | 3.375% | 3.40% |
Other managers: CL King & Associates, SAMCO Capital Markets, Coastal Securities Corp., WNJ Capital, Edward D. Jones & Co., Crews & Associates, Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Davenport & Company LLC, Cronin & Co., Inc., CastleOak Securities, L.P., Northland Securities, Inc., Incapital LLC, Isaak Bond Investments, Inc., Wedbush Securities Inc., Oppenheimer & Co., Inc., Lawson Financial Corporation, SumRidge Partners, LLC, Wayne Hummer & Co., J.J.B. Hilliard, W.L. Lyons, Inc., Bernardi Securities, Inc., Eastern Bank Capital Markets, George K. Baum & Co., Sterne, Agee & Leach, Inc.
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Stifel Nicolaus, TIC 3.1444%
Hutchinson Shockey, TIC 3.1948%
Morgan Stanley, TIC 3.2242%
UBS Financial Svcs, TIC 3.2555%
Jefferies, TIC 3.4628%
NEW YORK
Bedford Central School District
Jul 9, 2014 . . . . . . $1,196,248
Bond Anticipation Notes for BOCES Improvments- 2014.
Dated Jul 17, 2014.
Due Jul 17, 2015.
Purchased $1,196,250.00 by TD Securities, at 1.0%, plus $7,859.35, effective rate 0.343%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.5358%
Oppenheimer, Effective Rate 0.7396%
JPMorgan Chase, Effective Rate 0.77%
Roosevelt & Cross, Effective Rate 0.884%
Bedford Central School District
Jul 9, 2014 . . . . . . $11,000,000
Bond Anticipation Notes for Building Improvments- 2014.
Dated Jul 17, 2014.
Due Jul 17, 2015.
Purchased $11,000,000.00 by TD Securities, at 1.0%, plus $92,510.00, effective rate 0.159%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.258%
Oppenheimer, Effective Rate 0.402%
JPMorgan Chase, Effective Rate 0.73%
Bedford Central School District
Jul 9, 2014 . . . . . . $29,510,000
School District Refunding Serial Bonds - 2014 (book entry).
Dated Jul 31, 2014.
Due Nov 15, 2014 to 2025.
Callable Nov 15, 2022 at par.
Winning bid: Raymond James, at 111.7257, TIC 2.0839%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/14 | $65,000 | 5.00% | 0.10% | ||
| 11/15/15 | $10,000 | 5.00% | 0.17% | ||
| 11/15/16 | $2,395,000 | 5.00% | 0.41% | ||
| 11/15/17 | $2,500,000 | 5.00% | 0.71% | ||
| 11/15/18 | $2,605,000 | 5.00% | 1.03% | ||
| 11/15/19 | $2,755,000 | 5.00% | 1.37% | ||
| 11/15/20 | $2,875,000 | 5.00% | 1.67% | ||
| 11/15/21 | $3,020,000 | 5.00% | 1.91% | ||
| 11/15/22 | $3,160,000 | 5.00% | 2.15% | ||
| 11/15/23 | $3,285,000 | 3.00% | 2.38% | ||
| 11/15/24 | $3,385,000 | 3.00% | 2.51% | ||
| 11/15/25 | $3,455,000 | 2.50% | 2.66% |
Other managers: Fidelity Capital Markets, Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.1196%
Guggenheim Secs, TIC 2.154%
TD Securities, TIC 2.17%
PNC Capital Markets, TIC 2.1847%
Wells Fargo Secs, TIC 2.196%
UBS Financial Svcs, TIC 2.198%
Robert W. Baird, TIC 2.2384%
JPMorgan, TIC 2.2425%
BA Merrill Lynch, TIC 2.2521%
Janney Montgomery, TIC 2.2743%
Briarcliff Manor Union Free School District
Jul 9, 2014 . . . . . . $11,100,000
Bond Anticipation Notes for School Construction- 2014.
Dated Jul 17, 2014.
Due Jul 17, 2015.
Purchased $11,100,000.00 by TD Securities, at 1.0%, plus $91,020.00, effective rate 0.18%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.328%
Oppenheimer, Effective Rate 0.423%
JPMorgan Chase, Effective Rate 0.76%
Cazenovia Central School District
Jul 9, 2014 . . . . . . $71,871
School District (Serial) Bonds, 2014 (bank qualified).
Dated Jul 18, 2014.
Due Jul 15, 2015 to 2019.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 2.5727%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $11,871 | 2.50% | 0.65% | ||
| 7/15/16 | $15,000 | 2.55% | 1.00% | ||
| 7/15/17 | $15,000 | 2.55% | 1.35% | ||
| 7/15/18 | $15,000 | 2.55% | 1.60% | ||
| 7/15/19 | $15,000 | 2.625% | 1.80% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.25%
Frewsburg Central School District
Jul 9, 2014 . . . . . . $2,190,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Jul 17, 2014.
Due Jul 16, 2015.
Purchased $2,190,000.00 by TD Securities, at 1.0%, plus $7,905.90, effective rate 0.6379%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.692%
Roosevelt & Cross, Effective Rate 0.7937%
Oppenheimer, Effective Rate 0.8285%
Frontier Central School District
Jul 9, 2014 . . . . . . $25,005,492
Bond Anticipation Notes, 2014.
Dated Jul 23, 2014.
Due Jul 22, 2015.
Purchased $25,005,490.00 by TD Securities, at 0.75%, plus $75,266.53, effective rate 0.4481%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.4956%
Jefferies, Effective Rate 0.5597%
JPMorgan Chase, Effective Rate 0.88%
Johnson City Central School District
Jul 9, 2014 . . . . . . $3,300,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Jul 17, 2014.
Due Jul 17, 2015.
Purchased $3,300,000.00 by TD Securities, at 1.0%, plus $18,117.00, effective rate 0.451%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6789%
JPMorgan Chase, Effective Rate 0.69%
Oppenheimer, Effective Rate 0.769%
Roosevelt & Cross, Effective Rate 0.794%
NBT Bank, Effective Rate 0.92%
Laurens Central School District
Jul 9, 2014 . . . . . . $900,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Jul 18, 2014.
Due Jul 17, 2015.
Purchased $900,000.00 by Jefferies, at 1.25%, plus $4,132.00, effective rate 0.7896%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.84%
Oppenheimer, Effective Rate 0.8758%
Roosevelt & Cross, Effective Rate 0.884%
Delaware Natl Bk, Effective Rate 1.5%
Mexico Central School District
Jul 9, 2014 . . . . . . $10,190,000
Bond Anticipation Notes, 2014.
Dated Jul 17, 2014.
Due Jul 17, 2015.
Purchased $10,190,000.00 by TD Securities, at 1.25%, plus $88,245.39, effective rate 0.384%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.533%
Jefferies, Effective Rate 0.548%
Mount Sinai Union Free School District
Jul 9, 2014 . . . . . . $7,900,000
Tax Anticipation Notes, 2014.
Dated Jul 24, 2014.
Due Jun 25, 2015.
Purchased $7,900,000.00 by TD Securities, at 1.0%, plus $55,695.00, effective rate 0.2332%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.3847%
Jefferies, Effective Rate 0.4431%
Murray (Town)
Jul 9, 2014 . . . . . . $150,000
Public Improvement (Serial) Bonds, 2014 (bank qualified).
Dated Jul 22, 2014.
Due Jul 15, 2015 to 2019.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 2.5752%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $30,000 | 2.50% | 0.80% | ||
| 7/15/16 | $30,000 | 2.50% | 1.25% | ||
| 7/15/17 | $30,000 | 2.50% | 1.60% | ||
| 7/15/18 | $30,000 | 2.625% | 1.90% | ||
| 7/15/19 | $30,000 | 2.625% | 2.10% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.5%
Olean City School District
Jul 9, 2014 . . . . . . $1,500,000
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Jul 23, 2014.
Due Jun 29, 2015.
Purchased $1,500,000.00 by Zions First Natl Bk, at 0.69%, effective rate 0.69%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.7784%
JPMorgan Chase, Effective Rate 0.8%
Roosevelt & Cross, Effective Rate 0.8343%
Oppenheimer, Effective Rate 0.8436%
Five Star Bnk, Effective Rate 1.15%
Oswego City School District
Jul 9, 2014 . . . . . . $9,000,000
Bonds Anticipation Notes, 2014B (bank qualified).
Dated Jul 23, 2014.
Due Jul 23, 2015.
Purchased $9,000,000.00 by TD Securities, at 0.75%, plus $30,060.00, effective rate 0.416%.
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.493%
Oppenheimer, Effective Rate 0.5404%
JPMorgan Chase, Effective Rate 0.68%
Potsdam Central School District
Jul 9, 2014 . . . . . . $17,115,000
Bond Anticipation Notes, 2014.
Dated Jul 21, 2014.
Due Jun 30, 2015.
Purchased $17,115,000.00 by TD Securities, at 1.0%, plus $59,046.75, effective rate 0.6336%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6602%
Jefferies, Effective Rate 0.6734%
JPMorgan Chase, Effective Rate 0.88%
Rensselaer County
Jul 9, 2014 . . . . . . $24,000,000
Public Improvement (Serial) Bonds, 2014 (book entry).
Dated Jul 18, 2014.
Due Jul 15, 2015 to 2031.
Callable Jul 15, 2019 at par.
Winning bid: Fidelity Capital, at 100.7883, NIC 2.3961%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/15 | $2,000,000 | 2.00% | 0.20% | ||
| 7/15/16 | $2,040,000 | 2.00% | 0.39% | ||
| 7/15/17 | $2,080,000 | 2.00% | 0.70% | ||
| 7/15/18 | $2,125,000 | 2.00% | 1.08% | ||
| 7/15/19 | $2,170,000 | 2.00% | 1.48% | ||
| 7/15/20 | $2,230,000 | 2.00% | 1.72% | ||
| 7/15/21 | $2,280,000 | 2.00% | 2.05% | ||
| 7/15/22 | $2,335,000 | 2.25% | 2.30% | ||
| 7/15/23 | $2,390,000 | 3.00% | 2.48% | ||
| 7/15/24 | $2,465,000 | 3.00% | 2.65% | ||
| 7/15/25 | $245,000 | 3.00% | 2.80% | ||
| 7/15/26 | $255,000 | 3.00% | 2.90% | ||
| 7/15/27 | $260,000 | 3.00% | 3.00% | ||
| 7/15/28 | $270,000 | 3.00% | 3.08% | ||
| 7/15/29 | $275,000 | 3.00% | 3.18% | ||
| 7/15/30 | $285,000 | 3.125% | 3.25% | ||
| 7/15/31 | $295,000 | 3.125% | 3.32% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, Wedbush Securities Inc., City Securities Corp..
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Hutchinson Shockey, NIC 2.4009%
Robert W. Baird, NIC 2.5984%
UBS Financial Svcs, NIC 2.6397%
OKLAHOMA
Oklahoma County Independent School District No. 53 (Crooked Oak)
Jul 8, 2014 . . . . . . $1,465,000
Combined Purpose Bonds of 2014 (bank qualified) (book entry).
Dated Aug 1, 2014.
Due Aug 1, 2016.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 0.69%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $1,465,000 | 0.70% | 0.50% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 0.75%
Baker Group, NIC 0.8%
BOSC, NIC 1.0%
SOUTH CAROLINA
Darlington County School District
Jul 9, 2014 . . . . . . $21,130,000
General Obligation Advanced Refunding and Improvement Bonds, Series 2014 (book entry).
Dated Jul 29, 2014.
Due Mar 1, 2015 to 2019.
Non-callable.
Winning bid: JPMorgan, at 107.7879, TIC 0.8781%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $5,000,000 | 2.00% | 0.10% | ||
| 3/1/16 | $3,885,000 | 4.00% | 0.25% | ||
| 3/1/17 | $4,065,000 | 5.00% | 0.54% | ||
| 3/1/18 | $4,275,000 | 5.00% | 0.90% | ||
| 3/1/19 | $3,905,000 | 3.00% | 1.25% |
Other managers: Academy Securities Inc..
L.O.: Haynsworth Sinkler Boyd, P.A., Florence, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Hutchinson Shockey, TIC 0.9189%
Piper Jaffray, TIC 0.9393%
Vining-Sparks IBG, TIC 0.952%
Mesirow Financial, TIC 0.9541%
Citigroup, TIC 0.9592%
BA Merrill Lynch, TIC 0.9701%
PNC Capital Markets, TIC 0.9801%
FirstSouthwest, TIC 0.9812%
BMO Cap Mkts GKST, TIC 0.9833%
Wells Fargo Secs, TIC 0.9958%
William Blair, TIC 0.9974%
Robert W. Baird, TIC 1.0552%
UBS Financial Svcs, TIC 1.0553%
TEXAS
Harris County Municipal Utility District No. 282
Jul 9, 2014 . . . . . . $3,750,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Aug 1, 2014.
Due Sep 1, 2016 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.0500, NIC 3.8576%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $150,000 | 2.00% | 0.90% | BAM | |
| 9/1/17 | $150,000 | 2.00% | 1.25% | BAM | |
| 9/1/18 | $150,000 | 2.00% | 1.65% | BAM | |
| 9/1/19 | $150,000 | 2.00% | 2.00% | BAM | |
| 9/1/20 | $150,000 | 2.25% | 2.30% | BAM | |
| 9/1/21 | $150,000 | 2.50% | 2.55% | BAM | |
| 9/1/22 | $150,000 | 3.00% | 2.75% | BAM | |
| 9/1/24 | $305,000 | 3.00% | 3.15% | BAM | |
| 9/1/26 | $320,000 | 3.25% | 3.40% | BAM | |
| 9/1/28 | $320,000 | 3.375% | 3.55% | BAM | |
| 9/1/30 | $320,000 | 3.75% | 3.85% | BAM | |
| 9/1/34 | $640,000 | 4.00% | 4.10% | BAM | |
| 9/1/36 | $320,000 | 4.00% | 4.15% | BAM | |
| 9/1/38 | $475,000 | 4.00% | 4.20% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Hutchinson Shockey, NIC 3.8776%
Raymond James, NIC 3.9045%
BOSC, NIC 3.9627%
WISCONSIN
Wisconsin
Jul 9, 2014 . . . . . . $250,990,000
General Obligation Bonds of 2014, Series B (book entry).
Dated Jul 29, 2014.
Due May 1, 2016 to 2031.
Callable May 1, 2020 at par.
Winning bid: Morgan Stanley, at 114.8767, TIC 3.1943%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/16 | $12,020,000 | 5.00% | 0.34% | ||
| 5/1/17 | $12,225,000 | 5.00% | 0.64% | ||
| 5/1/18 | $12,530,000 | 5.00% | 1.00% | ||
| 5/1/19 | $13,035,000 | 5.00% | 1.37% | ||
| 5/1/20 | $13,530,000 | 5.00% | 1.65% | ||
| 5/1/21 | $14,095,000 | 5.00% | 1.91% | ||
| 5/1/22 | $15,045,000 | 5.00% | 1.85% | ||
| 5/1/23 | $15,920,000 | 5.00% | 2.03% | ||
| 5/1/24 | $16,775,000 | 5.00% | 2.11% | ||
| 5/1/25 | $17,685,000 | 5.00% | 2.20% | ||
| 5/1/26 | $15,880,000 | 5.00% | 2.25% | ||
| 5/1/27 | $16,535,000 | 5.00% | 2.75% | ||
| 5/1/28 | $17,435,000 | 5.00% | 2.83% | ||
| 5/1/29 | $18,410,000 | 5.00% | 2.93% | ||
| 5/1/30 | $19,410,000 | 5.00% | 3.00% | ||
| 5/1/31 | $20,460,000 | 5.00% | 3.07% |
Other managers: Raymond James & Associates, Inc., FTN Financial Capital Markets, Fidelity Capital Markets, US Bancorp Investments, Inc., City Securities Corp..
L.O.: Foley & Lardner, Madison, WI.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Secs, TIC 3.1994%
Stifel Nicolaus, TIC 3.2067%
RBC Capital Mkts, TIC 3.2208%
BA Merrill Lynch, TIC 3.224%
JPMorgan, TIC 3.2285%
Citigroup, TIC 3.2317%
Goldman Sachs, TIC 3.2521%
Barclays Capital, TIC 3.2572%
Jefferies, TIC 3.2762%
Piper Jaffray, TIC 3.2781%
TAXABLE ISSUES
KENTUCKY
Paducah (City)
Jul 9, 2014 . . . . . . $4,225,000
Taxable General Obligation Refunding Bonds, Series 2014B (Police and Firefighters Pension Plan).
Dated Jul 30, 2014.
Due Nov 1, 2014 to 2025.
Non-callable.
Winning bid: Robert W. Baird, at 99.3000, TIC 2.671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/25 | $4,225,000 | 2.55% | 2.55% |
Other managers: Ross, Sinclaire & Associates LLC, CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Duncan-Williams, Inc., Davenport & Company LLC, SAMCO Capital Markets, CastleOak Securities, L.P., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Cronin & Co., Inc., Incapital LLC, Oppenheimer & Co., Inc., Southwest Securities, Inc., Alamo Capital, Bank of New York Mellon Capital Markets, LLC, First Kentucky Securities Corp., SumRidge Partners, LLC, Vining-Sparks IBG, Limited Partnership, Wayne Hummer & Co..
L.O.: Peck, Shaffer & Williams div. of Dinsmore & Shohl LLP, Covington, KY.
F.A.: Raymond James & Associates, Inc., Louisville, KY.
Other bidders were:
SunTrust Robinson, TIC 2.8668%
Fifth Third Secs, TIC 2.8951%
J.J.B. Hilliard, TIC 2.9738%
City Securities, TIC 3.2178%
