CALIFORNIA
Tehama County
Apr 30, 2014 . . . . . . $14,660,000
Certificates of Participation, Series 2014 (book entry).
Dated May 13, 2014.
Due Oct 1, 2014 to 2038.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 103.4765, TIC 3.4967%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $745,000 | 3.00% | 0.30% | ||
| 10/1/15 | $725,000 | 2.00% | 0.50% | ||
| 10/1/16 | $740,000 | 3.00% | 0.75% | ||
| 10/1/17 | $760,000 | 3.00% | 1.00% | ||
| 10/1/18 | $780,000 | 4.00% | 1.40% | ||
| 10/1/19 | $820,000 | 4.00% | 1.70% | ||
| 10/1/20 | $855,000 | 5.00% | 2.15% | ||
| 10/1/21 | $895,000 | 5.00% | 2.45% | ||
| 10/1/22 | $935,000 | 3.00% | 2.70% | ||
| 10/1/23 | $965,000 | 5.00% | 2.90% | ||
| 10/1/24 | $635,000 | 3.00% | 3.05% | ||
| 10/1/25 | $660,000 | 3.125% | 3.20% | ||
| 10/1/26 | $680,000 | 3.25% | 3.35% | ||
| 10/1/27 | $385,000 | 3.375% | 3.50% | ||
| 10/1/28 | $300,000 | 3.50% | 3.65% | ||
| 10/1/29 | $315,000 | 3.625% | 3.75% | ||
| 10/1/32 | $1,020,000 | 4.00% | 4.00% | ||
| 10/1/33 | $365,000 | 4.00% | 4.10% | ||
| 10/1/34 | $380,000 | 4.00% | 4.15% | ||
| 10/1/35 | $400,000 | 4.125% | 4.20% | ||
| 10/1/38 | $1,300,000 | 4.25% | 4.25% |
Other managers: CL King & Associates, Edward Jones, Crews & Associates, Inc., WNJ Capital, CastleOak Securities, L.P., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Incapital LLC, Bank of New York Mellon Capital Markets, LLC, R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Alamo Capital.
L.O.: Hawkins, Delafield & Wood, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Fidelity Capital, TIC 3.5345%
Hutchinson Shockey, TIC 3.6718%
BA Merrill Lynch, TIC 3.7971%
Mitsubishi UFJ Secs, TIC 3.8541%
CONNECTICUT
Milford (City)
Apr 30, 2014 . . . . . . $17,495,000
General Obligation Bond Anticipation Notes (book entry).
Dated May 12, 2014.
Due Nov 10, 2014.
Purchased $17,495,000.00 by TD Securities, at 0.5%, plus $33,940.29, effective rate 0.1076%.
L.O.: Pullman & Comley, Bridgeport, CT; and Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.1095%
Jefferies, Effective Rate 0.161%
Janney Montgomery, Effective Rate 0.191%
Roosevelt & Cross, Effective Rate 0.2375%
Bank of America, Effective Rate 0.282%
INDIANA
Plainfield Community School Corporation
Apr 29, 2014 . . . . . . $1,850,000
General Obligation Bonds of 2014 (book entry).
Dated May 14, 2014.
Due Jan 15, 2016 to 2021.
Non-callable.
Winning bid: Fifth Third Secs, at 101.9007, NIC 1.599%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/16 | $10,000 | 1.00% | 0.50% | ||
| 7/15/16 | $180,000 | 1.00% | 0.55% | ||
| 1/15/17 | $180,000 | 2.00% | 0.75% | ||
| 7/15/17 | $180,000 | 2.00% | 0.85% | ||
| 1/15/18 | $180,000 | 2.00% | 1.10% | ||
| 7/15/18 | $180,000 | 2.00% | 1.20% | ||
| 1/15/19 | $190,000 | 2.00% | 1.40% | ||
| 7/15/19 | $180,000 | 2.00% | 1.50% | ||
| 1/15/20 | $190,000 | 2.00% | 1.75% | ||
| 7/15/20 | $190,000 | 2.00% | 1.80% | ||
| 1/15/21 | $190,000 | 2.50% | 2.05% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: FSG Corp, Plainfield, IN.
Other bidders were:
City Securities, NIC 1.6447%
Piper Jaffray, NIC 1.6492%
J.J.B. Hilliard, NIC 1.674%
Hutchinson Shockey, NIC 1.6741%
Huntington Invest, NIC 1.924%
KENTUCKY
Christian County School District Finance Corp.
Apr 30, 2014 . . . . . . $12,530,000
School Building Revenue Bonds, Series 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated May 20, 2014.
Due May 1, 2015 to 2034.
Callable May 1, 2024 at par.
Winning bid: Hutchinson Shockey, at 98.7145, NIC 3.4569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $250,000 | 2.00% | 0.44% | ||
| 5/1/16 | $250,000 | 2.00% | 0.57% | ||
| 5/1/17 | $250,000 | 2.00% | 0.87% | ||
| 5/1/18 | $250,000 | 3.00% | 1.37% | ||
| 5/1/19 | $260,000 | 3.00% | 1.66% | ||
| 5/1/20 | $265,000 | 3.00% | 2.00% | ||
| 5/1/21 | $275,000 | 3.00% | 2.20% | ||
| 5/1/22 | $285,000 | 3.00% | 2.40% | ||
| 5/1/23 | $300,000 | 3.00% | 2.60% | ||
| 5/1/24 | $310,000 | 3.00% | 2.75% | ||
| 5/1/25 | $320,000 | 3.00% | 3.00% | ||
| 5/1/26 | $330,000 | 3.00% | 3.10% | ||
| 5/1/27 | $1,020,000 | 3.00% | 3.20% | ||
| 5/1/28 | $1,050,000 | 3.30% | 3.30% | ||
| 5/1/29 | $1,085,000 | 3.40% | 3.40% | ||
| 5/1/30 | $1,125,000 | 3.50% | 3.50% | ||
| 5/1/31 | $1,165,000 | 3.50% | 3.55% | ||
| 5/1/32 | $1,205,000 | 3.50% | 3.60% | ||
| 5/1/34 | $2,535,000 | 3.50% | 3.73% |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.5435%
BA Merrill Lynch, NIC 3.6368%
Fidelity Capital, NIC 3.669%
Janney Montgomery, NIC 3.8342%
MAINE
Falmouth (Town)
Apr 30, 2014 . . . . . . $9,400,000
2014 General Obligation Bonds (bank qualified) (book entry).
Dated May 1, 2014.
Due May 1, 2015 to 2030.
Callable May 1, 2024 at par.
Winning bid: Stifel Nicolaus, at 102.8109, TIC 2.3115%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $590,000 | 2.00% | 0.15% | ||
| 5/1/16 | $590,000 | 2.00% | 0.30% | ||
| 5/1/17 | $590,000 | 2.00% | 0.55% | ||
| 5/1/18 | $590,000 | 2.00% | 0.85% | ||
| 5/1/19 | $590,000 | 2.00% | 1.05% | ||
| 5/1/20 | $590,000 | 2.00% | 1.30% | ||
| 5/1/21 | $590,000 | 2.00% | 1.55% | ||
| 5/1/22 | $590,000 | 2.00% | 1.75% | ||
| 5/1/23 | $585,000 | 2.50% | 2.00% | ||
| 5/1/24 | $585,000 | 2.50% | 2.15% | ||
| 5/1/25 | $585,000 | 2.50% | 2.30% | ||
| 5/1/26 | $585,000 | 3.00% | 2.40% | ||
| 5/1/27 | $585,000 | 3.00% | 2.50% | ||
| 5/1/28 | $585,000 | 3.00% | 2.70% | ||
| 5/1/29 | $585,000 | 3.25% | 2.90% | ||
| 5/1/30 | $585,000 | 3.50% | 3.00% |
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Gorham Savings Bank, Portland, ME; and Gorham Savings Bank, Gorham, ME.
Other bidders were:
Roosevelt & Cross, TIC 2.3132%
Robert W. Baird, TIC 2.3415%
Sterne Agee, TIC 2.3421%
FTN Fin Cap Mkts, TIC 2.3762%
Raymond James, TIC 2.412%
Piper Jaffray, TIC 2.4399%
MASSACHUSETTS
Leicester (Town)
Apr 30, 2014 . . . . . . $138,400
Bond Anticipation Notes (bank qualified).
Dated May 13, 2014.
Due May 13, 2015.
Purchased $138,400.00 by People's United Bk, at 0.6%, effective rate 0.6%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.65%
Eastern Bk Cap Mkts, Effective Rate 0.65%
Hampden Bank, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 1.4689%
Lynn (City)
Apr 30, 2014 . . . . . . $30,000,000
General Obligation State Qualified School Project Loan, Chapter 70B Bonds (book entry).
Dated May 8, 2014.
Due Jun 1, 2015 to 2039.
Callable Jun 1, 2024 at par.
Winning bid: BA Merrill Lynch, at 103.3100, TIC 3.5061%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $35,000 | 3.00% | 0.20% | ||
| 6/1/16 | $215,000 | 3.00% | 0.45% | ||
| 6/1/17 | $5,000 | 3.00% | 0.72% | ||
| 6/1/18 | $845,000 | 5.00% | 1.08% | ||
| 6/1/19 | $885,000 | 5.00% | 1.38% | ||
| 6/1/20 | $930,000 | 5.00% | 1.66% | ||
| 6/1/21 | $980,000 | 5.00% | 1.98% | ||
| 6/1/22 | $1,025,000 | 5.00% | 2.19% | ||
| 6/1/23 | $1,080,000 | 5.00% | 2.37% | ||
| 6/1/24 | $1,135,000 | 5.00% | 2.55% | ||
| 6/1/25 | $1,190,000 | 4.00% | 2.77% | ||
| 6/1/26 | $1,235,000 | 4.00% | 2.89% | ||
| 6/1/27 | $1,285,000 | 3.00% | 3.10% | ||
| 6/1/28 | $1,325,000 | 3.00% | 3.21% | ||
| 6/1/29 | $1,365,000 | 3.125% | 3.30% | ||
| 6/1/30 | $1,405,000 | 3.25% | 3.38% | ||
| 6/1/31 | $1,455,000 | 3.25% | 3.46% | ||
| 6/1/32 | $1,500,000 | 3.375% | 3.54% | ||
| 6/1/33 | $1,550,000 | 3.50% | 3.62% | ||
| 6/1/34 | $1,605,000 | 3.50% | 3.68% | ||
| 6/1/35 | $1,660,000 | 3.625% | 3.74% | ||
| 6/1/36 | $1,720,000 | 3.75% | 3.79% | ||
| 6/1/39 | $5,570,000 | 4.00% | 3.89% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 3.6977%
Robert W. Baird, TIC 3.7263%
JPMorgan, TIC 3.7835%
Hutchinson Shockey, TIC 3.8055%
Janney Montgomery, TIC 3.8968%
UBS Financial Svcs, TIC 3.9411%
Westwood (Town)
Apr 30, 2014 . . . . . . $2,970,000
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated May 15, 2014.
Due May 15, 2015 to 2024.
Non-callable.
Winning bid: Stifel Nicolaus, at 102.1457, TIC 1.6285%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $300,000 | 2.00% | 0.25% | ||
| 5/15/16 | $300,000 | 2.00% | 0.40% | ||
| 5/15/17 | $300,000 | 2.00% | 0.65% | ||
| 5/15/18 | $300,000 | 2.00% | 0.85% | ||
| 5/15/19 | $295,000 | 2.00% | 1.10% | ||
| 5/15/20 | $295,000 | 2.00% | 1.35% | ||
| 5/15/21 | $295,000 | 2.00% | 1.60% | ||
| 5/15/22 | $295,000 | 2.00% | 1.80% | ||
| 5/15/23 | $295,000 | 2.00% | 2.00% | ||
| 5/15/24 | $295,000 | 2.25% | 2.15% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
FTN Fin Cap Mkts, TIC 1.6891%
SunTrust Robinson, TIC 1.7001%
Robert W. Baird, TIC 1.7365%
Raymond James, TIC 1.7504%
Roosevelt & Cross, TIC 1.8396%
MICHIGAN
Ferris State University Board of Trustees
Apr 30, 2014 . . . . . . $12,570,000
General Revenue Bonds, Series 2014A (book entry).
Dated May 20, 2014.
Due Oct 1, 2015 to 2038.
Callable Oct 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.8630, TIC 3.6794%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $355,000 | 2.00% | 0.35% | ||
| 10/1/16 | $360,000 | 2.00% | 0.65% | ||
| 10/1/17 | $370,000 | 2.00% | 0.90% | ||
| 10/1/18 | $375,000 | 2.00% | 1.30% | ||
| 10/1/19 | $385,000 | 2.00% | 1.65% | ||
| 10/1/20 | $395,000 | 4.00% | 2.00% | ||
| 10/1/21 | $410,000 | 3.00% | 2.30% | ||
| 10/1/22 | $420,000 | 3.00% | 2.55% | ||
| 10/1/23 | $435,000 | 3.00% | 2.75% | ||
| 10/1/24 | $450,000 | 4.00% | 2.90% | ||
| 10/1/25 | $470,000 | 4.00% | 3.00% | ||
| 10/1/26 | $490,000 | 4.00% | 3.10% | ||
| 10/1/27 | $505,000 | 4.00% | 3.20% | ||
| 10/1/28 | $530,000 | 4.00% | 3.30% | ||
| 10/1/29 | $550,000 | 4.00% | 3.40% | ||
| 10/1/30 | $570,000 | 4.00% | 3.50% | ||
| 10/1/31 | $595,000 | 4.00% | 3.55% | ||
| 10/1/32 | $620,000 | 4.00% | 3.65% | ||
| 10/1/33 | $645,000 | 4.00% | 3.75% | ||
| 10/1/34 | $670,000 | 4.00% | 3.80% | ||
| 10/1/38 | $2,970,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, WNJ Capital, Crews & Associates, Inc., Edward Jones, Davenport & Company LLC, Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Ross, Sinclaire & Associates LLC, Incapital LLC, Northland Securities, Inc., Alamo Capital, J.J.B. Hilliard, W.L. Lyons, Inc., City Securities Corp., Oppenheimer & Co., Inc., PNC Capital Markets.
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
Jefferies, TIC 3.6895%
BMO Cap Mkts GKST, TIC 3.6927%
BA Merrill Lynch, TIC 3.6986%
Stifel Nicolaus, TIC 3.7147%
Piper Jaffray, TIC 3.7661%
Fifth Third Secs, TIC 3.7946%
Citigroup, TIC 3.8238%
Hutchinson Shockey, TIC 3.8892%
JPMorgan, TIC 4.1903%
Ferris State University Board of Trustees
Apr 30, 2014 . . . . . . $13,410,000
General Revenue Refunding Bonds, Series 2014B (book entry).
Dated Jul 8, 2014.
Due Oct 1, 2014 to 2026.
Callable Oct 1, 2023 at par.
Winning bid: CFC Capital, at n/a, TIC 1.9289%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/14 | $305,000 | 2.00% | 0.45% | ||
| 10/1/15 | $1,370,000 | 2.00% | 0.70% | ||
| 10/1/16 | $1,390,000 | 2.00% | 0.90% | ||
| 10/1/17 | $1,420,000 | 2.00% | 1.10% | ||
| 10/1/18 | $1,460,000 | 3.00% | 1.25% | ||
| 10/1/19 | $1,495,000 | 3.00% | 1.40% | ||
| 10/1/20 | $3,245,000 | 3.00% | 1.90% | ||
| 10/1/21 | $430,000 | 3.00% | 2.10% | ||
| 10/1/22 | $450,000 | 4.00% | 2.25% | ||
| 10/1/23 | $470,000 | 4.00% | 2.45% | ||
| 10/1/24 | $470,000 | 4.00% | 2.60% | ||
| 10/1/25 | $495,000 | 4.00% | 2.70% | ||
| 10/1/26 | $410,000 | 4.00% | 2.80% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.1817%
Hutchinson Shockey, TIC 2.225%
Fidelity Capital, TIC 2.2499%
Jefferies, TIC 2.2797%
Piper Jaffray, TIC 2.3065%
BA Merrill Lynch, TIC 2.3151%
Fifth Third Secs, TIC 2.5849%
NEW JERSEY
Bloomingdale Borough
Apr 30, 2014 . . . . . . $128,000
Special Emergency Note (bank qualified) (book entry).
Dated May 8, 2014.
Due May 8, 2015.
Purchased $128,000.00 by Roosevelt & Cross, at 1.05%, effective rate 1.05%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.457%
Oppenheimer, Effective Rate 3.375%
Bloomingdale Borough
Apr 30, 2014 . . . . . . $6,016,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated May 8, 2014.
Due Mar 13, 2015.
Purchased $6,016,000.00 by Oppenheimer, at 1.25%, plus $22,222.00, effective rate 0.814%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.83%
Lakeland Bank, Effective Rate 1.05%
Sussex Borough
Apr 30, 2014 . . . . . . $105,000
Bond Anticipation Note (bank qualified).
Dated May 8, 2014.
Due May 8, 2015.
Purchased $105,000.00 by PNC Bank, at 1.39%, effective rate 1.39%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.6214%
Oppenheimer, Effective Rate 3.75%
NEW YORK
Cold Spring Village
Apr 30, 2014 . . . . . . $2,950,000
Bond Anticipation Notes for Various Purposes-2014 (bank qualified).
Dated May 15, 2014.
Due May 15, 2015.
Purchased $2,950,000.00 by Oppenheimer, at 1.25%, plus $8,467.00, effective rate 0.963%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.033%
Jefferies, Effective Rate 1.0849%
M & T Bank, Effective Rate 1.62%
Columbia County
Apr 30, 2014 . . . . . . $1,931,900
Bond Anticipation Notes, 2014 (Renewal) Series B (book entry).
Dated May 7, 2014.
Due May 7, 2015.
Purchased $1,931,900.00 by Jefferies, at 1.25%, plus $14,510.00, effective rate 0.4989%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
TD Securities, Effective Rate 0.553%
Columbia County
Apr 30, 2014 . . . . . . $9,805,000
Public Improvement (Serial) Bonds, 2014 Series A (book entry).
Dated May 7, 2014.
Due May 1, 2015 to 2037.
Callable May 1, 2023 at par.
Winning bid: BA Merrill Lynch, at n/a, NIC 3.4188%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $275,000 | 2.00% | 0.25% | ||
| 5/1/16 | $285,000 | 3.00% | 0.48% | ||
| 5/1/17 | $295,000 | 3.00% | 0.77% | ||
| 5/1/18 | $310,000 | 3.00% | 1.16% | ||
| 5/1/19 | $320,000 | 3.00% | 1.48% | ||
| 5/1/20 | $330,000 | 3.00% | 1.81% | ||
| 5/1/21 | $345,000 | 3.00% | 2.08% | ||
| 5/1/22 | $360,000 | 3.00% | 2.34% | ||
| 5/1/23 | $370,000 | 3.00% | 2.57% | ||
| 5/1/24 | $385,000 | 3.00% | 2.70% | ||
| 5/1/25 | $400,000 | 3.00% | 2.87% | ||
| 5/1/26 | $415,000 | 3.00% | 2.99% | ||
| 5/1/27 | $430,000 | 3.00% | 3.15% | ||
| 5/1/28 | $445,000 | 3.125% | 3.26% | ||
| 5/1/29 | $460,000 | 3.25% | 3.35% | ||
| 5/1/30 | $480,000 | 3.375% | 3.43% | ||
| 5/1/31 | $500,000 | 3.375% | 3.51% | ||
| 5/1/32 | $515,000 | 3.50% | 3.59% | ||
| 5/1/33 | $535,000 | 3.625% | 3.67% | ||
| 5/1/34 | $555,000 | 3.625% | 3.73% | ||
| 5/1/35 | $575,000 | 3.75% | 3.79% | ||
| 5/1/36 | $600,000 | 3.75% | 3.84% | ||
| 5/1/37 | $620,000 | 3.75% | 3.88% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Environmental Capital LLC, New York, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.5107%
Jefferies, NIC 3.6109%
Hutchinson Shockey, NIC 3.6449%
Hadley-Luzerne Central School District
Apr 30, 2014 . . . . . . $5,015,000
School District Refunding (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated May 13, 2014.
Due Jun 15, 2014 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 102.7765, TIC 1.078%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/14 | $25,000 | 2.00% | 0.30% | ||
| 6/15/15 | $960,000 | 2.00% | 0.35% | ||
| 6/15/16 | $980,000 | 2.00% | 0.55% | ||
| 6/15/17 | $1,000,000 | 2.00% | 0.75% | ||
| 6/15/18 | $1,010,000 | 2.00% | 1.05% | ||
| 6/15/19 | $1,040,000 | 2.00% | 1.30% |
Other managers: WNJ Capital, Eastern Bank Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, CastleOak Securities, L.P., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Alamo Capital.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, TIC 1.1033%
FTN Fin Cap Mkts, TIC 1.136%
Janney Montgomery, TIC 1.1688%
BOSC, TIC 1.1747%
Morgan Stanley, TIC 1.18%
BMO Cap Mkts GKST, TIC 1.2425%
Oppenheimer, TIC 1.2992%
Hamilton Village
Apr 30, 2014 . . . . . . $1,700,000
Bond Anticipation Notes, 2014 (Renewals) Series A (Tax-Exempt) (bank qualified).
Dated May 14, 2014.
Due Nov 14, 2014.
Purchased $1,700,000.00 by TD Securities, at 1.0%, plus $2,193.00, effective rate 0.742%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.8979%
Oppenheimer, Effective Rate 1.0075%
NBT Bank, Effective Rate 1.28%
Tuxedo (Town)
Apr 30, 2014 . . . . . . $2,100,000
Various Purposes Serial Bonds - 2014 (bank qualified) (book entry).
Dated May 8, 2014.
Due Apr 1, 2015 to 2044.
Callable Apr 1, 2022 at par.
Winning bid: Robert W. Baird, at 100.1575, TIC 3.9428%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $5,000 | 3.00% | 0.60% | AGM | |
| 4/1/16 | $45,000 | 3.00% | 0.75% | AGM | |
| 4/1/17 | $45,000 | 3.00% | 1.00% | AGM | |
| 4/1/18 | $45,000 | 3.00% | 1.35% | AGM | |
| 4/1/19 | $45,000 | 3.00% | 1.60% | AGM | |
| 4/1/20 | $45,000 | 3.00% | 1.90% | AGM | |
| 4/1/21 | $50,000 | 3.00% | 2.15% | AGM | |
| 4/1/22 | $50,000 | 4.00% | 2.35% | AGM | |
| 4/1/23 | $50,000 | 4.00% | 2.55% | AGM | |
| 4/1/24 | $55,000 | 4.00% | 2.70% | AGM | |
| 4/1/25 | $55,000 | 4.00% | 2.85% | AGM | |
| 4/1/26 | $55,000 | 4.00% | 3.00% | AGM | |
| 4/1/27 | $60,000 | 4.00% | 3.10% | AGM | |
| 4/1/28 | $60,000 | 4.00% | 3.20% | AGM | |
| 4/1/29 | $65,000 | 4.00% | 3.30% | AGM | |
| 4/1/30 | $65,000 | 4.00% | 3.40% | AGM | |
| 4/1/31 | $70,000 | 4.00% | 3.50% | AGM | |
| 4/1/32 | $70,000 | 4.00% | 3.60% | AGM | |
| 4/1/33 | $75,000 | 4.00% | 3.70% | AGM | |
| 4/1/34 | $80,000 | 4.00% | 3.75% | AGM | |
| 4/1/35 | $80,000 | 4.00% | 3.80% | AGM | |
| 4/1/36 | $85,000 | 4.00% | 3.85% | AGM | |
| 4/1/37 | $90,000 | 4.00% | 3.90% | AGM | |
| 4/1/38 | $95,000 | 4.00% | 4.00% | AGM | |
| 4/1/39 | $100,000 | 4.00% | 4.02% | AGM | |
| 4/1/40 | $100,000 | 4.00% | 4.04% | AGM | |
| 4/1/41 | $105,000 | 4.00% | 4.05% | AGM | |
| 4/1/42 | $110,000 | 4.00% | 4.06% | AGM | |
| 4/1/43 | $120,000 | 4.00% | 4.07% | AGM | |
| 4/1/44 | $125,000 | 4.00% | 4.08% | AGM |
Other managers: WJR & Associates, Eastern Bank Capital Markets, Crews & Associates, Inc., Edward Jones, Loop Capital Markets, LLC, CastleOak Securities, L.P., Isaak Bond Investments, Inc., Alamo Capital.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, TIC 4.0136%
NORTH CAROLINA
North Carolina
Apr 30, 2014 . . . . . . $199,570,000
Limited Obligation Refunding Bonds, Series 2014B (book entry).
Dated May 21, 2014.
Due Jun 1, 2017 to 2026.
Non-callable.
Winning bid: JPMorgan, at 121.2463, TIC 2.4384%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $420,000 | 5.00% | 0.74% | ||
| 6/1/18 | $4,950,000 | 5.00% | 1.08% | ||
| 6/1/19 | $4,670,000 | 5.00% | 1.35% | ||
| 6/1/20 | $5,965,000 | 5.00% | 1.63% | ||
| 6/1/21 | $24,245,000 | 5.00% | 1.92% | ||
| 6/1/22 | $24,810,000 | 5.00% | 2.14% | ||
| 6/1/23 | $25,425,000 | 5.00% | 2.33% | ||
| 6/1/24 | $43,800,000 | 5.00% | 2.48% | ||
| 6/1/25 | $37,785,000 | 5.00% | 2.62% | ||
| 6/1/26 | $27,500,000 | 5.00% | 2.76% |
Other managers: Academy Securities Inc..
L.O.: Hunton & Williams LLP, Raleigh, NC; and The Charleston Group, Fayetteville, NC.
F.A.: FirstSouthwest, Charlotte, NC; FirstSouthwest, New York, NY; and Local Government Commission, Raleigh, NC.
Other bidders were:
BA Merrill Lynch, TIC 2.4929%
Barclays Capital, TIC 2.4997%
Morgan Stanley, TIC 2.5227%
Wells Fargo Secs, TIC 2.54%
Citigroup, TIC 2.5489%
OKLAHOMA
Canadian County Elementary School District (Maple)
Apr 30, 2014 . . . . . . $450,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016.
Non-callable.
Winning bid: F&M Bank, at n/a, NIC 0.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $450,000 | 0.70% | NRO |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
UMB Bank, NIC 0.7503%
BOSC, NIC 0.8%
Canadian Valley Technology Center School District No. 6 of Canadian County
Apr 30, 2014 . . . . . . $12,000,000
Building Bonds of 2014 (book entry).
Dated Jun 1, 2014.
Due Jun 1, 2016 to 2024.
Non-callable.
Winning bid: Robert W. Baird, at 102.4151, NIC 2.0563%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $1,320,000 | 2.00% | 0.45% | ||
| 6/1/17 | $1,335,000 | 2.00% | 0.78% | ||
| 6/1/18 | $1,335,000 | 2.00% | 1.15% | ||
| 6/1/19 | $1,335,000 | 2.00% | 1.45% | ||
| 6/1/20 | $1,335,000 | 2.00% | 1.70% | ||
| 6/1/21 | $1,335,000 | 2.25% | 2.00% | ||
| 6/1/22 | $1,335,000 | 2.50% | 2.20% | ||
| 6/1/23 | $1,335,000 | 3.00% | 2.40% | ||
| 6/1/24 | $1,335,000 | 3.00% | 2.55% |
Other managers: CL King & Associates, Edward Jones, Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, WNJ Capital, Crews & Associates, Inc., Loop Capital Markets, LLC, Duncan-Williams, Inc., Incapital LLC, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Cronin & Co., Inc., Alamo Capital, Oppenheimer & Co., Inc., Isaak Bond Investments, Inc., Wedbush Securities Inc., Bernardi Securities, Inc., Country Club Bank, J.J.B. Hilliard, W.L. Lyons, Inc., Northland Securities, Inc..
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BMO Cap Mkts GKST, NIC 2.131%
Hutchinson Shockey, NIC 2.1429%
FTN Fin Cap Mkts, NIC 2.2284%
BA Merrill Lynch, NIC 2.3212%
BOSC, NIC 2.4697%
Kay County Elementary School District No. 50 (Kildare)
Apr 29, 2014 . . . . . . $180,000
Transportation Equipment Bonds of 2014 (bank qualified) (book entry).
Dated Jun 1, 2014.
Due Jun 1, 2016 to 2019.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.35%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $45,000 | 2.50% | 0.60% | ||
| 6/1/17 | $45,000 | 1.00% | 0.85% | ||
| 6/1/18 | $45,000 | 1.10% | 1.10% | ||
| 6/1/19 | $45,000 | 1.30% | 1.30% |
In association with: Bank of Oklahoma, Eastman National Bank.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Tulsa County Independent School District No. 5 (Jenks)
Apr 30, 2014 . . . . . . $25,000,000
Combined Purpose Bonds of 2014 (book entry).
Dated Jun 1, 2014.
Due Jun 1, 2016 to 2019.
Non-callable.
Winning bid: Citigroup, at 102.7930, NIC 1.202%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $6,250,000 | 2.00% | 0.50% | ||
| 6/1/17 | $6,250,000 | 2.00% | 0.80% | ||
| 6/1/18 | $6,250,000 | 2.00% | 1.15% | ||
| 6/1/19 | $6,250,000 | 2.00% | 1.45% |
Other managers: Wells Nelson & Associates, LLC.
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Robert W. Baird, NIC 1.2558%
Jefferies, NIC 1.3257%
Hutchinson Shockey, NIC 1.3307%
Piper Jaffray, NIC 1.3541%
Tulsa County Independent School District No. 6 (Collinsville)
Apr 30, 2014 . . . . . . $2,020,000
General Obligation Combined Purpose Bonds of 2014 (bank qualified) (book entry).
Dated Jul 1, 2014.
Due Jul 1, 2016.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 0.6975%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $2,020,000 | 1.00% | 0.50% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK; and Stephen L. Smith Corp., Tulsa, OK.
Other bidders were:
BOSC, NIC 0.8%
Piper Jaffray, NIC 0.894%
Baker Group, NIC 1.05%
SOUTH CAROLINA
Richland County
Apr 30, 2014 . . . . . . $35,590,000
General Obligation Bonds (Richland Library Projects), Series 2014A (book entry).
Dated May 21, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2024 at par.
Winning bid: JPMorgan, at 105.7597, TIC 3.0471%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $2,640,000 | 2.00% | 0.15% | ||
| 3/1/16 | $2,240,000 | 5.00% | 0.32% | ||
| 3/1/17 | $940,000 | 2.00% | 0.60% | ||
| 3/1/18 | $525,000 | 2.00% | 0.93% | ||
| 3/1/19 | $1,135,000 | 5.00% | 1.23% | ||
| 3/1/20 | $1,200,000 | 5.00% | 1.52% | ||
| 3/1/21 | $1,255,000 | 5.00% | 1.80% | ||
| 3/1/22 | $1,325,000 | 5.00% | 2.00% | ||
| 3/1/23 | $1,390,000 | 5.00% | 2.19% | ||
| 3/1/24 | $1,470,000 | 5.00% | 2.33% | ||
| 3/1/25 | $1,270,000 | 4.00% | 2.52% | ||
| 3/1/26 | $1,935,000 | 4.00% | 2.64% | ||
| 3/1/27 | $2,015,000 | 4.00% | 2.77% | ||
| 3/1/28 | $2,095,000 | 4.00% | 2.89% | ||
| 3/1/29 | $2,170,000 | 3.25% | 3.30% | ||
| 3/1/30 | $2,245,000 | 3.25% | 3.38% | ||
| 3/1/31 | $2,315,000 | 3.25% | 3.45% | ||
| 3/1/32 | $2,395,000 | 3.25% | 3.54% | ||
| 3/1/33 | $2,475,000 | 3.25% | 3.62% | ||
| 3/1/34 | $2,555,000 | 3.25% | 3.68% |
Other managers: Academy Securities Inc..
L.O.: Pope Zeigler, LLC, Columbia, SC; and The DeQuincey Newman Law Firm, LLC, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
BA Merrill Lynch, TIC 3.0574%
Robert W. Baird, TIC 3.0583%
Wells Fargo Secs, TIC 3.06%
Piper Jaffray, TIC 3.0737%
Citigroup, TIC 3.0899%
William Blair, TIC 3.1151%
Mesirow Financial, TIC 3.1464%
FirstSouthwest, TIC 3.1524%
TD Securities, TIC 3.3767%
TENNESSEE
Murfreesboro (City)
Apr 30, 2014 . . . . . . $29,355,000
General Obligation Improvement Bonds, Series 2014 (book entry).
Dated May 14, 2014.
Due Apr 1, 2015 to 2029.
Callable Apr 1, 2024 at par.
Winning bid: KeyBanc Cap Mkts, at 105.8180, TIC 2.619%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $1,400,000 | 1.00% | 0.20% | ||
| 4/1/16 | $1,605,000 | 3.00% | 0.38% | ||
| 4/1/17 | $1,650,000 | 3.00% | 0.68% | ||
| 4/1/18 | $1,700,000 | 2.00% | 1.02% | ||
| 4/1/19 | $1,735,000 | 5.00% | 1.31% | ||
| 4/1/20 | $1,820,000 | 2.00% | 1.61% | ||
| 4/1/21 | $1,855,000 | 5.00% | 1.90% | ||
| 4/1/22 | $1,950,000 | 2.00% | 2.14% | ||
| 4/1/23 | $1,990,000 | 4.00% | 2.37% | ||
| 4/1/24 | $2,070,000 | 4.00% | 2.55% | ||
| 4/1/25 | $2,150,000 | 4.00% | 2.62% | ||
| 4/1/26 | $2,240,000 | 4.00% | 2.74% | ||
| 4/1/27 | $2,325,000 | 3.00% | 3.00% | ||
| 4/1/28 | $2,395,000 | 3.00% | 3.11% | ||
| 4/1/29 | $2,470,000 | 3.125% | 3.20% |
Other managers: FirstSouthwest, Stifel, Nicolaus & Co., Inc..
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
JPMorgan, TIC 2.6455%
FTN Fin Cap Mkts, TIC 2.6628%
Morgan Stanley, TIC 2.6629%
Robert W. Baird, TIC 2.6646%
BA Merrill Lynch, TIC 2.6681%
Hutchinson Shockey, TIC 2.6936%
TEXAS
Harris County Municipal Utility District No. 401
Apr 30, 2014 . . . . . . $4,815,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated May 1, 2014.
Due Sep 1, 2016 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.0390, NIC 4.0363%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $100,000 | 4.00% | 1.00% | AGM | |
| 9/1/17 | $100,000 | 4.00% | 1.25% | AGM | |
| 9/1/18 | $100,000 | 3.00% | 1.50% | AGM | |
| 9/1/19 | $100,000 | 3.00% | 1.80% | AGM | |
| 9/1/20 | $100,000 | 3.00% | 2.15% | AGM | |
| 9/1/22 | $200,000 | 3.00% | 2.70% | AGM | |
| 9/1/24 | $200,000 | 3.00% | 3.05% | AGM | |
| 9/1/26 | $200,000 | 3.00% | 3.25% | AGM | |
| 9/1/28 | $200,000 | 3.25% | 3.50% | AGM | |
| 9/1/30 | $200,000 | 3.50% | 3.70% | AGM | |
| 9/1/34 | $1,250,000 | 4.00% | 4.10% | AGM | |
| 9/1/36 | $995,000 | 4.00% | 4.15% | AGM | |
| 9/1/38 | $1,070,000 | 4.00% | 4.20% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Coastal Securities Corp., M. E. Allison & Co., Inc., Stifel, Nicolaus & Co., Inc., WNJ Capital.
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 4.0896%
BOSC, NIC 4.2074%
Wharton Independent School District
Apr 30, 2014 . . . . . . $9,409,998
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry). $9,160,000
Dated May 1, 2014.
Due Aug 15, 2014 to Feb 15, 2037.
Callable Feb 15, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at n/a, TIC 3.2887%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $130,000 | 4.00% | 0.20% | PSF | |
| 2/15/15 | $30,000 | 4.00% | 0.40% | PSF | |
| 2/15/18 | $230,000 | 4.75% | 0.85% | PSF | |
| 2/15/19 | $240,000 | 4.75% | 1.05% | PSF | |
| 2/15/20 | $260,000 | 4.75% | 1.35% | PSF | |
| 2/15/21 | $265,000 | 4.75% | 1.55% | PSF | |
| 2/15/22 | $280,000 | 4.50% | 1.75% | PSF | |
| 2/15/23 | $290,000 | 4.50% | 2.00% | PSF | |
| 2/15/24 | $305,000 | 2.75% | 2.10% | PSF | |
| 2/15/25 | $315,000 | 2.75% | 2.25% | PSF | |
| 2/15/26 | $325,000 | 2.75% | 2.35% | PSF | |
| 2/15/27 | $330,000 | 3.00% | 2.50% | PSF | |
| 2/15/28 | $110,000 | 3.00% | 2.80% | PSF | |
| 2/15/31 | $365,000 | 3.25% | 3.00% | PSF | |
| 2/15/32 | $865,000 | 3.25% | 3.15% | PSF | |
| 2/15/33 | $895,000 | 3.50% | 3.30% | PSF | |
| 2/15/34 | $925,000 | 3.50% | 3.40% | PSF | |
| 2/15/35 | $965,000 | 3.75% | 3.50% | PSF | |
| 2/15/36 | $1,000,000 | 3.75% | 3.55% | PSF | |
| 2/15/37 | $1,035,000 | 3.75% | 3.60% | PSF |
Unlimited Tax Refunding Capital Appreciation Bonds, Series 2014 (bank qualified) (book entry). $249,998
Dated May 1, 2014.
Due Feb 15, 2016 to 2017.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at n/a, TIC 3.2887%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $142,970 | 0.00% | 0.65% | PSF | |
| 2/15/17 | $107,028 | 0.00% | 0.90% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
BOSC, TIC 3.3879%
FirstSouthwest, TIC 3.4516%
Robert W. Baird, TIC 3.4586%
Raymond James, TIC 3.4725%
TAXABLE ISSUES
NEW YORK
Hamilton Village
Apr 30, 2014 . . . . . . $5,300,000
Bond Anticipation Notes, 2014 Series B (Federally Taxable).
Dated May 14, 2014.
Due Nov 14, 2014.
Purchased $5,300,000.00 by Jefferies, at 1.5%, plus $743.00, effective rate 1.472%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.484%
Roosevelt & Cross, Effective Rate 2.168%
