CALIFORNIA
East Bay Municipal Utility District
Feb 20, 2014 . . . . . . $14,160,000
Special District No. 1, Issue of 1970, Wastewater System General Obligation Refunding Bonds, Series G (book entry).
Dated Feb 27, 2014.
Due Apr 1, 2015 to 2018.
Non-callable.
Winning bid: Wells Fargo Secs, at 109.8376, TIC 0.4384%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $3,250,000 | 5.00% | 0.12% | ||
| 4/1/16 | $3,565,000 | 5.00% | 0.21% | ||
| 4/1/17 | $3,830,000 | 5.00% | 0.38% | ||
| 4/1/18 | $3,515,000 | 3.00% | 0.65% |
L.O.: Fulbright & Jaworski, Los Angeles, CA; and Curls Bartling P.C., Oakland, CA.
F.A.: Montague DeRose & Associates, Walnut Creek, CA; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
Morgan Stanley, TIC 0.4589%
Citigroup, TIC 0.4691%
FirstSouthwest, TIC 0.4829%
Fidelity Capital, TIC 0.4994%
JPMorgan, TIC 0.5073%
Barclays Capital, TIC 0.5085%
Hutchinson Shockey, TIC 0.5348%
Mitsubishi UFJ Secs, TIC 0.5386%
Stifel Nicolaus, TIC 0.541%
RBC Capital Mkts, TIC 0.55%
BMO Cap Mkts GKST, TIC 0.552%
TD Securities, TIC 0.5572%
FTN Fin Cap Mkts, TIC 0.5619%
Piper Jaffray, TIC 0.5689%
William Blair, TIC 0.5705%
Southwest Securities, TIC 0.576%
Janney Montgomery, TIC 0.5867%
BA Merrill Lynch, TIC 0.5875%
US Bancorp Invest, TIC 0.5892%
CONNECTICUT
Wilton (Town)
Feb 20, 2014 . . . . . . $4,720,000
General Obligation Bonds, Issue of 2014 (bank qualified) (book entry).
Dated Mar 4, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2022 at par.
Winning bid: FTN Fin Cap Mkts, at 102.4373, TIC 2.734%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $240,000 | 2.00% | 0.25% | ||
| 3/1/16 | $240,000 | 3.00% | 0.35% | ||
| 3/1/17 | $240,000 | 3.00% | 0.55% | ||
| 3/1/18 | $240,000 | 3.00% | 0.83% | ||
| 3/1/19 | $235,000 | 2.00% | 1.00% | ||
| 3/1/20 | $235,000 | 4.00% | 1.53% | ||
| 3/1/21 | $235,000 | 2.00% | 1.65% | ||
| 3/1/22 | $235,000 | 2.00% | 1.85% | ||
| 3/1/23 | $235,000 | 2.25% | 2.05% | ||
| 3/1/24 | $235,000 | 2.50% | 2.25% | ||
| 3/1/25 | $235,000 | 2.50% | 2.40% | ||
| 3/1/26 | $235,000 | 2.75% | 2.55% | ||
| 3/1/27 | $235,000 | 3.00% | 2.70% | ||
| 3/1/28 | $235,000 | 3.00% | 2.80% | ||
| 3/1/29 | $235,000 | 3.25% | 2.90% | ||
| 3/1/30 | $235,000 | 3.25% | 3.00% | ||
| 3/1/31 | $235,000 | 3.50% | 3.15% | ||
| 3/1/32 | $235,000 | 3.50% | 3.30% | ||
| 3/1/33 | $235,000 | 3.50% | 3.35% | ||
| 3/1/34 | $235,000 | 3.40% | 3.40% |
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
BOSC, TIC 2.8218%
Roosevelt & Cross, TIC 2.8355%
Morgan Stanley, TIC 2.9199%
Robert W. Baird, TIC 2.943%
ILLINOIS
New Trier Township High School District No. 203
Feb 20, 2014 . . . . . . $4,150,000
General Obligation Limited Tax School Bonds, Series 2014 (bank qualified) (book entry).
Dated Feb 26, 2014.
Due Dec 15, 2014 to 2020.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 1.4492%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/14 | $475,000 | 2.00% | 0.25% | ||
| 12/15/15 | $510,000 | 2.00% | 0.35% | ||
| 12/15/19 | $1,565,000 | 2.00% | 1.25% | ||
| 12/15/20 | $1,600,000 | 2.00% | 1.65% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Raymond James, TIC 1.523%
Hutchinson Shockey, TIC 1.5948%
Piper Jaffray, TIC 1.6248%
Robert W. Baird, TIC 1.6723%
BOSC, TIC 1.8079%
INDIANA
M.S.D of New Durham Township School Building Corporation
Feb 19, 2014 . . . . . . $2,000,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2014 (bank qualified) (book entry).
Dated Mar 11, 2014.
Due Jul 15, 2017 to Jan 15, 2027.
Callable Jan 15, 2024 at par.
Winning bid: J.J.B. Hilliard, at 99.5000, NIC 2.6957%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/27 | $2,000,000 | 2.65% | 2.65% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Robert W. Baird, NIC 3.135%
City Securities, NIC 3.189%
KENTUCKY
Kentucky Bond Corporation
Feb 20, 2014 . . . . . . $3,155,000
Financing Program Revenue Bonds, 2014 First Series A (book entry).
Dated Feb 28, 2014.
Due Feb 1, 2015 to 2041.
Callable Feb 1, 2024 at par.
Winning bid: Hutchinson Shockey, at 98.5223, NIC 3.353%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $135,000 | 2.00% | 0.35% | ||
| 2/1/16 | $150,000 | 2.00% | 0.50% | ||
| 2/1/17 | $155,000 | 2.00% | 0.75% | ||
| 2/1/18 | $155,000 | 2.00% | 1.05% | ||
| 2/1/19 | $160,000 | 2.00% | 1.50% | ||
| 2/1/20 | $160,000 | 2.00% | 2.00% | ||
| 2/1/21 | $165,000 | 2.25% | 2.35% | ||
| 2/1/22 | $175,000 | 2.50% | 2.65% | ||
| 2/1/23 | $180,000 | 3.00% | 2.85% | ||
| 2/1/24 | $185,000 | 3.00% | 3.00% | ||
| 2/1/25 | $160,000 | 3.00% | 3.15% | ||
| 2/1/26 | $160,000 | 3.10% | 3.30% | ||
| 2/1/27 | $160,000 | 3.30% | 3.50% | ||
| 2/1/28 | $165,000 | 3.40% | 3.60% | ||
| 2/1/29 | $175,000 | 3.50% | 3.70% | ||
| 2/1/32 | $470,000 | 4.00% | 4.00% | ||
| 2/1/35 | $75,000 | 4.00% | 4.10% | ||
| 2/1/38 | $85,000 | 4.00% | 4.15% | ||
| 2/1/41 | $85,000 | 4.00% | 4.20% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.3899%
Robert W. Baird, NIC 3.4142%
Robertson County School District Finance Corporation
Feb 20, 2014 . . . . . . $635,000
School Building Revenue Bonds, Series of 2014 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Mar 1, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2024 at par.
Winning bid: Robert W. Baird, at 99.5780, NIC 3.8796%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/24 | $150,000 | 2.80% | 2.80% | ||
| 3/1/30 | $240,000 | 4.00% | 3.50% | ||
| 3/1/34 | $245,000 | 4.00% | 4.00% |
Other managers: Duncan-WIlliams, Inc., CL King & Associates, Edward Jones, WNJ Capital, SAMCO Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, PNC Capital Markets, FTN Financial Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., Northland Securities, Inc., First Kentucky Securities Corp., Alamo Capital, Oppenheimer & Co., Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 4.1413%
LOUISIANA
Ruston School District No. 1
Feb 19, 2014 . . . . . . $8,000,000
General Obligation School Bonds, Series 2014 (bank qualified).
Dated Mar 26, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 101.0133, TIC 2.8698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $265,000 | 3.00% | 0.35% | ||
| 3/1/16 | $275,000 | 3.00% | 0.50% | ||
| 3/1/17 | $290,000 | 2.00% | 0.70% | ||
| 3/1/18 | $300,000 | 2.00% | 0.95% | ||
| 3/1/19 | $315,000 | 2.00% | 1.25% | ||
| 3/1/20 | $325,000 | 2.00% | 1.40% | ||
| 3/1/21 | $340,000 | 2.00% | 1.55% | ||
| 3/1/22 | $355,000 | 2.00% | 1.85% | ||
| 3/1/23 | $365,000 | 2.50% | 2.05% | ||
| 3/1/24 | $380,000 | 2.50% | 2.15% | ||
| 3/1/25 | $395,000 | 2.50% | 2.35% | ||
| 3/1/26 | $415,000 | 2.60% | 2.60% | ||
| 3/1/27 | $430,000 | 2.65% | 2.65% | ||
| 3/1/28 | $450,000 | 2.75% | 2.75% | ||
| 3/1/29 | $465,000 | 2.95% | 2.95% | ||
| 3/1/30 | $485,000 | 3.50% | 3.10% | ||
| 3/1/31 | $505,000 | 3.50% | 3.25% | ||
| 3/1/32 | $525,000 | 3.50% | 3.35% | ||
| 3/1/33 | $550,000 | 3.40% | 3.40% | ||
| 3/1/34 | $570,000 | 3.50% | 3.50% |
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Raymond James, TIC 3.0061%
Stifel Nicolaus, TIC 3.0279%
Robert W. Baird, TIC 3.1808%
Sterne Agee, TIC 3.2642%
Crews & Associates, TIC 3.3136%
Wells Fargo Secs, TIC 3.3343%
MASSACHUSETTS
Haverhill (City)
Feb 20, 2014 . . . . . . $2,667,500
General Obligation State Qualified Deficit Financing Bond Anticipation Notes.
Dated Mar 3, 2014.
Due Mar 1, 2015.
Purchased $2,667,500.00 by TD Securities, at 1.0%, plus $18,725.85, effective rate 0.2941%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.3041%
Eastern Bk Cap Mkts, Effective Rate 0.409%
Oppenheimer, Effective Rate 0.5284%
Century Bk, Effective Rate 0.5483%
MICHIGAN
Hartford Public Schools
Feb 20, 2014 . . . . . . $2,930,000
2014 Refunding Bonds (General Obligation- Unlimited Tax) (bank qualified) (book entry).
Dated Mar 13, 2014.
Due May 1, 2015 to 2025.
Non-callable.
Winning bid: Chemical Bank, at n/a, TIC 1.96%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $310,000 | 1.96% | NRO | ||
| 5/1/16 | $305,000 | 1.96% | NRO | ||
| 5/1/17 | $290,000 | 1.96% | NRO | ||
| 5/1/18 | $280,000 | 1.96% | NRO | ||
| 5/1/19 | $275,000 | 1.96% | NRO | ||
| 5/1/20 | $260,000 | 1.96% | NRO | ||
| 5/1/21 | $255,000 | 1.96% | NRO | ||
| 5/1/22 | $250,000 | 1.96% | NRO | ||
| 5/1/23 | $245,000 | 1.96% | NRO | ||
| 5/1/24 | $230,000 | 1.96% | NRO | ||
| 5/1/25 | $230,000 | 1.96% | NRO |
L.O.: Thrun Law Firm, P.C., Novi, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Fifth Third Secs, TIC 1.9901%
Robert W. Baird, TIC 2.0797%
Piper Jaffray, TIC 2.1386%
Hutchinson Shockey, TIC 2.1578%
Raymond James, TIC 2.1774%
J.J.B. Hilliard, TIC 2.207%
BOSC, TIC 2.2314%
Comerica Securities, TIC 2.4091%
North Central Area Schools
Feb 20, 2014 . . . . . . $2,450,000
2014 School Building and Site and Refunding Bonds (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Mar 25, 2014.
Due May 1, 2015 to 2028.
Callable May 1, 2024 at par.
Winning bid: Fifth Third Secs, at 101.9099, TIC 2.5813%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $145,000 | 2.00% | 0.35% | ||
| 5/1/16 | $165,000 | 2.00% | 0.50% | ||
| 5/1/17 | $170,000 | 2.00% | 0.75% | ||
| 5/1/18 | $175,000 | 2.00% | 1.05% | ||
| 5/1/19 | $175,000 | 2.00% | 1.35% | ||
| 5/1/20 | $170,000 | 2.00% | 1.70% | ||
| 5/1/21 | $175,000 | 2.25% | 2.00% | ||
| 5/1/22 | $175,000 | 3.00% | 2.30% | ||
| 5/1/23 | $180,000 | 3.00% | 2.50% | ||
| 5/1/24 | $180,000 | 3.00% | 2.65% | ||
| 5/1/25 | $185,000 | 3.00% | 2.80% | ||
| 5/1/26 | $185,000 | 3.00% | 3.00% | ||
| 5/1/28 | $370,000 | 3.50% | 3.40% |
L.O.: Thrun Law Firm, P.C., East Lansing, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Robert W. Baird, TIC 2.5893%
Raymond James, TIC 2.7774%
BOSC, TIC 2.7774%
Hutchinson Shockey, TIC 2.9981%
MINNESOTA
Cambridge-Isanti Independent School District No. 911
Feb 20, 2014 . . . . . . $9,565,000
General Obligation School Building Bonds, Series 2014A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Mar 25, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2023 at par.
Winning bid: Wells Fargo Secs, at 103.2706, TIC 2.9194%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $90,000 | 2.00% | 0.30% | ||
| 2/1/16 | $375,000 | 3.00% | 0.40% | ||
| 2/1/17 | $385,000 | 3.00% | 0.55% | ||
| 2/1/18 | $400,000 | 3.00% | 0.80% | ||
| 2/1/19 | $410,000 | 3.00% | 1.00% | ||
| 2/1/20 | $425,000 | 3.00% | 1.35% | ||
| 2/1/21 | $435,000 | 3.00% | 1.65% | ||
| 2/1/22 | $450,000 | 3.00% | 1.95% | ||
| 2/1/23 | $460,000 | 3.00% | 2.10% | ||
| 2/1/24 | $475,000 | 3.00% | 2.20% | ||
| 2/1/25 | $490,000 | 3.00% | 2.35% | ||
| 2/1/26 | $505,000 | 3.00% | 2.50% | ||
| 2/1/27 | $520,000 | 3.00% | 2.65% | ||
| 2/1/28 | $535,000 | 3.25% | 2.80% | ||
| 2/1/29 | $555,000 | 3.25% | 2.90% | ||
| 2/1/30 | $570,000 | 3.50% | 3.05% | ||
| 2/1/34 | $2,485,000 | 3.50% | 3.50% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.924%
Piper Jaffray, TIC 2.9369%
Stifel Nicolaus, TIC 2.9475%
UBS Financial Svcs, TIC 2.956%
FTN Fin Cap Mkts, TIC 2.9663%
BMO Cap Mkts GKST, TIC 2.9758%
Fifth Third Secs, TIC 2.9931%
Raymond James, TIC 2.9943%
Sterne Agee, TIC 3.1137%
NEW JERSEY
Garfield (City)
Feb 20, 2014 . . . . . . $4,460,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Feb 28, 2014.
Due Feb 27, 2015.
Purchased $4,460,000.00 by Jefferies, at 1.25%, plus $30,953.00, effective rate 0.5541%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 0.5929%
NW Capital, Effective Rate 0.6831%
Oppenheimer, Effective Rate 0.6844%
Spencer Savings Bk, Effective Rate 1.0%
Watchung Borough
Feb 20, 2014 . . . . . . $5,600,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Feb 28, 2014.
Due Feb 27, 2015.
Purchased $5,600,000.00 by TD Securities, at 1.25%, plus $51,520.00, effective rate 0.327%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Financial Group, Effective Rate 0.332%
Jefferies, Effective Rate 0.433%
TD Bank, N.A., Effective Rate 0.44%
PNC Capital Markets, Effective Rate 0.488%
Oppenheimer, Effective Rate 0.503%
Valley National Bank, Effective Rate 0.63%
NEW YORK
Auburn (City)
Feb 20, 2014 . . . . . . $11,415,000
Bond Anticipation Notes, Series 2014.
Dated Mar 3, 2014.
Due Mar 3, 2015.
Purchased $11,415,000.00 by Jefferies, at 1.25%, plus $90,865.00, effective rate 0.454%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.618%
Brookhaven (Town)
Feb 20, 2014 . . . . . . $90,571,120
General Obligation Serial Bonds - 2014 Series A (Tax-Exempt) (book entry).
Dated Feb 28, 2014.
Due Feb 1, 2016 to 2027.
Callable Feb 1, 2023 at par.
Winning bid: Raymond James, at 103.9096, NIC 2.662%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $6,396,120 | 3.00% | 0.34% | ||
| 2/1/17 | $6,565,000 | 3.00% | 0.55% | ||
| 2/1/18 | $6,745,000 | 3.00% | 0.90% | ||
| 2/1/19 | $6,930,000 | 3.00% | 1.14% | ||
| 2/1/20 | $7,135,000 | 3.00% | 1.68% | ||
| 2/1/21 | $7,350,000 | 3.00% | 1.96% | ||
| 2/1/22 | $7,585,000 | 3.00% | 2.30% | ||
| 2/1/23 | $7,835,000 | 3.00% | 2.57% | ||
| 2/1/24 | $8,090,000 | 3.00% | 2.73% | ||
| 2/1/25 | $8,355,000 | 3.00% | 2.92% | ||
| 2/1/26 | $8,640,000 | 3.00% | 3.06% | ||
| 2/1/27 | $8,945,000 | 4.00% | 3.15% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
BA Merrill Lynch, NIC 2.6711%
Citigroup, NIC 2.6967%
Wells Fargo Secs, NIC 2.72%
JPMorgan, NIC 2.8758%
TD Securities, NIC 2.919%
Corning Community College Regional Board of Trustees
Feb 20, 2014 . . . . . . $8,635,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Mar 6, 2014.
Due Mar 5, 2015.
Purchased $6,635,000.00 by Jefferies, at 1.25%, plus $24,219.00, effective rate 0.8839%.
Purchased $2,000,000.00 by JPMorgan Chase, at 0.79%, effective rate 0.79%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.925%
Roosevelt & Cross, Effective Rate 1.5377%
Holley Village
Feb 20, 2014 . . . . . . $315,000
Revenue Anticipation Notes, 2014 (bank qualified).
Dated Feb 27, 2014.
Due Jul 22, 2014.
Purchased $315,000.00 by Roosevelt & Cross, at 3.0%, plus $627.00, effective rate 2.5058%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
First Niagara Bank, Effective Rate 3.85%
Mount Pleasant (Town)
Feb 20, 2014 . . . . . . $16,875,000
Public Improvement (Serial) Bonds, 2014 (book entry).
Dated Mar 6, 2014.
Due Jan 15, 2015 to 2039.
Callable Jan 15, 2024 at par.
Winning bid: Raymond James, at n/a, NIC 3.6142%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/15 | $495,000 | 2.00% | 0.25% | ||
| 1/15/16 | $420,000 | 2.00% | 0.33% | ||
| 1/15/17 | $435,000 | 3.00% | 0.55% | ||
| 1/15/18 | $455,000 | 3.00% | 0.85% | ||
| 1/15/19 | $470,000 | 3.00% | 1.15% | ||
| 1/15/20 | $490,000 | 3.00% | 1.60% | ||
| 1/15/21 | $510,000 | 3.00% | 2.00% | ||
| 1/15/22 | $530,000 | 3.00% | 2.35% | ||
| 1/15/23 | $550,000 | 3.00% | 2.50% | ||
| 1/15/24 | $575,000 | 3.00% | 2.62% | ||
| 1/15/25 | $595,000 | 3.00% | 2.80% | ||
| 1/15/26 | $620,000 | 3.00% | 3.00% | ||
| 1/15/27 | $645,000 | 3.00% | 3.14% | ||
| 1/15/28 | $670,000 | 3.125% | 3.31% | ||
| 1/15/29 | $695,000 | 3.25% | 3.41% | ||
| 1/15/30 | $725,000 | 3.50% | 3.51% | ||
| 1/15/31 | $755,000 | 3.50% | 3.60% | ||
| 1/15/32 | $785,000 | 3.50% | 3.68% | ||
| 1/15/33 | $815,000 | 3.625% | 3.75% | ||
| 1/15/34 | $850,000 | 3.75% | 3.80% | ||
| 1/15/35 | $885,000 | 4.00% | 3.85% | ||
| 1/15/36 | $920,000 | 4.00% | 3.90% | ||
| 1/15/37 | $955,000 | 4.00% | 3.96% | ||
| 1/15/38 | $995,000 | 4.00% | 4.00% | ||
| 1/15/39 | $1,035,000 | 4.00% | 4.04% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
UBS Financial Svcs, NIC 3.6295%
BA Merrill Lynch, NIC 3.6871%
Robert W. Baird, NIC 3.7773%
North Evans Fire District
Feb 20, 2014 . . . . . . $1,750,000
Bond Anticipation Notes-2014 (bank qualified).
Dated Mar 4, 2014.
Due Mar 4, 2015.
Purchased $1,750,000.00 by Oppenheimer, at 1.25%, plus $3,230.00, effective rate 1.0654%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.636%
KeyBank NY, Effective Rate 1.65%
Oyster Bay (Town)
Feb 20, 2014 . . . . . . $140,225,000
Public Improvement (Serial) Bonds, 2014 Series A (book entry).
Dated Mar 6, 2014.
Due Mar 1, 2015 to 2028.
Callable Mar 1, 2021 at par.
Winning bid: Citigroup, at 100.5814, NIC 3.3127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $5,980,000 | 3.00% | 0.25% | AGM | |
| 3/1/16 | $8,595,000 | 3.00% | 0.50% | AGM | |
| 3/1/17 | $8,855,000 | 3.00% | 0.75% | AGM | |
| 3/1/18 | $9,120,000 | 3.00% | 1.25% | AGM | |
| 3/1/19 | $9,395,000 | 3.00% | 1.60% | AGM | |
| 3/1/20 | $9,285,000 | 3.00% | 2.10% | AGM | |
| 3/1/21 | $9,660,000 | 3.00% | 2.45% | AGM | |
| 3/1/22 | $10,045,000 | 3.00% | 2.85% | AGM | |
| 3/1/23 | $10,445,000 | 3.00% | 3.05% | AGM | |
| 3/1/24 | $10,865,000 | 3.00% | 3.20% | AGM | |
| 3/1/25 | $11,300,000 | 3.25% | 3.40% | AGM | |
| 3/1/26 | $11,750,000 | 3.50% | 3.55% | AGM | |
| 3/1/27 | $12,220,000 | 4.00% | 3.65% | AGM | |
| 3/1/28 | $12,710,000 | 4.00% | 3.75% | AGM |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Mesirow Financial, Inc., CL King & Associates, Drexel Hamilton, LLC., R. Seelaus & Co., Inc., Ross, Sinclaire & Associates LLC, Southwest Securities, Inc., Bank of New York Mellon Capital Markets, LLC, UBS Financial Services, Inc., Edward Jones, Oppenheimer & Co., Inc., M & T Securities, Inc., Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, NIC 3.3695%
BA Merrill Lynch, NIC 3.4305%
JPMorgan, NIC 3.4406%
OHIO
Napoleon (City)
Feb 20, 2014 . . . . . . $2,500,000
General Obligation Capital Facilites Bond Anticipation Notes, Series 2014 (Limited Tax Bonds) (bank qualified) (book entry).
Dated Mar 6, 2014.
Due Mar 5, 2015.
Purchased $2,500,000.00 by PNC Bank, at 0.406%, effective rate 0.406%.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH; and Sudsina & Associates, Bainbridge Twp, OH.
Other bidders were:
Huntington Invest, Effective Rate 0.4682%
TD Securities, Effective Rate 0.5016%
KeyBanc Cap Mkts, Effective Rate 0.5447%
Jefferies, Effective Rate 0.6081%
Oppenheimer, Effective Rate 0.6721%
Huntington Natl. Bk., Effective Rate 1.0%
Farmers & Merchants, Effective Rate 1.25%
PENNSYLVANIA
Juniata County School District
Feb 20, 2014 . . . . . . $13,865,000
General Obligation Bonds, Series of 2014 (book entry).
Dated Mar 27, 2014.
Due Sep 1, 2015 to 2036.
Callable Mar 1, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.8184%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $80,000 | 0.40% | 0.40% | AGM | |
| 9/1/16 | $200,000 | 3.00% | 0.55% | AGM | |
| 9/1/17 | $205,000 | 4.00% | 0.95% | AGM | |
| 9/1/18 | $215,000 | 4.00% | 1.35% | AGM | |
| 9/1/19 | $225,000 | 4.00% | 1.45% | AGM | |
| 9/1/20 | $420,000 | 4.00% | 1.85% | AGM | |
| 9/1/21 | $460,000 | 4.00% | 2.20% | AGM | |
| 9/1/22 | $480,000 | 4.00% | 2.47% | AGM | |
| 9/1/23 | $500,000 | 4.00% | 2.80% | AGM | |
| 9/1/24 | $635,000 | 3.00% | 2.90% | AGM | |
| 9/1/25 | $775,000 | 3.00% | 3.00% | AGM | |
| 9/1/26 | $800,000 | 3.25% | 3.30% | AGM | |
| 9/1/27 | $825,000 | 3.35% | 3.40% | AGM | |
| 9/1/28 | $855,000 | 3.55% | 3.60% | AGM | |
| 9/1/29 | $885,000 | 4.00% | 3.80% | AGM | |
| 9/1/31 | $1,885,000 | 4.00% | 4.00% | AGM | |
| 9/1/33 | $2,045,000 | 4.05% | 4.10% | AGM | |
| 9/1/36 | $2,375,000 | 4.20% | 4.25% | AGM |
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
UBS Financial Svcs, TIC 3.8205%
Hutchinson Shockey, TIC 4.0873%
Southern York County School District
Feb 20, 2014 . . . . . . $6,590,000
General Obligation Bonds, Series of 2014 (bank qualified) (book entry).
Dated Mar 27, 2014.
Due Sep 1, 2014 to 2016.
Non-callable.
Winning bid: BNY Mellon Cap Mkts, at n/a, TIC 0.426%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $2,945,000 | 2.00% | 0.20% | ||
| 9/1/15 | $2,650,000 | 2.00% | 0.25% | ||
| 9/1/16 | $995,000 | 2.00% | 0.40% |
L.O.: Kegel Kelin Almy & Grimm LLP, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 0.4289%
Roosevelt & Cross, TIC 0.4306%
PNC Capital Markets, TIC 0.4318%
FTN Fin Cap Mkts, TIC 0.451%
Robert W. Baird, TIC 0.4559%
Piper Jaffray, TIC 0.462%
Boenning&Scattergood, TIC 0.7361%
SOUTH CAROLINA
Spartanburg County School District No. 7
Feb 20, 2014 . . . . . . $3,900,000
General Obligation Bonds, Series 2014A (bank qualified) (book entry).
Dated Mar 6, 2014.
Due Mar 1, 2015 to 2018.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 105.4166, TIC 0.5548%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $850,000 | 4.00% | 0.25% | SCSDE | |
| 3/1/16 | $2,115,000 | 4.00% | 0.32% | SCSDE | |
| 3/1/17 | $610,000 | 2.00% | 0.52% | SCSDE | |
| 3/1/18 | $325,000 | 1.50% | 0.82% | SCSDE |
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Southwest Securities, Inc., Columbia, SC.
Other bidders were:
Morgan Stanley, TIC 0.5594%
Hutchinson Shockey, TIC 0.5789%
Raymond James, TIC 0.5946%
Robert W. Baird, TIC 0.599%
Citigroup, TIC 0.6113%
Janney Montgomery, TIC 0.6468%
Oppenheimer, TIC 0.7171%
UBS Financial Svcs, TIC 0.7506%
Stifel Nicolaus, TIC 0.7575%
Piper Jaffray, TIC 0.7712%
BOSC, TIC 0.7827%
FTN Fin Cap Mkts, TIC 0.8115%
VIRGINIA
Roanoke (City)
Feb 20, 2014 . . . . . . $12,010,000
General Obligation Public Improvement Bonds, Series 2014A (book entry).
Dated Mar 5, 2014.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 108.1268, TIC 2.9372%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $605,000 | 5.00% | 0.19% | ||
| 4/1/16 | $605,000 | 5.00% | 0.32% | ||
| 4/1/17 | $600,000 | 5.00% | 0.54% | ||
| 4/1/18 | $600,000 | 5.00% | 0.84% | ||
| 4/1/19 | $600,000 | 5.00% | 1.14% | ||
| 4/1/20 | $600,000 | 5.00% | 1.54% | ||
| 4/1/21 | $600,000 | 5.00% | 1.88% | ||
| 4/1/22 | $600,000 | 5.00% | 2.20% | ||
| 4/1/23 | $600,000 | 5.00% | 2.42% | ||
| 4/1/24 | $600,000 | 5.00% | 2.56% | ||
| 4/1/25 | $600,000 | 3.00% | 2.78% | ||
| 4/1/26 | $600,000 | 3.00% | 2.95% | ||
| 4/1/27 | $600,000 | 3.00% | 3.08% | ||
| 4/1/28 | $600,000 | 3.00% | 3.20% | ||
| 4/1/29 | $600,000 | 3.125% | 3.32% | ||
| 4/1/30 | $600,000 | 3.25% | 3.41% | ||
| 4/1/31 | $600,000 | 3.25% | 3.50% | ||
| 4/1/32 | $600,000 | 4.00% | 3.45% | ||
| 4/1/33 | $600,000 | 4.00% | 3.55% | ||
| 4/1/34 | $600,000 | 4.00% | 3.65% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Public Financial Management, Inc., Arlington, VA.
Other bidders were:
Davenport, TIC 2.9868%
JPMorgan, TIC 2.9869%
BA Merrill Lynch, TIC 3.011%
PNC Capital Markets, TIC 3.0225%
Janney Montgomery, TIC 3.0293%
Stifel Nicolaus, TIC 3.0318%
Hutchinson Shockey, TIC 3.0334%
Guggenheim Secs, TIC 3.0422%
Citigroup, TIC 3.0631%
Piper Jaffray, TIC 3.0689%
Raymond James, TIC 3.0826%
Wells Fargo Secs, TIC 3.0858%
BMO Cap Mkts GKST, TIC 3.121%
William Blair, TIC 3.1294%
WISCONSIN
Northeast Wisconsin Technical College District
Feb 18, 2014 . . . . . . $5,000,000
General Obligation Promissory Notes, Series 2014A (book entry).
Dated Mar 3, 2014.
Due Apr 1, 2015 to 2018.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 0.7386%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $2,000,000 | 2.00% | 0.24% | ||
| 4/1/16 | $1,000,000 | 2.00% | 0.42% | ||
| 4/1/17 | $1,000,000 | 2.00% | 0.64% | ||
| 4/1/18 | $1,000,000 | 2.00% | 0.96% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 0.7451%
Southwest Securities, TIC 0.7497%
Piper Jaffray, TIC 0.7598%
BOSC, TIC 0.8172%
UBS Financial Svcs, TIC 0.9323%
TAXABLE ISSUES
ARKANSAS
Newport Special School District of Jackson County
Feb 20, 2014 . . . . . . $2,100,000
Construction Bonds (Qualified Zone Academy Bonds) (Arkansas School District Credit Enhancement Program) (book entry).
Dated Mar 13, 2014.
Due Feb 1, 2028.
Non-callable.
Winning bid: Crews & Associates, at 98.6000, TIC 2.117%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/28 | $2,100,000 | 2.00% | 2.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.3243%
NEW YORK
Brookhaven (Town)
Feb 20, 2014 . . . . . . $5,697,700
General Obligation Serial Bonds - 2014 Series B (Taxable) (book entry).
Dated Feb 28, 2014.
Due Feb 1, 2016 to 2024.
Callable Feb 1, 2022 at par.
Winning bid: Fifth Third Secs, at 100.4182, NIC 2.6531%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $567,700 | 2.00% | 0.45% | ||
| 2/1/17 | $580,000 | 2.00% | 0.85% | ||
| 2/1/18 | $595,000 | 2.00% | 1.35% | ||
| 2/1/19 | $615,000 | 2.00% | 1.90% | ||
| 2/1/20 | $630,000 | 2.25% | 2.25% | ||
| 2/1/21 | $650,000 | 2.65% | 2.65% | ||
| 2/1/22 | $670,000 | 2.90% | 2.90% | ||
| 2/1/23 | $685,000 | 3.15% | 3.15% | ||
| 2/1/24 | $705,000 | 3.35% | 3.35% |
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James, NIC 2.6879%
Sterne Agee, NIC 2.8067%
Roosevelt & Cross, NIC 2.9012%
VIRGINIA
Roanoke (City)
Feb 20, 2014 . . . . . . $7,110,000
Taxable General Obligation Public Improvement Refunding Bonds, Series 2014B (book entry).
Dated Mar 5, 2014.
Due Apr 1, 2015 to 2032.
The bonds shall be callable in accordance with the specification.
Winning bid: Raymond James, at 99.5480, TIC 3.5698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $340,000 | 1.00% | 0.35% | ||
| 4/1/16 | $350,000 | 1.00% | 0.45% | ||
| 4/1/17 | $350,000 | 2.00% | 0.92% | ||
| 4/1/18 | $355,000 | 2.00% | 1.22% | ||
| 4/1/19 | $355,000 | 2.00% | 1.85% | ||
| 4/1/20 | $365,000 | 3.00% | 2.10% | ||
| 4/1/21 | $370,000 | 3.00% | 2.60% | ||
| 4/1/22 | $380,000 | 3.00% | 2.85% | ||
| 4/1/23 | $385,000 | 3.00% | 3.00% | ||
| 4/1/24 | $400,000 | 3.125% | 3.26% | ||
| 4/1/25 | $405,000 | 3.25% | 3.36% | ||
| 4/1/26 | $415,000 | 3.375% | 3.51% | ||
| 4/1/27 | $430,000 | 3.50% | 3.66% | ||
| 4/1/29 | $900,000 | 3.875% | 3.92% | ||
| 4/1/32 | $1,310,000 | 4.25% | 4.37% |
Other managers: UBS Financial Services, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Public Financial Management, Inc., Arlington, VA.
Other bidders were:
Robert W. Baird, TIC 3.6244%
