ARIZONA
Glendale Elementary School District No. 40
Feb 13, 2014 . . . . . . $9,485,000
School Improvement Bonds, Project of 2011, Series C (2014) (book entry).
Dated Feb 26, 2014.
Due Jul 1, 2015 to 2033.
Callable Jul 1, 2024 at par.
Winning bid: Robert W. Baird, at 100.8366, TIC 3.593%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $500,000 | 3.00% | 0.45% | BAM | |
| 7/1/23 | $250,000 | 3.00% | 2.65% | BAM | |
| 7/1/24 | $1,550,000 | 5.00% | 2.85% | BAM | |
| 7/1/25 | $1,625,000 | 3.00% | 3.00% | BAM | |
| 7/1/26 | $1,700,000 | 3.125% | 3.20% | BAM | |
| 7/1/27 | $775,000 | 3.25% | 3.35% | BAM | |
| 7/1/28 | $100,000 | 3.50% | 3.50% | BAM | |
| 7/1/29 | $100,000 | 3.50% | 3.60% | BAM | |
| 7/1/31 | $150,000 | 3.75% | 3.80% | BAM | |
| 7/1/32 | $1,400,000 | 3.75% | 3.90% | BAM | |
| 7/1/33 | $1,335,000 | 4.00% | 4.00% | BAM |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, WNJ Capital, Edward Jones, SAMCO Capital Markets, Crews & Associates, Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Northland Securities, Inc., Wedbush Securities Inc., Oppenheimer & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Gust Rosenfeld, Phoenix, AZ.
F.A.: Stifel, Nicolaus & Co., Inc., Phoenix, AZ.
Other bidders were:
JPMorgan, TIC 3.7153%
Hutchinson Shockey, TIC 3.9083%
Mesirow Financial, TIC 3.9551%
IOWA
Linn-Mar Community School District
Feb 13, 2014 . . . . . . $3,215,000
School Infrastructure Sales, Services and Use Tax Revenue Refunding Bonds, Series 2014C (bank qualified) (book entry).
Dated Mar 12, 2014.
Due Jul 1, 2014 to 2017.
Non-callable.
Winning bid: Robert W. Baird, at 102.1337, TIC 0.7722%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/14 | $890,000 | 2.00% | 0.25% | ||
| 7/1/15 | $760,000 | 2.00% | 0.40% | ||
| 7/1/16 | $775,000 | 2.00% | 0.50% | ||
| 7/1/17 | $790,000 | 2.00% | 0.70% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Coastal Securities Corp., Davenport & Company LLC, SAMCO Capital Markets, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Vining-Sparks IBG, Limited Partnership, Duncan-Williams, Inc., Bernardi Securities, Inc., Isaak Bond Investments, Inc., PNC Capital Markets, Wedbush Securities Inc., Dougherty & Company LLC, Alamo Capital, Country Club Bank, Oppenheimer & Co., Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
D.A. Davidson, TIC 0.8335%
BOSC, TIC 0.8554%
Hutchinson Shockey, TIC 0.8848%
Raymond James, TIC 0.9151%
KENTUCKY
Carter County School District Finance Corporation
Feb 13, 2014 . . . . . . $655,000
School Building Revenue Bonds, Series 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Feb 1, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 98.0000, NIC 4.1726%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/34 | $655,000 | 4.00% | 4.00% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
NEW JERSEY
Franklin Township (Warren County)
Feb 14, 2014 . . . . . . $1,176,500
General Obligation Bond Anticipation Notes (General Improvements) (bank qualified).
Dated Feb 19, 2014.
Due Feb 18, 2015.
Purchased $1,176,500.00 by PNC Bank, at 0.97%, effective rate 0.97%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.109%
Roosevelt & Cross, Effective Rate 1.2024%
Millstone Township
Feb 14, 2014 . . . . . . $8,090,161
Bond Anticipation Note (bank qualified).
Dated Feb 21, 2014.
Due Feb 20, 2015.
Purchased $8,090,160.00 by TD Securities, at 1.25%, plus $37,336.54, effective rate 0.7867%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 0.798%
Oppenheimer, Effective Rate 0.8621%
Jefferies, Effective Rate 0.872%
Wanaque Borough
Feb 13, 2014 . . . . . . $13,071,850
Bond Anticipation Notes.
Dated Feb 27, 2014.
Due Feb 27, 2015.
Purchased $13,071,850.00 by TD Securities, at 1.0%, plus $52,025.96, effective rate 0.602%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.668%
Oppenheimer, Effective Rate 0.724%
NEW YORK
Lloyd (Town)
Feb 13, 2014 . . . . . . $1,215,000
Bond Anticipation Notes for Water Purposes - 2014 (bank qualified).
Dated Feb 20, 2014.
Due Feb 20, 2015.
Purchased $1,215,000.00 by JPMorgan Chase, at 0.87%, effective rate 0.87%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.8888%
Oppenheimer, Effective Rate 0.9777%
TD Securities, Effective Rate 0.991%
Roosevelt & Cross, Effective Rate 1.082%
M & T Bank, Effective Rate 1.46%
Port Chester Village
Feb 13, 2014 . . . . . . $4,215,000
Bond Anticipation Notes, Series 2014A (bank qualified).
Dated Feb 25, 2014.
Due Feb 25, 2015.
Purchased $4,215,000.00 by TD Securities, at 1.0%, plus $25,163.55, effective rate 0.403%.
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 0.46%
Jefferies, Effective Rate 0.513%
Oppenheimer, Effective Rate 0.623%
JPMorgan Chase, Effective Rate 0.75%
NORTH DAKOTA
North Dakota Board of Higher Education
Feb 13, 2014 . . . . . . $8,340,000
North Dakota State University Housing and Auxiliary Facilities Revenue Refunding Bonds, Series 2014A (book entry).
Dated Feb 27, 2014.
Due Apr 1, 2015 to 2034.
Callable Apr 1, 2024 at par.
Winning bid: Piper Jaffray, at 100.2877, TIC 3.3374%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $290,000 | 2.00% | 0.27% | ||
| 4/1/16 | $325,000 | 2.00% | 0.44% | ||
| 4/1/17 | $330,000 | 2.00% | 0.66% | ||
| 4/1/18 | $340,000 | 3.00% | 1.00% | ||
| 4/1/19 | $345,000 | 3.00% | 1.31% | ||
| 4/1/20 | $360,000 | 3.00% | 1.74% | ||
| 4/1/21 | $370,000 | 3.00% | 2.15% | ||
| 4/1/22 | $380,000 | 3.00% | 2.47% | ||
| 4/1/23 | $385,000 | 3.00% | 2.70% | ||
| 4/1/24 | $400,000 | 3.00% | 2.84% | ||
| 4/1/25 | $415,000 | 4.00% | 3.00% | ||
| 4/1/26 | $430,000 | 3.00% | 3.20% | ||
| 4/1/27 | $440,000 | 3.125% | 3.32% | ||
| 4/1/28 | $450,000 | 3.25% | 3.43% | ||
| 4/1/29 | $470,000 | 3.375% | 3.53% | ||
| 4/1/30 | $485,000 | 3.50% | 3.62% | ||
| 4/1/31 | $505,000 | 3.50% | 3.71% | ||
| 4/1/32 | $520,000 | 3.625% | 3.79% | ||
| 4/1/33 | $540,000 | 3.75% | 3.87% | ||
| 4/1/34 | $560,000 | 3.75% | 3.92% |
L.O.: Arntson Stewart Wegner PC, Fargo, ND.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
BA Merrill Lynch, TIC 3.4079%
Robert W. Baird, TIC 3.4519%
Hutchinson Shockey, TIC 3.5043%
JPMorgan, TIC 3.6405%
OKLAHOMA
Tulsa County Independent School District No. 3 (Broken Arrow)
Feb 14, 2014 . . . . . . $21,500,000
General Obligation Combined Purpose Bonds of 2014 (book entry).
Dated Apr 1, 2014.
Due Apr 1, 2016 to 2019.
Non-callable.
Winning bid: Morgan Stanley, at 103.5015, NIC 0.9996%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $5,375,000 | 2.00% | 0.40% | ||
| 4/1/17 | $5,375,000 | 2.00% | 0.60% | ||
| 4/1/18 | $5,375,000 | 2.00% | 0.90% | ||
| 4/1/19 | $5,375,000 | 2.00% | 1.25% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, FTN Financial Capital Markets, Fidelity Capital Markets.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Robert W. Baird, NIC 1.1279%
Piper Jaffray, NIC 1.1561%
Hutchinson Shockey, NIC 1.2637%
TEXAS
Stanley Lake Municipal Utility District
Feb 13, 2014 . . . . . . $5,370,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Mar 1, 2014.
Due Jul 1, 2015 to 2038.
Callable Jul 1, 2023 at par.
Winning bid: Raymond James, at 99.4542, TIC 4.0258%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $55,000 | 2.50% | 0.65% | BAM | |
| 7/1/16 | $60,000 | 2.50% | 0.80% | BAM | |
| 7/1/17 | $65,000 | 2.50% | 1.00% | BAM | |
| 7/1/19 | $135,000 | 2.50% | 1.50% | BAM | |
| 7/1/21 | $155,000 | 2.50% | 2.25% | BAM | |
| 7/1/23 | $160,000 | 2.60% | 2.60% | BAM | |
| 7/1/24 | $250,000 | 3.00% | 2.75% | BAM | |
| 7/1/25 | $260,000 | 3.25% | 3.00% | BAM | |
| 7/1/26 | $265,000 | 3.50% | 3.25% | BAM | |
| 7/1/27 | $270,000 | 3.50% | 3.35% | BAM | |
| 7/1/28 | $280,000 | 3.625% | 3.45% | BAM | |
| 7/1/29 | $290,000 | 3.75% | 3.55% | BAM | |
| 7/1/30 | $300,000 | 3.75% | 3.65% | BAM | |
| 7/1/31 | $310,000 | 4.00% | 3.85% | BAM | |
| 7/1/32 | $315,000 | 4.00% | 3.90% | BAM | |
| 7/1/33 | $325,000 | 4.00% | 4.00% | BAM | |
| 7/1/35 | $690,000 | 4.375% | 4.15% | BAM | |
| 7/1/38 | $1,185,000 | 4.50% | 4.40% | BAM |
L.O.: Bacon & Wallace L.L.P., Houston, TX; and State Attorney General.
F.A.: BOSC, Inc., Houston, TX.
Other bidders were:
RBC Capital Mkts, TIC 4.0323%
Sterne Agee, TIC 4.0585%
FirstSouthwest, TIC 4.06%
SAMCO Cap Mkts, TIC 4.0644%
Southwest Securities, TIC 4.0673%
Morgan Stanley, TIC 4.2397%
Hutchinson Shockey, TIC 4.2907%
TAXABLE ISSUES
NEW YORK
Haverstraw Village
Feb 13, 2014 . . . . . . $1,405,000
Bond Anticipation Renewal Notes, 2014 (Taxable).
Dated Feb 20, 2014.
Due Nov 19, 2014.
Purchased $1,405,000.00 by Jefferies, at 1.25%, plus $634.00, effective rate 1.1896%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.23%
Roosevelt & Cross, Effective Rate 2.0038%
Sterling Natl Bk, Effective Rate 2.5%
