CALIFORNIA
Whittier Union High School District
Feb 13, 2014 . . . . . . $18,000,000
General Obligation Bonds, 2008 Election, Series 2014B (book entry).
Dated Feb 27, 2014.
Due Aug 1, 2015 to 2023.
Non-callable.
Winning bid: Raymond James, at 107.4453, TIC 1.8249%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $1,840,000 | 2.00% | 0.25% | ||
| 8/1/16 | $1,990,000 | 2.00% | 0.33% | ||
| 8/1/17 | $1,705,000 | 2.00% | 0.55% | ||
| 8/1/18 | $1,720,000 | 3.00% | 0.95% | ||
| 8/1/19 | $1,850,000 | 2.00% | 1.24% | ||
| 8/1/20 | $1,970,000 | 4.00% | 1.63% | ||
| 8/1/21 | $2,135,000 | 4.00% | 2.00% | ||
| 8/1/22 | $2,305,000 | 4.00% | 2.30% | ||
| 8/1/23 | $2,485,000 | 3.00% | 2.58% |
Other managers: Fidelity Capital Markets, Jefferies LLC, UBS Financial Services, Inc., Wedbush Securities Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Keygent LLC, El Segundo, CA.
Other bidders were:
JPMorgan, TIC 1.8414%
BMO Cap Mkts GKST, TIC 1.85%
FTN Fin Cap Mkts, TIC 1.8527%
Stifel Nicolaus, TIC 1.868%
Citigroup, TIC 1.8772%
Robert W. Baird, TIC 1.8848%
BA Merrill Lynch, TIC 1.8934%
FirstSouthwest, TIC 1.8939%
Hutchinson Shockey, TIC 1.9106%
Piper Jaffray, TIC 1.9873%
IOWA
Davenport (City)
Feb 12, 2014 . . . . . . $23,135,000
General Obligation Corporate Bonds, Series 2014A (book entry).
Dated Mar 5, 2014.
Due Jun 1, 2015 to 2029.
Callable Jun 1, 2022 at par.
Winning bid: Piper Jaffray, at 105.7738, TIC 2.8749%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $1,040,000 | 3.00% | 0.30% | ||
| 6/1/16 | $1,515,000 | 3.00% | 0.45% | ||
| 6/1/17 | $1,765,000 | 3.00% | 0.69% | ||
| 6/1/18 | $1,470,000 | 3.00% | 1.07% | ||
| 6/1/19 | $1,805,000 | 5.00% | 1.40% | ||
| 6/1/20 | $1,315,000 | 5.00% | 1.87% | ||
| 6/1/21 | $1,370,000 | 5.00% | 2.24% | ||
| 6/1/22 | $1,420,000 | 5.00% | 2.57% | ||
| 6/1/23 | $1,480,000 | 4.00% | 2.77% | ||
| 6/1/24 | $1,535,000 | 3.00% | 3.00% | ||
| 6/1/25 | $1,555,000 | 3.00% | 3.15% | ||
| 6/1/26 | $1,610,000 | 3.25% | 3.33% | ||
| 6/1/27 | $1,675,000 | 3.375% | 3.42% | ||
| 6/1/28 | $1,755,000 | 3.375% | 3.54% | ||
| 6/1/29 | $1,825,000 | 3.50% | 3.64% |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
BA Merrill Lynch, TIC 2.9083%
Robert W. Baird, TIC 2.9238%
Raymond James, TIC 2.9604%
JPMorgan, TIC 2.9966%
Hutchinson Shockey, TIC 3.0339%
KENTUCKY
Kenton County School District Finance Corporation
Feb 12, 2014 . . . . . . $4,170,000
Energy Conservation Revenue Bonds, Series 2014 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Feb 1, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 98.5938, NIC 3.57%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $170,000 | 1.00% | 0.35% | ||
| 2/1/16 | $170,000 | 1.00% | 0.55% | ||
| 2/1/17 | $170,000 | 1.00% | 0.80% | ||
| 2/1/18 | $175,000 | 1.25% | 1.20% | ||
| 2/1/19 | $175,000 | 1.50% | 1.50% | ||
| 2/1/20 | $180,000 | 2.00% | 1.90% | ||
| 2/1/21 | $180,000 | 2.50% | 2.25% | ||
| 2/1/22 | $185,000 | 2.50% | 2.55% | ||
| 2/1/23 | $190,000 | 2.75% | 2.75% | ||
| 2/1/24 | $195,000 | 3.00% | 2.95% | ||
| 2/1/25 | $200,000 | 3.00% | 3.10% | ||
| 2/1/26 | $210,000 | 3.25% | 3.30% | ||
| 2/1/27 | $215,000 | 3.375% | 3.50% | ||
| 2/1/28 | $225,000 | 3.625% | 3.65% | ||
| 2/1/29 | $230,000 | 3.75% | 3.75% | ||
| 2/1/30 | $240,000 | 3.75% | 3.90% | ||
| 2/1/34 | $1,060,000 | 4.00% | 4.00% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 3.615%
Hutchinson Shockey, NIC 3.7199%
Fifth Third Secs, NIC 4.0635%
Newport Independent School District Finance Corporation
Feb 13, 2014 . . . . . . $2,125,000
School Building Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Mar 6, 2014.
Due Feb 1, 2015 to 2034.
Callable Feb 1, 2024 at par.
Winning bid: Robert W. Baird, at 98.0000, NIC 3.5656%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $95,000 | 0.35% | 0.35% | ||
| 2/1/16 | $90,000 | 0.50% | 0.50% | ||
| 2/1/17 | $90,000 | 0.70% | 0.70% | ||
| 2/1/18 | $90,000 | 1.00% | 1.00% | ||
| 2/1/19 | $90,000 | 1.30% | 1.30% | ||
| 2/1/20 | $90,000 | 1.75% | 1.75% | ||
| 2/1/21 | $95,000 | 2.10% | 2.10% | ||
| 2/1/22 | $95,000 | 2.50% | 2.50% | ||
| 2/1/23 | $95,000 | 2.75% | 2.75% | ||
| 2/1/24 | $100,000 | 3.00% | 3.00% | ||
| 2/1/25 | $100,000 | 3.15% | 3.15% | ||
| 2/1/26 | $105,000 | 3.30% | 3.30% | ||
| 2/1/27 | $110,000 | 3.50% | 3.50% | ||
| 2/1/28 | $115,000 | 3.50% | 3.60% | ||
| 2/1/29 | $115,000 | 3.625% | 3.70% | ||
| 2/1/30 | $120,000 | 3.75% | 3.80% | ||
| 2/1/32 | $255,000 | 3.80% | 3.90% | ||
| 2/1/34 | $275,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., Crews & Associates, Inc., Loop Capital Markets, LLC, Edward Jones, WNJ Capital, Duncan-Williams, Inc., PNC Capital Markets, Davenport & Company LLC, SAMCO Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., First Kentucky Securities Corp., R. Seelaus & Co., Inc., Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc., Alamo Capital.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.6655%
LOUISIANA
Jefferson Parish School Board
Feb 12, 2014 . . . . . . $7,500,000
Limited Tax Bonds, Series 2014.
Dated Apr 1, 2014.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2024 at par.
Winning bid: Piper Jaffray, at 100.3507, TIC 3.434%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $250,000 | 3.00% | 0.25% | ||
| 3/1/16 | $260,000 | 3.00% | 0.40% | ||
| 3/1/17 | $270,000 | 3.00% | 0.62% | ||
| 3/1/18 | $280,000 | 3.00% | 0.95% | ||
| 3/1/19 | $295,000 | 3.00% | 1.25% | ||
| 3/1/20 | $305,000 | 3.00% | 1.69% | ||
| 3/1/21 | $315,000 | 3.00% | 2.06% | ||
| 3/1/22 | $330,000 | 3.00% | 2.40% | ||
| 3/1/23 | $345,000 | 3.00% | 2.65% | ||
| 3/1/24 | $360,000 | 3.00% | 2.82% | ||
| 3/1/25 | $370,000 | 4.00% | 3.02% | ||
| 3/1/26 | $385,000 | 3.00% | 3.20% | ||
| 3/1/27 | $405,000 | 3.125% | 3.37% | ||
| 3/1/28 | $420,000 | 3.375% | 3.54% | ||
| 3/1/29 | $435,000 | 3.50% | 3.64% | ||
| 3/1/30 | $455,000 | 3.50% | 3.73% | ||
| 3/1/31 | $475,000 | 3.625% | 3.82% | ||
| 3/1/32 | $495,000 | 3.75% | 3.90% | ||
| 3/1/33 | $515,000 | 3.75% | 3.98% | ||
| 3/1/34 | $535,000 | 4.00% | 4.03% |
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Citigroup, TIC 3.4499%
BA Merrill Lynch, TIC 3.4839%
Robert W. Baird, TIC 3.5875%
Raymond James, TIC 3.631%
MAINE
Cumberland County
Feb 13, 2014 . . . . . . $10,000,000
2014 Tax Anticipation Notes (book entry).
Dated Feb 25, 2014.
Due Nov 14, 2014.
Purchased $10,000,000.00 by Morgan Stanley, at 1.0%, plus $59,799.99, effective rate 0.1688%.
L.O.: Bernstein, Shur, Sawyer & Nelson P.A., Portland, ME.
F.A.: Gorham Savings Bank, Gorham, ME; and Gorham Savings Bank, Portland, ME.
Other bidders were:
Jefferies, Effective Rate 0.1813%
Mitsubishi UFJ Secs, Effective Rate 0.1897%
TD Securities, Effective Rate 0.2091%
Piper Jaffray, Effective Rate 0.2439%
JPMorgan, Effective Rate 0.2466%
Eastern Bk Cap Mkts, Effective Rate 0.2689%
Oppenheimer, Effective Rate 0.3912%
NEW JERSEY
Leonia Borough
Feb 13, 2014 . . . . . . $2,730,304
General Obligation Bond Anticipation Notes (bank qualified).
Dated Feb 21, 2014.
Due Feb 20, 2015.
Purchased $2,730,300.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.7646%
Jefferies, Effective Rate 0.7736%
TD Securities, Effective Rate 0.8709%
Paramus Borough
Feb 13, 2014 . . . . . . $20,205,000
General Obligation Bond Anticipation Notes Consisting of: $17,470,000 General Bond Anticipation Notes, $1,805,000 Golf Course Utility, $930,000 Swimming Pool Utility.
Dated Feb 21, 2014.
Due Feb 20, 2015.
Purchased $20,205,000.00 by TD Securities, at 1.0%, plus $135,777.60, effective rate 0.3261%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.524%
Oppenheimer, Effective Rate 0.5728%
NEW YORK
Cheektowaga Central School District
Feb 13, 2014 . . . . . . $6,360,000
School District Refunding Serial Bonds, Series 2014 (bank qualified) (book entry).
Dated Mar 5, 2014.
Due Jun 1, 2014 to Dec 1, 2018.
Non-callable.
Winning bid: Raymond James, at 105.6227, TIC 0.7262%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $30,000 | 2.00% | 0.15% | ||
| 12/1/14 | $1,330,000 | 3.00% | 0.20% | ||
| 12/1/15 | $1,375,000 | 3.00% | 0.38% | ||
| 12/1/16 | $1,420,000 | 3.00% | 0.50% | ||
| 12/1/17 | $1,470,000 | 3.00% | 0.79% | ||
| 12/1/18 | $735,000 | 3.00% | 1.05% |
Other managers: Fidelity Capital Markets, Morgan Stanley & Co., Inc., Jefferies LLC.
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
BMO Cap Mkts GKST, TIC 0.7278%
Robert W. Baird, TIC 0.7447%
PNC Capital Markets, TIC 0.75%
Roosevelt & Cross, TIC 0.7539%
Piper Jaffray, TIC 0.7552%
Hutchinson Shockey, TIC 0.7754%
SunTrust Robinson, TIC 0.7807%
FTN Fin Cap Mkts, TIC 0.8114%
Frankfort Village
Feb 13, 2014 . . . . . . $513,585
Bond Anticipation Notes, 2013 (bank qualified).
Dated Feb 21, 2014.
Due Feb 20, 2015.
Purchased $513,590.00 by Roosevelt & Cross, at 1.25%, plus $996.00, effective rate 1.0555%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.3291%
Adirondack Bank, Effective Rate 2.125%
Peekskill City School District
Feb 13, 2014 . . . . . . $2,887,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Feb 25, 2014.
Due Feb 25, 2015.
Purchased $2,887,000.00 by TD Securities, at 1.0%, plus $13,482.29, effective rate 0.533%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.543%
Oppenheimer, Effective Rate 0.8315%
Roosevelt & Cross, Effective Rate 1.033%
Westmoreland Central School District
Feb 13, 2014 . . . . . . $236,312
School District (Serial) Bonds, 2014 (bank qualified).
Dated Feb 27, 2014.
Due Jun 15, 2015 to 2018.
Non-callable.
Winning bid: Sage Rutty, at 100.0123, NIC 2.0932%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/15 | $56,312 | 1.875% | 0.90% | ||
| 6/15/16 | $60,000 | 2.125% | 1.20% | ||
| 6/15/17 | $60,000 | 2.125% | 1.55% | ||
| 6/15/18 | $60,000 | 2.125% | 1.85% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.1061%
White Plains (City)
Feb 13, 2014 . . . . . . $22,813,541
Public Improvement Serial Bonds, Series 2014 (book entry).
Dated Feb 25, 2014.
Due Feb 15, 2016 to 2029.
Callable Feb 15, 2023 at par.
Winning bid: Morgan Stanley, at 100.0306, NIC 2.7377%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $1,363,541 | 2.00% | 0.31% | ||
| 2/15/17 | $1,390,000 | 2.00% | 0.51% | ||
| 2/15/18 | $1,415,000 | 2.00% | 0.83% | ||
| 2/15/19 | $1,445,000 | 2.00% | 1.12% | ||
| 2/15/20 | $1,480,000 | 2.00% | 1.53% | ||
| 2/15/21 | $1,535,000 | 2.00% | 1.88% | ||
| 2/15/22 | $1,590,000 | 2.25% | 2.25% | ||
| 2/15/23 | $1,640,000 | 2.25% | 2.45% | ||
| 2/15/24 | $1,700,000 | 2.50% | 2.62% | ||
| 2/15/25 | $1,740,000 | 3.00% | 2.77% | ||
| 2/15/26 | $1,795,000 | 3.00% | 3.00% | ||
| 2/15/27 | $1,850,000 | 3.00% | 3.14% | ||
| 2/15/28 | $1,905,000 | 3.25% | 3.25% | ||
| 2/15/29 | $1,965,000 | 3.25% | 3.35% |
Other managers: Fidelity Capital Markets, Wedbush Securities Inc., City Securities Corp., StockCross Financial Services, Inc..
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Citigroup, NIC 2.7746%
BA Merrill Lynch, NIC 2.8365%
Fifth Third Secs, NIC 2.8646%
JPMorgan, NIC 2.8685%
FTN Fin Cap Mkts, NIC 2.8697%
Hutchinson Shockey, NIC 2.9001%
BMO Cap Mkts GKST, NIC 2.9232%
Robert W. Baird, NIC 2.9379%
TD Securities, NIC 3.2781%
