CALIFORNIA
Arcadia (City)
Oct 23, 2012 . . . . . . $6,135,000
General Obligation Refunding Bonds, Series 2012 (Police Station Project) (bank qualified) (book entry).
Dated Nov 6, 2012.
Due Aug 1, 2013 to 2031.
Callable Aug 1, 2022 at par.
Winning bid: Piper Jaffray, at 105.7977, TIC 2.176%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $185,000 | 5.00% | 0.35% | ||
8/1/14 | $240,000 | 5.00% | 0.45% | ||
8/1/15 | $260,000 | 2.00% | 0.52% | ||
8/1/16 | $260,000 | 3.00% | 0.63% | ||
8/1/17 | $270,000 | 3.00% | 0.80% | ||
8/1/18 | $280,000 | 4.00% | 0.96% | ||
8/1/19 | $290,000 | 4.00% | 1.21% | ||
8/1/20 | $305,000 | 4.00% | 1.50% | ||
8/1/21 | $320,000 | 4.00% | 1.65% | ||
8/1/22 | $330,000 | 3.00% | 1.75% | ||
8/1/23 | $340,000 | 2.00% | 1.80% | ||
8/1/24 | $350,000 | 2.00% | 1.90% | ||
8/1/25 | $355,000 | 2.00% | 2.00% | ||
8/1/26 | $365,000 | 2.25% | 2.10% | ||
8/1/27 | $375,000 | 2.25% | 2.25% | ||
8/1/28 | $385,000 | 2.50% | 2.35% | ||
8/1/29 | $395,000 | 3.00% | 2.55% | ||
8/1/30 | $410,000 | 3.00% | 2.65% | ||
8/1/31 | $420,000 | 3.00% | 2.75% |
L.O.: Stradling, Yocca, Carlson & Rauth, Newport Beach, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Robert W. Baird, TIC 2.198%
UBS Financial Svcs, TIC 2.3074%
Raymond James | MK, TIC 2.3529%
Stifel Nicolaus, TIC 2.4521%
E.J. De La Rosa, TIC 2.5875%
Sterne Agee, TIC 2.8%
Fairfield-Suisun Unified School District
Oct 24, 2012 . . . . . . $49,615,000
2012 General Obligation Refunding Bonds (book entry).
Dated Nov 14, 2012.
Due Aug 1, 2013 to 2028.
Callable Aug 1, 2022 at par.
Winning bid: Robert W. Baird, at 108.4637, TIC 2.5555%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $1,280,000 | 3.00% | NRO | NRO | |
8/1/14 | $470,000 | 4.00% | NRO | NRO | |
8/1/15 | $1,795,000 | 4.00% | NRO | NRO | |
8/1/16 | $1,995,000 | 4.00% | NRO | NRO | |
8/1/17 | $2,190,000 | 4.00% | NRO | NRO | |
8/1/18 | $2,405,000 | 4.00% | NRO | NRO | |
8/1/19 | $2,620,000 | 4.00% | NRO | NRO | |
8/1/20 | $2,840,000 | 4.00% | NRO | NRO | |
8/1/21 | $3,075,000 | 4.00% | NRO | NRO | |
8/1/22 | $3,315,000 | 4.00% | NRO | NRO | |
8/1/23 | $3,565,000 | 4.00% | NRO | NRO | |
8/1/24 | $3,825,000 | 2.50% | NRO | NRO | |
8/1/25 | $4,030,000 | 4.00% | NRO | NRO | |
8/1/26 | $4,300,000 | 4.00% | NRO | NRO | |
8/1/28 | $11,910,000 | 3.00% | NRO | NRO |
Other managers: CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Crews & Associates, Inc., Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, William Blair & Company, LLC, Isaak Bond Investments, Inc..
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
BA Merrill Lynch, TIC 2.6155%
E.J. De La Rosa, TIC 2.6167%
Citigroup, TIC 2.6849%
Guggenheim Secs, TIC 2.841%
Wells Fargo Secs, TIC 2.8433%
Morgan Stanley, TIC 2.8532%
INDIANA
Jeffersonville (City)
Oct 24, 2012 . . . . . . $4,000,000
Bond Anticipation Notes of 2012.
Dated Nov 7, 2012.
Due Jul 15, 2017.
The bonds shall be callable in accordance with the specification.
Winning bid: Mainsource Bk, at n/a, NIC 2.05%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/17 | $4,000,000 | 2.05% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
City Securities, NIC 2.107%
Your Comm Bk, NIC 2.553%
J.J.B. Hilliard, NIC 2.573%
Oppenheimer, NIC 2.607%
Princeton (City)
Oct 24, 2012 . . . . . . $1,480,000
Bond Anticipation Notes of 2012 (bank qualified).
Dated Nov 8, 2012.
Due Jan 1, 2017.
The bonds shall be callable in accordance with the specification.
Winning bid: City Securities, at n/a, NIC 1.869%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/17 | $1,480,000 | 1.75% | 1.75% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.121%
KANSAS
Baxter Springs (City)
Oct 23, 2012 . . . . . . $1,805,000
General Obligation Bonds, Series 2012 (bank qualified) (book entry).
Dated Nov 15, 2012.
Due Aug 1, 2013 to 2022.
Callable Feb 1, 2019 at par.
Winning bid: UMB Bank, at n/a, NIC 1.4089%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $110,000 | 0.40% | NRO | NRO | |
2/1/15 | $190,000 | 0.50% | NRO | NRO | |
2/1/16 | $190,000 | 0.65% | NRO | NRO | |
8/1/16 | $100,000 | 0.70% | NRO | NRO | |
8/1/17 | $195,000 | 0.90% | NRO | NRO | |
2/1/18 | $100,000 | 1.00% | NRO | NRO | |
8/1/18 | $100,000 | 1.10% | NRO | NRO | |
2/1/19 | $100,000 | 1.20% | NRO | NRO | |
8/1/19 | $100,000 | 1.30% | NRO | NRO | |
2/1/20 | $100,000 | 1.40% | NRO | NRO | |
8/1/20 | $105,000 | 1.45% | NRO | NRO | |
2/1/21 | $100,000 | 1.55% | NRO | NRO | |
8/1/21 | $105,000 | 1.60% | NRO | NRO | |
2/1/22 | $105,000 | 1.70% | NRO | NRO | |
8/1/22 | $105,000 | 1.75% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Country Club Bank, NIC 1.5396%
D.A. Davidson, NIC 1.5495%
Commerce Bank, NIC 1.5681%
First Bankers' Banc, NIC 1.5775%
Cooper Malone, NIC 1.7087%
Central States Cap, NIC 1.7792%
MINNESOTA
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Oct 24, 2012 . . . . . . $24,620,000
General Obligation Transit Refunding Bonds, Series 2012H (book entry).
Dated Nov 15, 2012.
Due Feb 1, 2014 to 2028.
Callable Feb 1, 2022 at par.
Winning bid: Piper Jaffray, at 107.6522, TIC 1.5589%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $260,000 | 2.00% | 0.25% | ||
2/1/15 | $250,000 | 2.00% | 0.36% | ||
2/1/16 | $4,970,000 | 3.00% | 0.45% | ||
2/1/17 | $4,985,000 | 3.00% | 0.60% | ||
2/1/18 | $3,630,000 | 3.00% | 0.75% | ||
2/1/19 | $1,250,000 | 3.00% | 1.00% | ||
2/1/20 | $1,285,000 | 3.00% | 1.23% | ||
2/1/21 | $1,270,000 | 3.00% | 1.47% | ||
2/1/22 | $1,300,000 | 3.00% | 1.69% | ||
2/1/23 | $1,325,000 | 2.50% | 2.00% | ||
2/1/24 | $1,130,000 | 2.50% | 2.19% | ||
2/1/25 | $715,000 | 2.375% | 2.45% | ||
2/1/26 | $730,000 | 2.50% | 2.58% | ||
2/1/27 | $755,000 | 2.50% | 2.64% | ||
2/1/28 | $765,000 | 2.625% | 2.70% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 1.5965%
BA Merrill Lynch, TIC 1.6011%
Robert W. Baird, TIC 1.6387%
Southwest Securities, TIC 1.6392%
Citigroup, TIC 1.6679%
Morgan Stanley, TIC 1.7875%
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Oct 24, 2012 . . . . . . $100,000,000
General Obligation Grant Anticipation Notes, Series 2012G (book entry).
Dated Nov 8, 2012.
Due Mar 1, 2014 to 2016.
Callable Mar 1, 2015 at par.
Winning bid: BA Merrill Lynch, at 101.7811, TIC 0.7026%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/14 | $15,000,000 | 2.00% | 0.30% | ||
3/1/15 | $35,000,000 | 2.00% | 0.45% | ||
3/1/16 | $50,000,000 | 1.00% | 0.75% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Barclays Capital, TIC 0.735%
Citigroup, TIC 0.7372%
US Bancorp Invest, TIC 0.7399%
JPMorgan, TIC 0.8837%
Morgan Stanley, TIC 0.9276%
Wells Fargo Secs, TIC 0.937%
Goldman Sachs, TIC 0.9457%
Metropolitan Council (Minneapolis-St. Paul Metropolitan Area)
Oct 24, 2012 . . . . . . $127,235,000
General Obligation Wastewater Revenue Refunding Bonds, Series 2012I (book entry).
Dated Nov 15, 2012.
Due Mar 1, 2016 to 2028.
Callable Mar 1, 2022 at par.
Winning bid: BA Merrill Lynch, at 110.9176, TIC 2.0905%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/16 | $4,470,000 | 4.00% | 0.48% | ||
3/1/17 | $8,250,000 | 4.00% | 0.64% | ||
3/1/18 | $9,240,000 | 4.00% | 0.80% | ||
3/1/19 | $9,755,000 | 4.00% | 1.04% | ||
3/1/20 | $9,220,000 | 4.00% | 1.28% | ||
3/1/21 | $10,175,000 | 4.00% | 1.52% | ||
3/1/22 | $11,115,000 | 4.00% | 1.70% | ||
3/1/23 | $12,085,000 | 3.00% | 2.06% | ||
3/1/24 | $11,390,000 | 3.00% | 2.25% | ||
3/1/25 | $11,455,000 | 3.00% | 2.35% | ||
3/1/26 | $11,270,000 | 3.00% | 2.48% | ||
3/1/27 | $11,540,000 | 3.00% | 2.64% | ||
3/1/28 | $7,270,000 | 3.00% | 2.70% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 2.1019%
Morgan Stanley, TIC 2.1386%
Barclays Capital, TIC 2.1746%
Goldman Sachs, TIC 2.2307%
NEW JERSEY
East Rutherford Borough
Oct 24, 2012 . . . . . . $12,000,000
Tax Anticipation Notes.
Dated Nov 1, 2012.
Due Apr 1, 2013.
Purchased $12,000,000.00 by Jefferies, at 2.0%, plus $43,442.00, effective rate 1.131%.
L.O.: John L. Kraft, Esq., L.L.C., Edison, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.8702%
Frenchtown Borough
Oct 24, 2012 . . . . . . $666,000
Bond Anticipation Notes (bank qualified).
Dated Nov 2, 2012.
Due Nov 1, 2013.
Purchased $666,000.00 by TBGC Investment Corp, at 0.98%, effective rate 0.98%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.3%
Oppenheimer, Effective Rate 1.6109%
NEW YORK
Clarendon (Town)
Oct 24, 2012 . . . . . . $1,395,000
Bond Anticipation Notes, 2012A.
Dated Nov 1, 2012.
Due Aug 28, 2013.
Purchased $1,395,000.00 by Roosevelt & Cross, at 1.5%, plus $6,693.00, effective rate 0.9184%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7015%
First Niagara Bank, Effective Rate 1.89%
Ogdensburg Enlarged City School District
Oct 24, 2012 . . . . . . $2,600,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified).
Dated Nov 1, 2012.
Due Aug 8, 2013.
Purchased $2,600,000.00 by Roosevelt & Cross, at 1.25%, plus $9,836.00, effective rate 0.7583%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.7859%
JPMorgan Chase, Effective Rate 0.795%
Janney Montgomery, Effective Rate 0.916%
Oppenheimer, Effective Rate 0.935%
TD Securities, Effective Rate 1.133%
Wolcott Village
Oct 23, 2012 . . . . . . $10,000
Bond Anticipation Notes, 2012 (Renewals) (bank qualified) (book entry).
Dated Nov 2, 2012.
Due Nov 1, 2013.
Purchased $10,000.00 by Lyons National Bk, at 1.22%, effective rate 1.22%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Woodbury Village
Oct 24, 2012 . . . . . . $262,600
Bond Anticipation Notes for Public Improvements- 2012 (bank qualified).
Dated Nov 1, 2012.
Due Nov 1, 2013.
Purchased $262,000.00 by Roosevelt & Cross, at 1.5%, plus $310.00, effective rate 1.3817%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Provident Municipal, Effective Rate 1.7%
Oppenheimer, Effective Rate 2.7378%
SOUTH CAROLINA
Columbia (City)
Oct 24, 2012 . . . . . . $6,375,000
General Obligation Bonds, Series 2012 (book entry).
Dated Nov 7, 2012.
Due Jun 1, 2013 to 2022.
Non-callable.
Winning bid: Citigroup, at 105.7515, TIC 0.9039%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $735,000 | 2.50% | 0.18% | ||
6/1/14 | $695,000 | 2.50% | 0.28% | ||
6/1/15 | $730,000 | 2.00% | 0.38% | ||
6/1/16 | $740,000 | 3.00% | 0.55% | ||
6/1/17 | $1,595,000 | 3.00% | 0.65% | ||
6/1/18 | $755,000 | 2.00% | 0.80% | ||
6/1/19 | $510,000 | 2.00% | 1.02% | ||
6/1/20 | $200,000 | 2.00% | 1.25% | ||
6/1/21 | $205,000 | 2.00% | 1.50% | ||
6/1/22 | $210,000 | 2.00% | 1.70% |
Other managers: Protective Securities A Division of ProEquities.
L.O.: Haynsworth Sinkler Boyd, P.A., Columbia, SC.
F.A.: Merchant Capital, LLC, Columbia, SC.
Other bidders were:
JPMorgan, TIC 0.9886%
Janney Montgomery, TIC 0.9998%
Raymond James | MK, TIC 1.0478%
Southwest Securities, TIC 1.0524%
Hutchinson Shockey, TIC 1.059%
BA Merrill Lynch, TIC 1.0836%
PNC Capital Markets, TIC 1.0984%
Robert W. Baird, TIC 1.1157%
VIRGINIA
Virginia Public School Authority
Oct 24, 2012 . . . . . . $65,950,000
School Financing Bonds (1997 Resolution) Series 2012 C (book entry).
Dated Nov 15, 2012.
Due Aug 1, 2013 to 2041.
Callable Aug 1, 2022 at par.
Winning bid: Wells Fargo Secs, at 105.5586, TIC 2.7%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $1,070,000 | 5.00% | 0.22% | ||
8/1/14 | $1,250,000 | 5.00% | 0.37% | ||
8/1/15 | $1,825,000 | 5.00% | 0.50% | ||
8/1/16 | $2,315,000 | 5.00% | 0.62% | ||
8/1/17 | $2,420,000 | 5.00% | 0.78% | ||
8/1/18 | $2,505,000 | 4.00% | 0.97% | ||
8/1/19 | $2,595,000 | 4.00% | 1.22% | ||
8/1/20 | $2,915,000 | 5.00% | 1.47% | ||
8/1/21 | $3,055,000 | 5.00% | 1.72% | ||
8/1/22 | $3,195,000 | 4.00% | 2.00% | ||
8/1/23 | $3,110,000 | 3.00% | NRO | NRO | |
8/1/24 | $3,270,000 | 2.00% | NRO | NRO | |
8/1/25 | $3,330,000 | 2.25% | 2.38% | ||
8/1/26 | $3,400,000 | 2.25% | 2.46% | ||
8/1/27 | $3,735,000 | 4.00% | 2.58% | ||
8/1/28 | $3,165,000 | 3.00% | 2.70% | ||
8/1/29 | $3,120,000 | 3.00% | 2.78% | ||
8/1/30 | $3,195,000 | 3.00% | 2.85% | ||
8/1/31 | $3,260,000 | 3.00% | 2.95% | ||
8/1/32 | $2,965,000 | 3.00% | 3.00% | ||
8/1/33 | $1,565,000 | 3.00% | 3.05% | ||
8/1/34 | $1,615,000 | 3.00% | 3.10% | ||
8/1/35 | $920,000 | 3.00% | 3.15% | ||
8/1/36 | $950,000 | 3.00% | NRO | NRO | |
8/1/37 | $980,000 | 3.00% | 3.25% | ||
8/1/39 | $2,050,000 | 3.125% | NRO | NRO | |
8/1/40 | $1,070,000 | 3.125% | 3.30% | ||
8/1/41 | $1,105,000 | 3.25% | 3.32% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: BB&T Capital Markets, Richmond, VA.
Other bidders were:
Citigroup, TIC 2.7142%
BA Merrill Lynch, TIC 2.731%
Hutchinson Shockey, TIC 2.752%
Barclays Capital, TIC 2.8157%
Robert W. Baird, TIC 2.8353%
Janney Montgomery, TIC 2.8738%
Jefferies, TIC 2.8784%
JPMorgan, TIC 2.8793%
WASHINGTON
King County Rural Library District
Oct 24, 2012 . . . . . . $49,665,000
Unlimited Tax General Obligation Refunding Bonds, 2012 (book entry).
Dated Nov 20, 2012.
Due Dec 1, 2021 to 2024.
Non-callable.
Winning bid: BA Merrill Lynch, at 118.2616, TIC 2.1068%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/21 | $5,330,000 | 4.00% | 1.79% | ||
12/1/22 | $13,920,000 | 4.00% | 1.97% | ||
12/1/23 | $14,745,000 | 4.00% | 2.11% | ||
12/1/24 | $15,670,000 | 4.00% | 2.19% |
L.O.: Gottlieb Fisher PLLC, Seattle, WA.
F.A.: SDM Advisors, Inc., Mt Vernon, WA.
Other bidders were:
Janney Montgomery, TIC 2.1678%
Morgan Stanley, TIC 2.2019%
Fidelity Capital, TIC 2.2599%
Robert W. Baird, TIC 2.2902%
US Bancorp Invest, TIC 2.2966%
Citigroup, TIC 2.3125%
Wells Fargo Secs, TIC 2.3296%
Hutchinson Shockey, TIC 2.3658%
JPMorgan, TIC 2.3862%
TAXABLE ISSUES
MINNESOTA
Mounds View Independent School District No. 621
Oct 23, 2012 . . . . . . $29,760,000
Taxable General Obligation Refunding Bonds Series 2012A (MN SD Credit Enhancement Program) (book entry).
Dated Nov 28, 2012.
Due Feb 1, 2015 to 2024.
Non-callable.
Winning bid: Wells Fargo Secs, at 99.6298, TIC 1.95%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $2,825,000 | 0.45% | 0.45% | ||
2/1/16 | $2,920,000 | 0.70% | 0.70% | ||
2/1/17 | $2,935,000 | 1.00% | 1.00% | ||
2/1/18 | $2,965,000 | 1.20% | NRO | NRO | |
2/1/19 | $3,015,000 | 1.60% | 1.60% | ||
2/1/20 | $3,060,000 | 1.90% | 1.90% | ||
2/1/21 | $3,135,000 | 2.05% | 2.05% | ||
2/1/22 | $3,200,000 | 2.20% | 2.20% | ||
2/1/23 | $3,285,000 | 2.40% | 2.40% | ||
2/1/24 | $2,420,000 | 2.55% | 2.55% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 1.9828%
Raymond James | MK, TIC 2.0332%
Piper Jaffray, TIC 2.0786%
BOSC, TIC 2.091%
BMO Cap Mkts GKST, TIC 2.1023%
Ramirez, TIC 2.1655%