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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7 -
The U.S. Court of Appeals for the District of Columbia ordered a district judge to review four documents totaling 16 pages in an IRS Office of Professional Responsibility case file for possible release under the federal Freedom of Information Act.
February 7 -
Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.
February 7 -
The municipal bond industry received no indication from Trump on whether his administration might support expanded use of tax-exempt bonds as part of infrastructure legislation this year.
February 6 -
Though Rep. Peter DeFazio, D-Ore. sees public-private partnerships as a viable option, he said it won’t work everywhere.
February 5 -
Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5 -
The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.
February 4 -
The National Association of State Treasurers wants Congress to know its top priority is preserving the muni tax exemption.
February 4 -
A lawsuit alleging fraud accusing banks and broker-dealers of fraud in the variable-rate demand obligation market will proceed, an Illinois judge ruled.
February 1 -
The compromise does not include a full federal takeover of the New York City Housing Authority, which the federal agency had threatened.
January 31 -
Issuers say a variety of factors make it difficult to get audits in any faster.
January 31 -
Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.
January 31 -
The Center for Retirement Research said the situation is worth monitoring closely because optimistic return expectations could yield required contributions that are ultimately inadequate to meet benefit obligations.
January 30 -
A top House Democrat warned the Trump administration not to engage in debt limit brinksmanship that could halt trading in state and local government securities.
January 30 -
Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.
January 29 -
Days after the government reopened temporarily, the Municipal Securities Rulemaking Board extended the effective date for new advertising requirements.
January 29 -
Until a clarification is issued, bond lawyers are requiring that the rental units be open to all who qualify without any preferences for special groups such as veterans.
January 28 -
With Rule 15c2-12 amendments taking effect at the end of February, issuers expressed confusion about their impact on continuing disclosure responsibilities.
January 28 -
GFOA’s goal is to get a majority of House members to sign a letter pledging not to touch the tax exemption as they debate new infrastructure funding proposals.
January 28 -
Many mayors were not sympathetic about the federal budget showdown, contrasting it to their own mandate to balance budgets and deliver services.
January 25
















