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The SEC has charged Oppenheimer in a litigated action and settled with BNY Mellon, TD Securities and Jefferies for failing to comply with municipal bond disclosure requirements.
September 13 -
The dispute now includes an appeal over a ruling about documents not returned after a FOIA request.
September 13 -
Removing the passenger facility charge cap of $4.50 would provide airports with more flexible and consistent funding options to help them become more self-reliant, a Reason Foundation study said.
September 12 -
Capital Market Advisors responded to the Securities and Exchange Commission's claims that the charges are inconsistent or in excess of those imposed by the applicable laws.
September 9 -
The Inflation Reduction Act gives $30 billion worth of tax credits to existing U.S. nuclear facilities , but it remains to be seen how much the subsidies move the long-term credit needle.
September 9 -
A national conference is planned for the spring to bring together states, utilities and the private entities that will own and operate the national EV charging station system.
September 8 -
The shift towards flexible and remote work as a result of COVID-19 has already begun to reshape cities, moving concentration away from the centralized business districts.
September 7 -
Ahmed's appointment comes a few months after longtime SIFMA lawyer Ira Hammerman announced he would leave the job this year.
September 7 -
The MSRB's proposal to reduce trade reporting times will harm smaller dealers who don't have the resources to automate their order flow, according to comments the Board received.
September 6 -
The short-term funding bill would avoid a government shutdown ahead of midterm elections.
September 6 -
Nearly all construction firms have job openings, and more than half said they're seeing projects being scaled back, postponed or canceled.
September 2 -
Sunita Lough won admiration from the public finance legal community.
September 2 -
On Tuesday, the Municipal Securities Rulemaking Board filed a proposal with the SEC to changing Rule G-3, which governs continuing education requirements.
September 1 -
The MBTA's capital program, which relies on nearly $600 million in annual borrowing, has doubled since 2018.
September 1 -
Fitch said it expects the law will spur more public power borrowing for clean energy facilities.
August 30 -
The American Rescue Plan was passed without waiving the Pay As You Go Act, which could prevent municipalities from receiving payments on bonds already issued.
August 29 -
The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board's proposed changes to Rule G-34 on CUSIP applications, removing the requirement for municipal advisors to file new issue applications in one business day, among other changes.
August 26 -
Climate science data that guides where and what to build will be key to effective use of new federal dollars.
August 26 -
FINRA and MSRB actions are drawing broker-dealer firms to lobbying groups.
August 25 -
The Inflation Reduction Act's changes are significant enough that they will be featured in the banner at the top of the offering statement.
August 24


















