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Hilltop and other firms say more recent SEC off-channel communications settlements eliminated "costly and burdensome" requirements that were imposed on them.
February 10 -
MSRB CEO Mark Kim said the current regulatory outlook in Washington "is uncertain."
February 6 -
The muni industry is trying to get to the bottom of questions around how the House arrived at savings estimates for eliminating the tax exemption.
February 4 -
MSRB believes "it's an appropriate time" to launch a holistic review of its municipal advisor rules, CEO Mark Kim said.
January 31 -
Dealer groups are urging the Municipal Securities Rulemaking Board to change the way it charges fees to municipal advisors.
January 30 -
MSRB Chair Warren "Bo" Daniels stressed the importance of issuer feedback as beta testing for the modernized EMMA website continues.
January 29 -
The SEC's muni office chief stopped short of saying there might be enforcement imminent.
January 28 -
Ongoing work to potentially simplify the new issue disclosure submission process and discussion of dealer supervisory obligations will be among topics on deck at the Municipal Securities Rulemaking Board's upcoming quarterly board meeting.
January 24 -
The Municipal Securities Rulemaking Board reported total net assets of $67 million for its fiscal year ended Sept. 30, 2024, up 14% from a year earlier.
January 22 -
The tax exemption appears to be in realistic danger as House Republicans seek to offset the cost of extending the Trump tax cuts.
January 21