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The SEC and DOJ announced charges in connection with municipal bonds issued for the Legacy Cares sports complex in Arizona, which defaulted and went bankrupt.
April 1 -
President Trump's bid to close the Department of Education could put added pressure on some charter school credits, muni market sources said.
April 1 -
Mary Simpkins, who joined the SEC's Office of Municipal Securities in November 1997, is retiring.
March 27 -
United First Partners was fined for reporting and supervisory rule violations as part of a wider FINRA disciplinary action involving the firm.
March 26 -
The American Securities Association's federal appeals court case regarding an SEC order has been stayed until Aug. 13.
March 25 -
NewEdge Securities was also ordered to pay disgorgement of $750,746 plus interest.
March 24 -
Natural disaster disclosure warrants 'a special focus,' NFMA's 2025 chair says.
March 20 -
The MSRB has said it is amending a pending rule change that would greatly shorten the reporting time standard for municipal bond trades, which could cause problems for certain transactions, dealer firms said.
March 17 -
SEC probe relating to a cyberattack on a Michigan township's bond sale could involve looking into whether investors are getting an accurate picture of the issuer's credit risk, a former SEC enforcement attorney said.
March 12 -
Court challenges to self-regulatory organizations may have the potential to trigger a financial crisis, a law professor warns.
March 12
