The Municipal Securities Rulemaking Board should harmonize its rules with those of other regulatory agencies, conduct thorough analysis of the costs imposed by its rules and clarify language in the rules to make them less ambiguous for market participants and compliance examiners, said comment letters filed with the board in...
Dealers to MSRB: Clarify and Harmonize Rules, Analyze Costs
Union League Club, Philadelphia, PA
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA
Omni Providence Hotel, Providence, RI