Broker-dealers are not obligated to conduct Internet searches about a particular municipal security before selling it to customers in the secondary market, the Municipal Securities Rulemaking Board said Wednesday.
MSRB Explains Disclosure Obligations of Broker-Dealers
NOV 30, 2011 6:58pm ET
November 16-18, 2014Westin Arlington Gateway, Arlington, VA
Waldorf Astoria, New York, NY
Metropolitan Club, New York, NY