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FINRA examiners alleged Mesirow violated disclosure and supervisory rules.
September 21 -
Jerome Powell has already put his own stamp on Federal Reserve communications. If he wants to shake things up a little more, he’s got a number of options.
September 21 -
A Carlsbad, Calif.-based San Diego-based firm, Eric Hall & Associates, is accused of being unregistered when it served as municipal advisor to a school district.
September 20 -
President Donald Trump plans to nominate Nellie Liang, a former Federal Reserve economist with expertise in financial stability, to the central bank’s Board of Governors.
September 20 -
States reported a 20.2% jump in the issuance of private activity bonds from the $20.4 billion issued in 2016.
September 19 -
A pilot program for the new Series 54 exam should be available early next year, the MSRB announced.
September 19 -
The MSRB's guidance on social media use by muni advisors under its new advertising rule could use some work, market participants said.
September 19 -
Florida’s JEA has asked federal regulators to review its power purchase agreement with Georgia’s MEAG, a move that could delay lawsuits filed over the matter.
September 19 -
Bitvore, a provider of market intelligence geared to public sector debt and commercial lending professionals, added to its Daily Brief reports to meet demand for information on changes to tax laws and regulations.
September 19 -
Companies repatriated $169.5 billion in the second quarter, according to data released Wednesday by the Commerce Department
September 19











