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The Securities and Exchange Commission's Public Finance Abuse Division began looking in new directions, charging five different firms with violating 15c2-12 limited offering exemptions in addition to going after issuer officials.
December 30 -
A decision from the Government Accountability Office supports opponents of a controversial memo outlining the administration's preferences for how states should spend their infrastructure funds.
December 29 -
Inflation is a chief risk to public officials eager to launch new projects, but it's a boon for infrastructure investors, who view the asset class as a natural hedge.
December 29 -
After a slow start, the Federal Reserve got its efforts to combat runaway inflation up to speed quickly, implementing tightening monetary policy at the fastest rate seen in decades. Here's a hike by hike breakdown.
December 28 -
Some analysts see the Federal Reserve cutting rates in late 2023, but others expect no rate cuts before 2024.
December 28 -
While hope remains for certain muni priorities in 2023, others look highly unlikely to gain traction in an ideologically-split Congress.
December 28 -
Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.
December 27 -
PNC Capital Markets has agreed to pay almost $200,000 to settle with the SEC over a failure to meet disclosure requirements in connection with 36 limited offerings.
December 22 -
The legislation, co-sponsored by six other Republicans, would apply federal lobbying and vacancy rules to regional Federal Reserve banks and close seven of the 12 existing banks.
December 21 -
Brandon Comer said the SEC's case alleging breach of fiduciary duty against him lacks evidence, but a federal judge refused to end the case.
December 20