Securities law

MSRB wants to fine-tune data it gets on municipal fund securities to be able to better compare it.

The parties would have been more leniently treated if they reported failures under MCDC.

The advertising rule changes reflect regulatory developments and will inform investors..

Lokken will work in Atlanta as Parker Poe continues to expand in the Southeast.

NFS failed to follow underwriter instructions; Corecap failed to report transactions.

Market participants are unsure what the Municipal Securities Rulemaking Board is after.

After Sept. 12, municipal advisor representatives who have not passed the Series 50 Exam may not engage in MA activities.

General John F. Kelly’s arrival as the Chief of Staff at the White House is hopefully a harbinger of more positive action.

Davenport's Lucy Hooper will become MSRB chair and Goldman's Arthur MIller will continue as vice chair for fiscal 2018, the board said in announcing new officers and members.

The Securities and Exchange Commission is investigating whether a municipal advisor for Babylon, N.Y. bond financings had a conflict of interest and violated his fiduciary duty by also owning a company that provided the town with workers.

Muni market participants will have more time to prepare for customer account transfer changes.

MSRB to issue concept release seeking input on whether primary offering rule changes are needed.

MSRB warns issuer selection of underwriters counsel may lead to conflicts of interest.

NABL paper tells lawyers everything they wanted to know about bank loans, private placements.

One troubling practice has persisted from an era when pay-to-play was rampant and kickbacks were just the cost of doing business

The Municipalities Continuing Disclosure Cooperation Initiative may have muddied some waters.

The time is right to push this bill all the way through Congress, said one lobbyist.

Investors, issuers get new benchmarks, analytical tools on EMMA.

Analysts see discrepancies in the quality of disclosure across different sectors of the market.

New York's mayor and comptroller will vote to bar the city from entering into new contracts with Wells Fargo.