Securities law

The GFOA urges issuers to establish clear policies and procedures in the primary and secondary markets.

Muni advisors can expect more exams and need to work on compliance, SEC officials said.

The Securities and Exchange Commission will issue a new series of educational materials.

Dee P. Wisor, an attorney at Butler Snow in Denver, will be elected as next year's president.

New National Association of Bond Lawyers president Sandy MacLennan wants to publish more research.

Lucy Hooper, a member of the MSRB since 2014, will take the helm as chair effective Sunday.

Not everyone appreciates the MSRB's disclosure warnings.

Rules implementing the Volcker Rule should exempt the traditional TOB structure, SIFMA says.

Rebecca Olsen will replace Jessica Kane as SEC muni securities office director on an acting basis.

The SEC's Catherine McGuire, credited with writing key muni rules, retires