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The city says firms conspired to artificially raise rates resulting in unjust enrichment.
February 21
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The ruling represents a second major victory for the anonymous whistleblower who has filed suit in at least four states.
February 19
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The defendant's claim that he's a victim of the Brogdon nursing home frauds shouldn't cloud the court's decision, the SEC said.
February 14
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An SEC muni office official discussed 15c2-12 and more on Tuesday.
February 12
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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7
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Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.
February 7
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Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5
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The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.
February 4 -
A lawsuit alleging fraud accusing banks and broker-dealers of fraud in the variable-rate demand obligation market will proceed, an Illinois judge ruled.
February 1
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Issuers say a variety of factors make it difficult to get audits in any faster.
January 31
