SEC regulations

The House Financial Services Committee grilled SEC chief Gary Gensler Wednesday.

Securities and Exchange Commission chairman Gary Gensler, speaking in front of the Senate Banking Committee, defended his tenure and the 22 rulemaking proposals he's adopted in the last few years.

Volatility in fixed income prices, which has risen recently, should not be mistaken for a systemic flaw in market structure or be used as a "strawman" to fix the plumbing and functioning of these markets.

The Securities and Exchange Commission will be issuing two different rulemaking proposals to address the controversial Financial Data Transparency Act.

The proposal would prevent the sale of asset -backed securities tainted by any material conflict of interest and commenters feel that munis should be excluded from the final rule.

The Securities and Exchange Commission proposal would require all market entities to implement policies and procedures to address cybersecurity risks.

Municipal securities could be exempt from the proposal and the Commission invites commenters to lay out why that should be the case.

Some industry observers still question the need for machine-readable municipal disclosure.

Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.

The provision shifts rulemaking and enforcement of the new disclosure standards to the SEC from the MSRB, which was charged with the task in an original version.

Even without formal rules tailored to the municipal market, ESG integration will likely come to the muni market faster than expected.

After thirty years at the Commission, Lori Price will begin as director for the Office of Credit Ratings Aug. 14

Puerto Rico-based Ocean Capital is trying to gain control of several local tax-free income funds by electing members to the funds' board of directors, but current board members have refused to give up their seats.

Issuers need to be careful with bonds specifically marketed as green, said the head of Office of Municipal Securities.

The Securities and Exchange Commission has come forward with a proposal that would expand the Names Rule to include any language associated with ESG related metrics.

Municipal advisors are seeking more and better communication from regulators and enforcers, NAMA Executive Director Susan Gaffney says. Kyle Glazier hosts. (24 minutes)

The New York Fed has called on regulators to issue updated rules on money market funds, but the market effects are quickly transforming the market.

Sanchez was instrumental in drafting the municipal advisory regulatory regime during his previous stint at the SEC.

Emily Brock, director of the federal liaison center at the Government Finance Officers Association, takes time out to talk with Chip Barnett at The Bond Buyer’s National Outlook Conference about infrastructure spending. She also looks at the possibility of Congress approving the return of tax-exempt advance refundings and the SEC and MSRB’s focus on issuers ESG disclosures. (17 minutes)

Todd Cipperman, founding principal of Cipperman Compliance Services, talks with Chip Barnett about compliance and disclosure and regulation by the federal government in 2022. (42 minutes)