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The proposal would prevent the sale of asset -backed securities tainted by any material conflict of interest and commenters feel that munis should be excluded from the final rule.
March 27 -
The Securities and Exchange Commission proposal would require all market entities to implement policies and procedures to address cybersecurity risks.
March 16 -
Municipal securities could be exempt from the proposal and the Commission invites commenters to lay out why that should be the case.
March 7 -
Some industry observers still question the need for machine-readable municipal disclosure.
January 4Cato Institute -
Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.
December 27 -
The provision shifts rulemaking and enforcement of the new disclosure standards to the SEC from the MSRB, which was charged with the task in an original version.
December 7 -
Even without formal rules tailored to the municipal market, ESG integration will likely come to the muni market faster than expected.
October 13 -
After thirty years at the Commission, Lori Price will begin as director for the Office of Credit Ratings Aug. 14
August 12 -
Puerto Rico-based Ocean Capital is trying to gain control of several local tax-free income funds by electing members to the funds' board of directors, but current board members have refused to give up their seats.
June 30 -
Issuers need to be careful with bonds specifically marketed as green, said the head of Office of Municipal Securities.
June 7