SEC regulations

Data from a Municipal Securities Rulemaking Board report released Wednesday showed a continuing decline in the number of dealers.

More insight into board member selection and decisions would benefit the market and its primary regulator.

Numbers showed 167 submissions for Rule 15c2-12's Event 15.

Bond Dealers of America members said they have spent an average of more than $17 million on regulatory costs since the beginning of the 2008 credit crisis.

The SEC’s Technology and Electronic Trading Subcommittee meets on pennying.

The SEC now has a stronger card to play when pursuing an enforcement case, lawyers said.

Capital Finance Director David Erdman emphasizes that the Wisconsin's bills and debt service will be paid even if the state budget is late.

Former Macon-Bibb County Manager Dale Walker agreed to settle charges he gave an advantage to an investment adviser the SEC said he was pursuing romantically.

A bill to let money market mutual funds use a stable net asset value is back on the table with the support of muni issuers.

Bond lawyers pushed for information from the SEC's top muni official Thursday.

Some issuers were concerned about precedents they would be setting and questions underwriters could have regarding compliance with the amended rule.

An SEC muni office official discussed 15c2-12 and more on Tuesday.

Issuers are still seeking clarity on new SEC rules as a Feb. 27 deadline approaches.

With Rule 15c2-12 amendments taking effect at the end of February, issuers expressed confusion about their impact on continuing disclosure responsibilities.

The MSRB plans to file for a new effective date for new advertising requirements as soon as the government reopens.

The Municipal Securities Rulemaking Board will begin preliminary conversations about SEC Chair Jay Clayton's disclosure comments.

The MSRB is hoping to help the market comply with the soon-to be-effective disclosure rule amendments.

The government shutdown limits the SEC's ability to answer issuers' questions on continuing disclosure requirements that take effect Feb. 27.

Analyst Marc Joffe says bulk downloading should be free on EMMA.

The MSRB got a green light for tighter reporting rules for dealers as the regulator starts to monitor the municipal fund securities market.