Regulation and compliance
Regulation and compliance
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Chicago Public Schools officials said they will not be making a disputed pension payment when they presented the district's 2026 budget at a board meeting Wednesday.
August 19 -
The pair is scheduled to be sentenced Nov. 13.
August 18 -
Little Rock, Arkansas-based Stephens Inc. consented to FINRA's findings without admitting or denying them.
August 15 -
The $137,500 fine for allegedly violating MSRB Rule G-27 was part of a $275,000 total fine imposed.
August 13 -
The fiscal 2026 budget would increase police and fire funding by $63.1 million as the city works to comply with a voter-approved public safety spending mandate.
August 12 -
The rating agency cited stong debt service coverage and modest leverage.
August 11 -
Generous federal support is offset by a small and volatile economy, the agency said.
August 8 -
Ninety percent of FINRA's operating expenses are driven by compensation and technology costs.
August 7 -
The $28,800 fine pertaining to violations of Municipal Securities Rulemaking Board rules was part of a $75,000 total fine imposed by FINRA.
August 7 -
The spaceport PAB statute was crafted in a way that's likely to appeal to the tax-exempt bond market. Nixon Peabody's Johnny Hutchinson said.
August 6 -
The state faces a $1.2 billion revenue hit in fiscal 2026 , as well as future spending pressures, from President Trump's One Big Beautiful Bill.
August 5 -
The Federal Reserve governor's term was set to expire in January and President Donald Trump has made it clear that she would not be reappointed. The vacancy will give Trump an opportunity to appoint someone new to the central bank's board.
August 1 -
Moody's cited continued liquidity improvements in the ratings lift for the northern California clean energy aggregator.
August 1 -
Fitch said the train line's ridership and revenue ramp-up continue to lag projections.
July 31 -
"We're always happy to have these conversations," Sanchez said during a virtual conference co-hosted by XBRL US and the University of Denver.
July 31 -
Vivian Altman, Nancy Feldman, Daniel Hartman and JoLinda L. Herring slated to serve four-year terms starting Oct. 1.
July 30 -
The agency cited the permanent raise to the rum tax cover for the improved outlook.
July 29 -
There have been critics of SRO authority since they started regulating the financial industry nearly a century ago, but their ideas have yet to find a political moment so suited to them.
July 25 -
The MSRB Board also elected PRAG's Wendell Gaertner as vice-chair and approved a budget and rate card.
July 24 -
First Southern LLC failed to timely and accurately report on trades executed for an affiliated hedge fund, FINRA said.
July 21

















