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The MSRB's quarterly meeting, set to take place Jan. 25-26, will also include discussion of EMMA modernization efforts and the impacts of the Financial Data Transparency Act.
January 18 -
The regulation would establish a universal standard requiring dealers in any transaction with a customer to use reasonable diligence to get the customer the best price.
December 14 -
The change would give broker dealers, municipal securities dealers and municipal advisors until Jan. 31 to annually affirm the information on Form A-12, among other changes.
December 14 -
The Municipal Securities Rulemaking Board has announced its fifteen-member Compliance Advisory Group for the 2023 fiscal year, which includes eleven women and four men.
December 12 -
The Securities and Exchange Commission's 2020 amendments to rule 15c2-11 on the publication of quotes by broker dealers won't be enforced until 2025.
December 1 -
Should the proposal go forward, the board should provide analysis and evidence as to how such a requirement would benefit the market, dealers said.
October 4 -
The Municipal Securities Rulemaking Board's intends to spend $45.5 million over the course of FY2023.
October 4 -
Brett, whose term ends this week, oversaw the MSRB's push for a greater integration of technology as well as overseeing some controversial rule proposals.
September 26 -
Municipal market participants are gaming out post-election scenarios that pose opportunities and risks for budgets and portfolios.
September 19 -
Ahmed's appointment comes a few months after longtime SIFMA lawyer Ira Hammerman announced he would leave the job this year.
September 7