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Muni advisors can expect more exams and need to work on compliance, SEC officials said.
October 6 -
The awards were presented were presented at a meeting in Chicago.
October 6 -
SEC muni enforcement lawyers have become sophisticated and have a wealth of data to mine.
October 5 -
Some lawyers like the more targeted process, others have concerns,
October 5 -
New National Association of Bond Lawyers president Sandy MacLennan wants to publish more research.
October 3 -
C. Willis Ritter wrote initial muni rules at Treasury and developed many financing techniques.
October 3 -
The MSRB said its rules prohibit municipal advisors from passing on fees to municipal issuers.
October 2 -
IRS examiners will focus on compliance with arbitrage, PAB requirements for munis.
October 2 -
Municpal advisor firms would have to pay $500 rather than $300 annually for each MA professional.
September 29 -
The tax reform plan does not mention munis and market participants would rather see it in writing than have assurances from the White House.
September 27 -
Not everyone appreciates the MSRB's disclosure warnings.
September 27 -
Underwriters are "holding the price" for five days even if they don't need to.
September 25 -
Rules implementing the Volcker Rule should exempt the traditional TOB structure, SIFMA says.
September 25 -
Rebecca Olsen will replace Jessica Kane as SEC muni securities office director on an acting basis.
September 20 -
The SEC's Catherine McGuire, credited with writing key muni rules, retires
September 20 -
As lawmakers mull tax reform and infrastructure, MSRB wants them to understand the value of munis.
September 19 -
Market groups pushing for HQLA legislation; think action could be coming soon.
September 18 -
FINRA cases involved muni rule violations relating to minimum denominations and conflicts of interest.
September 15 -
Most Americans are willing to pay more for infrastructure, polling suggests.
September 15 -
MSRB seeking information on primary offering practices, including issue price rules.
September 14















