SEC

Jay Clayton became the 32nd chair of the SEC after being sworn into the rule on Thursday.

A judge has approved a settlement between the SEC and lawyer Robert Crowe over pay-to-play charges.

The SEC told a federal judge that it may be nearing a settlement in a case over fraudulent bonds.

The Senate has approved President Trump's nominee, Jay Clayton, to become the next SEC chair.

Congress includes funds for many bond-related programs in $1.16T spending bill for fiscal 2017.

The MSRB has decided to reevaluate its minimum denomination rule filing with the SEC.

Legislators voted on Friday to give themselves one more week to agree on a federal spending bill for fiscal 2017.

The MSRB commended the SEC for its amendments on disclosure that have received backlash from others.

Dannenberg says regulators are losing sight of rules' goals, making them complex and burdensome.

NABL urges OMB to force SEC to be more realistic in estimating burdens for disclosure proposals.

Bank of Oklahoma Financial wants a federal judge to throw out a class action that alleges the bank failed in its trustee role.

Dwayne Edwards and the entities he controlled are arguing the SEC’s arguments against them for fraud are based on inaccurate information.

The SEC has announced a settlement with an Arizona-based brokerage firm, its chief executive officer, and its former underwriter's counsel and head of investment banking over charges related to fraudulent municipal bond offerings related to Atlanta businessman Christopher Brogdon.

Jay Clayton’s nomination to be SEC chair cleared the Senate Banking Committee on Tuesday and will now move to the full Senate.

In this new edition of Muni Minute, we turn our focus to The Hill in Washington, D.C., as there will be lots of activity that should be of interest to the municipal market.

The proposal doesn’t provide interpretive guidance many hoped for following the Municipalities Continuing Disclosure Cooperation initiative.