SEC

The Securities and Exchange Commission will issue a new series of educational materials.

The breach occurred in 2016, but was not publicly addressed by the SEC until Sept. 20.

New National Association of Bond Lawyers president Sandy MacLennan wants to publish more research.

Rebecca Olsen will replace Jessica Kane as SEC muni securities office director on an acting basis.

The SEC's Catherine McGuire, credited with writing key muni rules, retires

A compliance outreach program for municipal advisors is to be held on Nov. 8 by three regulators.

Former SEC lawyer Peter Chan has some ideas where SEC enforcement actions may be headed.

If Trump nominates Robert Jackson and the Senate confirms Peirce and him, the SEC would be full.

While many would prefer the SEC's MCDC Initiative be a distant memory, late last month the SEC's Chief of the Enforcement Division's Public Finance Abuse Unit reminded issuers and underwriters alike that they will continue to be held accountable when they fail to provide investors with an accurate picture of past compliance with continuing disclosure obligations.

The Municipal Securities Rulemaking Board seeks approval to change its rule governing CUSIPs.

The firm and its officials changed a city's existing disclosure agreement without telling investors.

The parties would have been more leniently treated if they reported failures under MCDC.

The advertising rule changes reflect regulatory developments and will inform investors..

The SEC's query followed the start of an audit that led the IRS to find the bonds were taxable.

Market participants are unsure what the Municipal Securities Rulemaking Board is after.

The Securities and Exchange Commission has concluded its investigation of the West Contra Costa Unified School District's bond program without any sanctions, the agency announced.

The Securities and Exchange Commission is investigating whether a municipal advisor for Babylon, N.Y. bond financings had a conflict of interest and violated his fiduciary duty by also owning a company that provided the town with workers.

Muni market participants will have more time to prepare for customer account transfer changes.

The Municipalities Continuing Disclosure Cooperation Initiative may have muddied some waters.

Peirce's previous nomination to the SEC by Obama did not make it through the full Senate.