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“That's a big loss to me personally and to the commission,” SEC Commissioner Hester Peirce said Wednesday.
October 21 -
The application period for this significant role is slated to close Friday.
October 19 -
The position has been held by Rebecca Olsen since 2018.
October 15 -
A recent panel discussion shed some light on how issuers and borrowers should be disclosing climate related information.
October 14 -
Officials from multiple regulators came together on Thursday for a detailed discussion about municipal advisory regulation.
October 8 -
Erring on the side of caution and good documentation are key to managing conflicts of interest
October 7 -
Muni advisors can dialogue with regulators on key obligations from multiple perspectives
September 20 -
SEC Chairman Gary Gensler signaled he wants to bring greater efficiency and transparency to municipal bond market
September 15 -
The proposed changes would reduce the volume of disclosures dealers have to make to customers each year.
September 14 -
The MSRB has announced an extension for municipal bond advisors seeking Series 54 certification, moving the compliance date from to Nov. 30, 2021, from Nov.12.
September 3