SEC

The fall of Silicon Valley Bank is forcing regulators to take a closer look at asset structure and the integrity of depository institutions, which will likely include the issuers of securities.

Municipal securities could be exempt from the proposal and the Commission invites commenters to lay out why that should be the case.

The proposed Rule G-46 seeks to clarify certain rules specific to solicitor municipal advisors, a very specific group of professionals.

The Securities and Exchange Commission's examination priorities for the year include big ticket items like Regulation Best Interest.

Open data standards will help Flint "tell its story" and benchmark itself against other cities, said CFO Robert Widigan.

BVAL marketed its bond valuation methods as sophisticated but sometimes based the valuation on a single broker quote, the SEC said.

The MSRB's CEO sat down to discuss regulatory developments in 2023, the board's efforts on technology and other topics.

Some industry observers still question the need for machine-readable municipal disclosure.

The Securities and Exchange Commission's Public Finance Abuse Division began looking in new directions, charging five different firms with violating 15c2-12 limited offering exemptions in addition to going after issuer officials.

Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.