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New MSRB Rule G-46 on the duties of solicitor municipal advisors goes into effect on March 1
March 1 -
The MSRB remains fully committed to its strategic goal of upholding public trust and looks forward to engaging with its stakeholders in the coming weeks.
February 28Municipal Securities Rulemaking Board -
The board has initiated a review of the annual rate card process.
February 20 -
Comments submitted to the SEC on the MSRB's amendments to Rule G-14 note how important exceptions for manual trades and limited trading activity are in the move to a one-minute reporting standard.
February 16 -
Speaking at the 2024 National Outlook Conference, MSRB chief executive officer noted the number of calls the MSRB has received since the suspension was announced.
February 8 -
The amendments add a new section to Rule G-12 to align with Exchange Act Rule 15c6-2.
February 8 -
The unexpected suspension raises immediate questions about transactions that have already occurred but have yet to close.
January 30 -
Brandon Comer and his firm Comer Capital Group have to pay the sum as part of a final judgment reached in federal court in Illinois.
January 29 -
The proposed amendments, which help to establish a residential supervisory location to help dealers better adapt to a post-COVID world, were approved at the MSRB's quarterly board meeting.
January 26 -
The SEC has settled charges against Aon Investments and in a separate action, a former executive of the firm for misleading the Pennsylvania Public Employees' Retirement System.
January 25