MSRB

SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.

The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.

Market participants say MSRB should include non-bank entities.

The new guidance details conduct that may put advisors in violation.

The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.

About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.

Improving market participants' access to guidance and data are future goals for the MSRB.

If passed, the Financial CHOICE Act of 2017 would have a widespread ripple effect, as there are muni bond provisions which would hurt enforcement organizations such as the MSRB and SEC.

The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.

The MSRB has filed a series of changes to its rule on customer account transfers.

MAs will soon be subject to continuing education requirements following SEC approval of MSRB proposal.

The MSRB has released guidance explaining how its rules relate to solicitor municipal advisors.

The MSRB has decided to reevaluate its minimum denomination rule filing with the SEC.

The MSRB commended the SEC for its amendments on disclosure that have received backlash from others.

The MSRB will examine a host of critical comments on its proposals during its next board meeting.

MSRB boosts help for issuers by offering them an online simulation of a bond financing.

Nanette Lawson, at MSRB for more than five years, has become its CFO and treasurer

A number of municipal market groups and firms asked the MSRB in comment letters to create an exemption to its CUSIP rule that would allow placement agents to generally avoid having to obtain CUSIP numbers when they are engaging in private placements, including direct purchases.