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SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.
July 6
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Market participants say MSRB should include non-bank entities.
July 3 -
Bond Dealers of America and the National Association of Bond Lawyers make regulatory recommendations to the Treasury Department and Internal Revenue Service.
June 7
- Dealers, issuers criticize SEC material event disclosure proposal as too broad, investors support it
Issuers, dealers want SEC to rethink its event notice disclosure proposal; investor groups support it
May 16 -
The MSRB will examine a host of critical comments on its proposals during its next board meeting.
April 19
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