ARKANSAS
Ouachita River School District of Polk County
Aug 7, 2014 . . . . . . $1,940,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2014.
Due Jun 1, 2016 to 2039.
Callable Dec 1, 2016 at par.
Winning bid: Simmons First Invst, at 98.4500, TIC 3.222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/19 | $210,000 | 1.10% | 1.10% | ||
| 6/1/21 | $140,000 | 1.75% | 1.75% | ||
| 6/1/23 | $140,000 | 2.00% | 2.00% | ||
| 6/1/25 | $145,000 | 2.35% | 2.35% | ||
| 6/1/27 | $155,000 | 2.65% | 2.65% | ||
| 6/1/29 | $165,000 | 3.00% | 3.00% | ||
| 6/1/31 | $170,000 | 3.15% | 3.15% | ||
| 6/1/33 | $185,000 | 3.35% | 3.35% | ||
| 6/1/35 | $200,000 | 3.45% | 3.45% | ||
| 6/1/37 | $205,000 | 3.55% | 3.55% | ||
| 6/1/39 | $225,000 | 3.60% | 3.60% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.2329%
Raymond James, TIC 3.3383%
Ross Sinclaire, TIC 3.4476%
Stephens, TIC 3.4589%
FLORIDA
Florida State Board of Education
Aug 7, 2014 . . . . . . $117,300,000
Public Education Capital Outlay Refunding Bonds 2014 Series B (book entry).
Dated Sep 4, 2014.
Due Jun 1, 2015 to 2029.
Callable Jun 1, 2024 at par.
Winning bid: Citigroup, at 112.1863, TIC 2.4572%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $290,000 | 5.00% | 0.11% | ||
| 6/1/16 | $6,275,000 | 5.00% | 0.27% | ||
| 6/1/17 | $6,595,000 | 5.00% | 0.52% | ||
| 6/1/18 | $6,930,000 | 5.00% | 0.83% | ||
| 6/1/19 | $7,270,000 | 5.00% | 1.17% | ||
| 6/1/20 | $7,630,000 | 5.00% | 1.50% | ||
| 6/1/21 | $8,015,000 | 5.00% | 1.76% | ||
| 6/1/22 | $8,415,000 | 5.00% | 2.00% | ||
| 6/1/23 | $8,840,000 | 5.00% | 2.18% | ||
| 6/1/24 | $9,275,000 | 5.00% | 2.30% | ||
| 6/1/25 | $9,745,000 | 5.00% | 2.43% | ||
| 6/1/26 | $10,230,000 | 3.00% | 2.70% | ||
| 6/1/27 | $10,530,000 | 3.00% | 2.85% | ||
| 6/1/28 | $10,855,000 | 3.00% | 3.05% | ||
| 6/1/29 | $6,405,000 | 3.00% | 3.10% |
Other managers: Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, CastleOak Securities, L.P., Loop Capital Markets, LLC, PNC Capital Markets, FirstSouthwest, Southwest Securities, Inc., Rice Financial Products Company.
L.O.: Squire Patton Boggs (US) LLP, Tampa, FL.
F.A.: Division of Bond Finance, Tallahassee, FL.
Other bidders were:
Wells Fargo Secs, TIC 2.46%
JPMorgan, TIC 2.4764%
Morgan Stanley, TIC 2.4851%
Barclays Capital, TIC 2.5091%
BA Merrill Lynch, TIC 2.5253%
Piper Jaffray, TIC 2.5412%
Goldman Sachs, TIC 2.5631%
TD Securities, TIC 2.5751%
LOUISIANA
Bienville Parish School District No. 2
Aug 7, 2014 . . . . . . $2,500,000
General Obligation School Bonds, Series 2014 (bank qualified).
Dated Sep 17, 2014.
Due Mar 1, 2015 to 2029.
Callable Mar 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 101.0974, TIC 2.5193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $130,000 | 2.00% | 0.50% | MAC | |
| 3/1/16 | $135,000 | 2.00% | 0.70% | MAC | |
| 3/1/17 | $140,000 | 2.00% | 0.85% | MAC | |
| 3/1/18 | $145,000 | 2.00% | 1.05% | MAC | |
| 3/1/19 | $150,000 | 2.00% | 1.35% | MAC | |
| 3/1/20 | $155,000 | 2.00% | 1.65% | MAC | |
| 3/1/21 | $160,000 | 2.50% | 1.70% | MAC | |
| 3/1/22 | $165,000 | 2.50% | 1.90% | MAC | |
| 3/1/23 | $170,000 | 2.50% | 2.10% | MAC | |
| 3/1/24 | $175,000 | 2.50% | 2.30% | MAC | |
| 3/1/25 | $180,000 | 2.75% | 2.50% | MAC | |
| 3/1/26 | $190,000 | 2.75% | 2.70% | MAC | |
| 3/1/27 | $195,000 | 3.00% | 2.80% | MAC | |
| 3/1/28 | $200,000 | 3.00% | 2.90% | MAC | |
| 3/1/29 | $210,000 | 3.00% | 3.00% | MAC |
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Government Consultants of Louisiana, Inc, Baton Rouge, LA.
Other bidders were:
Vining-Sparks IBG, TIC 2.53%
Raymond James, TIC 2.6046%
Southwest Securities, TIC 2.6531%
Duncan-Williams, TIC 2.6536%
Ross Sinclaire, TIC 2.7697%
Robert W. Baird, TIC 2.7892%
BOSC, TIC 2.9081%
MASSACHUSETTS
Dedham (Town)
Aug 7, 2014 . . . . . . $5,384,455
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Aug 21, 2014.
Due Aug 15, 2015 to 2034.
Callable Aug 15, 2022 at par.
Winning bid: Robert W. Baird, at 102.4731, TIC 2.6135%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $279,455 | 2.00% | 0.25% | ||
| 8/15/16 | $275,000 | 3.00% | 0.35% | ||
| 8/15/17 | $275,000 | 2.00% | 0.59% | ||
| 8/15/18 | $275,000 | 2.00% | 0.90% | ||
| 8/15/19 | $275,000 | 2.00% | 1.25% | ||
| 8/15/20 | $275,000 | 3.00% | 1.50% | ||
| 8/15/21 | $270,000 | 3.00% | 1.75% | ||
| 8/15/22 | $270,000 | 3.00% | 2.00% | ||
| 8/15/23 | $270,000 | 3.00% | 2.10% | ||
| 8/15/26 | $800,000 | 2.40% | 2.40% | ||
| 8/15/30 | $1,060,000 | 3.00% | 2.75% | ||
| 8/15/34 | $1,060,000 | 3.20% | 3.20% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Crews & Associates, Inc., SAMCO Capital Markets, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, R. Seelaus & Co., Inc., CastleOak Securities, L.P., WNJ Capital, Oppenheimer & Co., Inc., SumRidge Partners, LLC.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UBS Financial Svcs, TIC 2.722%
Raymond James, TIC 2.726%
Janney Montgomery, TIC 2.7499%
Norfolk County
Aug 7, 2014 . . . . . . $4,000,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Aug 22, 2014.
Due Mar 27, 2015.
Purchased $4,000,000.00 by TD Securities, at 0.5%, plus $8,159.99, effective rate 0.1584%.
L.O.: Eckert, Seamans, Cherin & Mellott, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.264%
Century Bk, Effective Rate 0.45%
North Adams (City)
Aug 7, 2014 . . . . . . $8,212,400
General Obligation State Qualified Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Aug 19, 2014.
Due Mar 1, 2016 to 2040.
Callable Mar 1, 2024 at par.
Winning bid: Fidelity Capital, at 103.0793, TIC 3.435%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $392,400 | 4.00% | 0.45% | ||
| 3/1/17 | $400,000 | 5.00% | 0.65% | ||
| 3/1/18 | $410,000 | 5.00% | 0.99% | ||
| 3/1/19 | $420,000 | 5.00% | 1.35% | ||
| 3/1/20 | $420,000 | 5.00% | 1.62% | ||
| 3/1/21 | $430,000 | 5.00% | 1.88% | ||
| 3/1/22 | $385,000 | 2.00% | 2.15% | ||
| 3/1/23 | $250,000 | 3.00% | 2.35% | ||
| 3/1/24 | $255,000 | 5.00% | 2.45% | ||
| 3/1/25 | $270,000 | 2.50% | 2.65% | ||
| 3/1/26 | $250,000 | 3.00% | 2.80% | ||
| 3/1/27 | $255,000 | 3.00% | 2.95% | ||
| 3/1/28 | $265,000 | 3.00% | 3.10% | ||
| 3/1/29 | $270,000 | 3.00% | 3.20% | ||
| 3/1/31 | $555,000 | 3.25% | 3.43% | ||
| 3/1/35 | $1,210,000 | 3.625% | 3.77% | ||
| 3/1/40 | $1,775,000 | 4.00% | 4.00% |
Other managers: Raymond James & Associates, Inc..
L.O.: Burns & Levinson LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Robert W. Baird, TIC 3.5324%
Roosevelt & Cross, TIC 3.535%
Tyngsborough (Town)
Aug 7, 2014 . . . . . . $2,500,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 15, 2014.
Due Mar 25, 2015.
Purchased $2,500,000.00 by TD Securities, at 0.5%, plus $4,249.99, effective rate 0.2218%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.344%
People's United Bk, Effective Rate 0.5%
MICHIGAN
Lansing (City)
Aug 7, 2014 . . . . . . $2,275,000
2014 Capital Improvement Bonds (Limited Tax General Obligation) (book entry).
Dated Aug 28, 2014.
Due May 1, 2015 to 2017.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 101.7998, TIC 0.6574%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $750,000 | 1.25% | 0.21% | ||
| 5/1/16 | $755,000 | 1.50% | 0.39% | ||
| 5/1/17 | $770,000 | 2.00% | 0.62% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Hutchinson Shockey, TIC 0.7204%
J.J.B. Hilliard, TIC 0.7914%
Fifth Third Secs, TIC 0.8476%
Commerce Bank, TIC 0.8845%
Washtenaw Co Tr, TIC 1.0001%
Huntington Invest, TIC 1.0932%
NEW JERSEY
Madison Borough
Aug 7, 2014 . . . . . . $1,685,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 15, 2014.
Due Aug 14, 2015.
Purchased $1,685,000.00 by TD Securities, at 1.0%, plus $7,009.60, effective rate 0.5828%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6565%
Oppenheimer, Effective Rate 0.663%
Provident Bank, Effective Rate 0.75%
Montague Township
Aug 7, 2014 . . . . . . $502,520
Bond Anticipation Note (bank qualified).
Dated Aug 15, 2014.
Due Aug 14, 2015.
Purchased $502,520.00 by Sussex Co. St Bk, at 1.05%, effective rate 1.05%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 1.05%
Janney Montgomery, Effective Rate 1.2309%
Oppenheimer, Effective Rate 1.748%
Park Ridge Borough
Aug 7, 2014 . . . . . . $323,754
General Obligation Notes consisting of $150,000 Bond Anticipation Notes and $173,754 Special Emergency Notes (bank qualified).
Dated Aug 15, 2014.
Due Aug 14, 2015.
Purchased $323,750.00 by Roosevelt & Cross, at 1.5%, plus $1,697.00, effective rate 0.9744%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 0.9823%
Oppenheimer, Effective Rate 1.7311%
Somerville Borough
Aug 7, 2014 . . . . . . $1,714,800
Bond Anticipation Note (bank qualified).
Dated Aug 14, 2014.
Due Mar 4, 2015.
Purchased $1,714,800.00 by TD Securities, at 1.0%, plus $2,074.91, effective rate 0.7822%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.9276%
Oppenheimer, Effective Rate 0.9621%
Janney Montgomery, Effective Rate 0.9854%
NEW YORK
Cohoes (City)
Aug 7, 2014 . . . . . . $1,000,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 21, 2014.
Due Aug 21, 2015.
Purchased $1,000,000.00 by Pioneer Comm Bk, at 0.78%, effective rate 0.78%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.846%
First Niagara Bank, Effective Rate 0.85%
Jefferies, Effective Rate 0.9678%
Oppenheimer, Effective Rate 0.978%
Cohoes (City)
Aug 7, 2014 . . . . . . $2,000,000
Public Improvement (Serial) Bonds, 2014 General Obligations (bank qualified).
Dated Aug 21, 2014.
Due Aug 15, 2015 to 2034.
Callable Aug 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.1419%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $75,000 | 2.50% | 0.30% | MAC | |
| 8/15/16 | $75,000 | 2.50% | 0.50% | MAC | |
| 8/15/17 | $75,000 | 2.50% | 0.75% | MAC | |
| 8/15/18 | $80,000 | 2.75% | 1.10% | MAC | |
| 8/15/19 | $80,000 | 2.75% | 1.50% | MAC | |
| 8/15/20 | $85,000 | 2.75% | 1.75% | MAC | |
| 8/15/21 | $85,000 | 3.00% | 2.00% | MAC | |
| 8/15/22 | $90,000 | 3.00% | 2.25% | MAC | |
| 8/15/23 | $95,000 | 3.00% | 2.50% | MAC | |
| 8/15/24 | $95,000 | 3.00% | 2.60% | MAC | |
| 8/15/25 | $100,000 | 3.00% | 2.70% | MAC | |
| 8/15/26 | $105,000 | 3.00% | 2.80% | MAC | |
| 8/15/27 | $105,000 | 3.00% | 2.90% | MAC | |
| 8/15/28 | $110,000 | 3.00% | 3.00% | MAC | |
| 8/15/29 | $115,000 | 3.125% | 3.125% | MAC | |
| 8/15/30 | $120,000 | 3.125% | 3.25% | MAC | |
| 8/15/31 | $120,000 | 3.25% | 3.32% | MAC | |
| 8/15/32 | $125,000 | 3.25% | 3.40% | MAC | |
| 8/15/33 | $130,000 | 3.375% | 3.45% | MAC | |
| 8/15/34 | $135,000 | 3.50% | 3.50% | MAC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward D. Jones & Co..
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 3.3721%
Cortland County
Aug 7, 2014 . . . . . . $2,333,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 19, 2014.
Due Feb 27, 2015.
Purchased $2,333,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 0.77%
JPMorgan Chase, Effective Rate 0.77%
Oppenheimer, Effective Rate 0.8314%
NBT Bank, Effective Rate 0.87%
Jefferies, Effective Rate 0.8812%
Eastport-South Manor Central School District
Aug 7, 2014 . . . . . . $15,000,000
School District Serial Bonds-2014 (book entry).
Dated Aug 18, 2014.
Due Feb 15, 2016 to 2043.
Callable Feb 15, 2023 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.4337%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $95,000 | 3.00% | 0.30% | ||
| 2/15/17 | $345,000 | 3.00% | 0.48% | ||
| 2/15/18 | $355,000 | 3.00% | 0.78% | ||
| 2/15/19 | $365,000 | 3.00% | 1.15% | ||
| 2/15/20 | $375,000 | 3.00% | 1.50% | ||
| 2/15/21 | $385,000 | 3.00% | 1.70% | ||
| 2/15/22 | $400,000 | 3.00% | 1.90% | ||
| 2/15/23 | $410,000 | 3.00% | 2.10% | ||
| 2/15/24 | $425,000 | 3.00% | 2.40% | ||
| 2/15/25 | $445,000 | 3.00% | 2.50% | ||
| 2/15/26 | $460,000 | 3.00% | 2.74% | ||
| 2/15/27 | $475,000 | 3.00% | 2.82% | ||
| 2/15/28 | $495,000 | 3.00% | 2.90% | ||
| 2/15/29 | $515,000 | 3.00% | 3.00% | ||
| 2/15/30 | $530,000 | 3.00% | 3.10% | ||
| 2/15/31 | $550,000 | 3.125% | 3.20% | ||
| 2/15/32 | $570,000 | 3.25% | 3.27% | ||
| 2/15/33 | $595,000 | 3.25% | 3.32% | ||
| 2/15/34 | $615,000 | 3.25% | 3.37% | ||
| 2/15/35 | $635,000 | 3.375% | 3.43% | ||
| 2/15/36 | $655,000 | 3.50% | 3.50% | ||
| 2/15/37 | $680,000 | 3.50% | 3.56% | ||
| 2/15/38 | $705,000 | 3.50% | 3.60% | ||
| 2/15/39 | $730,000 | 3.625% | 3.65% | ||
| 2/15/40 | $755,000 | 3.75% | 3.70% | ||
| 2/15/41 | $785,000 | 3.75% | 3.73% | ||
| 2/15/42 | $810,000 | 3.75% | 3.75% | ||
| 2/15/43 | $840,000 | 3.75% | 3.75% |
Other managers: UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, Edward D. Jones & Co., R. Seelaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Robert W. Baird, NIC 3.5993%
Fidelity Capital, NIC 3.6063%
Janney Montgomery, NIC 3.6503%
Hutchinson Shockey, NIC 3.7676%
Elwood Union Free School District
Aug 7, 2014 . . . . . . $1,530,000
School District Serial Bonds-2014 (book entry).
Dated Aug 21, 2014.
Due Aug 15, 2015 to 2024.
Non-callable.
Winning bid: Raymond James, at 101.0176, NIC 1.9162%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $120,000 | 2.00% | 0.18% | ||
| 8/15/16 | $140,000 | 2.00% | 0.44% | ||
| 8/15/17 | $145,000 | 2.00% | 0.67% | ||
| 8/15/18 | $150,000 | 2.00% | 0.92% | ||
| 8/15/19 | $150,000 | 2.00% | 1.28% | ||
| 8/15/20 | $155,000 | 2.00% | 1.55% | ||
| 8/15/21 | $160,000 | 2.00% | 1.80% | ||
| 8/15/22 | $165,000 | 2.00% | 2.03% | ||
| 8/15/23 | $170,000 | 2.25% | 2.25% | ||
| 8/15/24 | $175,000 | 2.25% | 2.36% |
Other managers: Fidelity Capital Markets, City Securities Corp..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9363%
PNC Capital Markets, NIC 2.0741%
Robert W. Baird, NIC 2.1494%
Forestville Central School District
Aug 7, 2014 . . . . . . $578,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 21, 2014.
Due Aug 20, 2015.
Purchased $578,000.00 by Bank of Greene Co, at 0.94%, effective rate 0.94%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9467%
Jefferies, Effective Rate 0.9782%
Oppenheimer, Effective Rate 1.2232%
Johnstown (City)
Aug 7, 2014 . . . . . . $1,700,000
Bond Anticipation Notes-2014 Series A (Tax-Exempt) (bank qualified).
Dated Aug 15, 2014.
Due Aug 14, 2015.
Purchased $1,700,000.00 by Jefferies, at 1.5%, plus $9,232.00, effective rate 0.9554%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0825%
Johnstown (City)
Aug 7, 2014 . . . . . . $2,780,000
Public Improvement Serial Bonds-2014 (bank qualified) (book entry).
Dated Aug 15, 2014.
Due Aug 15, 2015 to 2029.
Callable Aug 15, 2021 at par.
Winning bid: Robert W. Baird, at 100.5644, NIC 2.5917%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $225,000 | 2.00% | 0.35% | ||
| 8/15/16 | $225,000 | 2.00% | 0.50% | ||
| 8/15/17 | $225,000 | 2.00% | 0.70% | ||
| 8/15/18 | $175,000 | 2.00% | 1.10% | ||
| 8/15/19 | $175,000 | 2.00% | 1.35% | ||
| 8/15/20 | $175,000 | 2.00% | 1.60% | ||
| 8/15/21 | $175,000 | 2.00% | 1.85% | ||
| 8/15/22 | $180,000 | 2.50% | 2.10% | ||
| 8/15/23 | $175,000 | 2.50% | 2.30% | ||
| 8/15/24 | $175,000 | 2.75% | 2.40% | ||
| 8/15/25 | $175,000 | 3.00% | 2.55% | ||
| 8/15/26 | $175,000 | 3.00% | 2.70% | ||
| 8/15/27 | $175,000 | 3.00% | 2.85% | ||
| 8/15/28 | $175,000 | 3.00% | 3.00% | ||
| 8/15/29 | $175,000 | 3.00% | 3.10% |
Other managers: WNJ Capital, SAMCO Capital Markets, Eastern Bank Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, CastleOak Securities, L.P., Alamo Capital, SumRidge Partners, LLC, Isaak Bond Investments, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.5951%
Kenmore-Tonawanda Union Free School District
Aug 7, 2014 . . . . . . $685,000
School District Serial Bonds, 2014 (SIB or Serial Bonds) (bank qualified) (book entry).
Dated Aug 19, 2014.
Due Aug 15, 2015 to 2019.
Non-callable.
Winning bid: First Niagara Bank, at n/a, NIC 1.6169%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/15 | $135,000 | 0.87% | NRO | ||
| 8/15/16 | $135,000 | 1.01% | NRO | ||
| 8/15/17 | $135,000 | 1.40% | NRO | ||
| 8/15/18 | $140,000 | 1.73% | NRO | ||
| 8/15/19 | $140,000 | 2.02% | NRO |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.6777%
Sage Rutty, NIC 1.851%
Bank of Greene Co, NIC 1.8995%
M & T Bank, NIC 2.41%
Naples Central School District
Aug 7, 2014 . . . . . . $216,380
School District (Serial) Bonds, 2014 (bank qualified).
Dated Aug 28, 2014.
Due Jun 15, 2016 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.8264%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $51,380 | 1.75% | 0.90% | ||
| 6/15/17 | $55,000 | 1.80% | 1.10% | ||
| 6/15/18 | $55,000 | 1.85% | 1.40% | ||
| 6/15/19 | $55,000 | 1.85% | 1.60% |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Bank of Greene Co, NIC 1.8939%
Sage Rutty, NIC 2.0%
Five Star Bnk, NIC 2.25%
Niagara County
Aug 7, 2014 . . . . . . $7,362,615
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Aug 19, 2014.
Due May 13, 2015.
Purchased $7,362,620.00 by Jefferies, at 1.0%, plus $34,091.00, effective rate 0.3686%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
TD Securities, Effective Rate 0.4409%
Oppenheimer, Effective Rate 0.6727%
First Niagara Bank, Effective Rate 0.76%
M & T Bank, Effective Rate 0.86%
Ontario (Town)
Aug 7, 2014 . . . . . . $265,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 21, 2014.
Due Aug 20, 2015.
Purchased $265,000.00 by Roosevelt & Cross, at 1.5%, plus $1,166.00, effective rate 1.0588%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.09%
Pleasantville Village
Aug 7, 2014 . . . . . . $1,818,000
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Aug 21, 2014.
Due Aug 21, 2015.
Purchased $1,818,000.00 by TD Securities, at 1.0%, plus $8,580.96, effective rate 0.528%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6129%
JPMorgan Chase, Effective Rate 0.76%
Oppenheimer, Effective Rate 0.7788%
Hudson Valley Bank, Effective Rate 1.25%
Saddle Rock Village
Aug 7, 2014 . . . . . . $1,000,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 20, 2014.
Due Aug 20, 2015.
Purchased $1,000,000.00 by Roosevelt & Cross, at 1.5%, plus $6,140.00, effective rate 0.886%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
South Colonie Central School District
Aug 7, 2014 . . . . . . $1,310,878
Bond Anticipation Notes, 2014 (bank qualified).
Dated Aug 21, 2014.
Due Aug 21, 2015.
Purchased $1,310,880.00 by TD Securities, at 1.0%, plus $5,990.71, effective rate 0.543%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5799%
First Niagara Bank, Effective Rate 0.7%
Pioneer Comm Bk, Effective Rate 0.75%
JPMorgan Chase, Effective Rate 0.82%
Oppenheimer, Effective Rate 0.882%
West Canada Valley Central School District
Aug 7, 2014 . . . . . . $896,000
Revenue Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Aug 21, 2014.
Due Jun 30, 2015.
Purchased $896,000.00 by Roosevelt & Cross, at 1.5%, plus $4,930.00, effective rate 0.859%.
L.O.: Timothy R. Curtin, LLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Zions First Natl Bk, Effective Rate 0.89%
Jefferies, Effective Rate 0.9481%
NBT Bank, Effective Rate 1.28%
Windsor (Town)
Aug 7, 2014 . . . . . . $350,000
Bond Anticipation Notes for Road Project, 2014 (bank qualified).
Dated Aug 14, 2014.
Due Aug 14, 2015.
Purchased $350,000.00 by Roosevelt & Cross, at 1.5%, plus $1,695.00, effective rate 1.0157%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Chemung Canal, Effective Rate 1.35%
TEXAS
Montgomery County Municipal Utility District No. 113
Aug 7, 2014 . . . . . . $17,200,000
Unlimited Tax Bonds, Series 2014 (book entry).
Dated Sep 1, 2014.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 98.0643, NIC 3.6191%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $405,000 | 2.00% | 0.35% | BAM | |
| 9/1/16 | $420,000 | 2.00% | 0.65% | BAM | |
| 9/1/17 | $440,000 | 2.00% | 1.00% | BAM | |
| 9/1/18 | $460,000 | 2.00% | 1.25% | BAM | |
| 9/1/19 | $480,000 | 2.00% | 1.60% | BAM | |
| 9/1/20 | $505,000 | 2.00% | 2.00% | BAM | |
| 9/1/21 | $525,000 | 3.00% | 2.25% | BAM | |
| 9/1/22 | $550,000 | 3.00% | 2.60% | BAM | |
| 9/1/23 | $580,000 | 3.00% | 2.80% | BAM | |
| 9/1/24 | $605,000 | 3.00% | 3.00% | BAM | |
| 9/1/25 | $635,000 | 3.00% | 3.05% | BAM | |
| 9/1/26 | $665,000 | 3.00% | 3.15% | BAM | |
| 9/1/27 | $695,000 | 3.00% | 3.30% | BAM | |
| 9/1/28 | $730,000 | 3.25% | 3.40% | BAM | |
| 9/1/29 | $765,000 | 3.25% | 3.50% | BAM | |
| 9/1/30 | $800,000 | 3.375% | 3.60% | BAM | |
| 9/1/31 | $840,000 | 3.50% | 3.65% | BAM | |
| 9/1/32 | $880,000 | 3.50% | 3.70% | BAM | |
| 9/1/33 | $920,000 | 3.50% | 3.75% | BAM | |
| 9/1/34 | $965,000 | 3.625% | 3.80% | BAM | |
| 9/1/36 | $2,065,000 | 3.75% | 4.00% | BAM | |
| 9/1/38 | $2,270,000 | 4.00% | 4.066% | BAM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Coastal Securities Corp., Citigroup Global Markets, Inc., WNJ Capital, FirstSouthwest, M. E. Allison & Co., Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc..
L.O.: The Muller Law Group, Sugar Land, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Hutchinson Shockey, NIC 3.726%
Morgan Stanley, NIC 3.73%
Southwest Securities, NIC 3.7566%
BA Merrill Lynch, NIC 3.9047%
Pleasanton (City)
Aug 7, 2014 . . . . . . $5,800,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2014 (bank qualified) (book entry).
Dated Aug 1, 2014.
Due Feb 1, 2017 to 2034.
Callable Feb 1, 2023 at par.
Winning bid: FTN Fin Cap Mkts, at 101.3828, TIC 3.015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $260,000 | 2.00% | 0.70% | ||
| 2/1/18 | $265,000 | 2.00% | 1.00% | ||
| 2/1/19 | $270,000 | 2.00% | 1.20% | ||
| 2/1/20 | $275,000 | 2.00% | 1.55% | ||
| 2/1/21 | $280,000 | 2.00% | 1.80% | ||
| 2/1/22 | $285,000 | 2.25% | 2.00% | ||
| 2/1/23 | $295,000 | 2.50% | 2.15% | ||
| 2/1/24 | $300,000 | 2.50% | 2.30% | ||
| 2/1/25 | $310,000 | 2.75% | 2.40% | ||
| 2/1/26 | $320,000 | 3.00% | 2.50% | ||
| 2/1/27 | $325,000 | 3.00% | 2.60% | ||
| 2/1/28 | $335,000 | 3.00% | 2.75% | ||
| 2/1/29 | $350,000 | 3.25% | 2.90% | ||
| 2/1/30 | $360,000 | 3.50% | 3.00% | ||
| 2/1/31 | $370,000 | 3.50% | 3.15% | ||
| 2/1/32 | $385,000 | 3.50% | 3.30% | ||
| 2/1/33 | $400,000 | 3.75% | 3.40% | ||
| 2/1/34 | $415,000 | 3.75% | 3.50% |
L.O.: Bracewell & Giuliani LLP, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
Raymond James, TIC 3.0481%
Robert W. Baird, TIC 3.0672%
FirstSouthwest, TIC 3.0672%
Sterne Agee, TIC 3.0817%
Wells Fargo Secs, TIC 3.1517%
Frost Bank, TIC 3.1518%
TAXABLE ISSUES
NEW YORK
Johnstown (City)
Aug 7, 2014 . . . . . . $8,000,000
Bond Anticipation Notes-2014 Series B (Federally Taxable).
Dated Aug 15, 2014.
Due Aug 14, 2015.
Purchased $8,000,000.00 by Jefferies, at 1.5%, plus $43,442.00, effective rate 0.9555%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.9906%
