ARKANSAS
Searcy County School District
Nov 6, 2014 . . . . . . $6,970,000
Refunding and Construction Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Jun 1, 2016 to 2044.
Callable Dec 1, 2016 at par.
Winning bid: Ross Sinclaire, at 98.0504, TIC 3.4698%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $170,000 | 1.00% | 0.60% | ||
| 6/1/18 | $345,000 | 1.05% | 1.05% | ||
| 6/1/19 | $175,000 | 1.20% | 1.20% | ||
| 6/1/20 | $180,000 | 1.40% | 1.40% | ||
| 6/1/21 | $180,000 | 1.50% | 1.50% | ||
| 6/1/22 | $185,000 | 1.75% | 1.75% | ||
| 6/1/23 | $190,000 | 1.90% | 1.90% | ||
| 6/1/24 | $190,000 | 2.00% | 2.00% | ||
| 6/1/25 | $195,000 | 2.15% | 2.15% | ||
| 6/1/26 | $200,000 | 2.30% | 2.30% | ||
| 6/1/27 | $205,000 | 2.50% | 2.50% | ||
| 6/1/28 | $210,000 | 2.60% | 2.60% | ||
| 6/1/29 | $220,000 | 2.80% | 2.80% | ||
| 6/1/30 | $225,000 | 3.00% | 3.00% | ||
| 6/1/32 | $470,000 | 3.25% | 3.375% | ||
| 6/1/34 | $500,000 | 3.50% | 3.52% | ||
| 6/1/36 | $540,000 | 3.50% | 3.58% | ||
| 6/1/38 | $580,000 | 3.75% | 3.60% | ||
| 6/1/40 | $620,000 | 3.75% | 3.77% | ||
| 6/1/44 | $1,390,000 | 3.80% | 3.80% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Vining-Sparks IBG, TIC 3.5302%
Raymond James, TIC 3.5354%
FTN Fin Cap Mkts, TIC 3.5726%
Sterne Agee, TIC 3.6103%
CALIFORNIA
Kern High School District
Nov 6, 2014 . . . . . . $40,130,000
2014 General Obligation Refunding Bonds (book entry).
Dated Nov 19, 2014.
Due Aug 1, 2016 to 2036.
Callable Aug 1, 2024 at par.
Winning bid: Raymond James, at 110.5269, TIC 3.4317%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $1,230,000 | 5.00% | 0.48% | AGM | |
| 8/1/17 | $1,245,000 | 5.00% | 0.75% | AGM | |
| 8/1/18 | $1,310,000 | 5.00% | 1.00% | AGM | |
| 8/1/19 | $1,410,000 | 5.00% | 1.30% | AGM | |
| 8/1/20 | $1,425,000 | 5.00% | 1.65% | AGM | |
| 8/1/21 | $1,505,000 | 5.00% | 2.00% | AGM | |
| 8/1/22 | $1,575,000 | 5.00% | 2.30% | AGM | |
| 8/1/23 | $1,650,000 | 5.00% | 2.42% | AGM | |
| 8/1/24 | $1,725,000 | 5.00% | 2.55% | AGM | |
| 8/1/25 | $1,810,000 | 5.00% | 2.67% | AGM | |
| 8/1/26 | $1,900,000 | 3.25% | 3.30% | AGM | |
| 8/1/27 | $1,955,000 | 3.25% | 3.37% | AGM | |
| 8/1/28 | $2,010,000 | 5.00% | 3.00% | AGM | |
| 8/1/29 | $2,105,000 | 5.00% | 3.05% | AGM | |
| 8/1/30 | $2,205,000 | 5.00% | 3.10% | AGM | |
| 8/1/31 | $2,315,000 | 3.50% | 3.60% | AGM | |
| 8/1/32 | $2,375,000 | 3.625% | 3.65% | AGM | |
| 8/1/33 | $2,460,000 | 3.625% | 3.70% | AGM | |
| 8/1/34 | $2,525,000 | 5.00% | 3.33% | AGM | |
| 8/1/35 | $2,625,000 | 5.00% | 3.38% | AGM | |
| 8/1/36 | $2,770,000 | 5.00% | 3.42% | AGM |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Jefferies LLC, Wedbush Securities Inc..
L.O.: Jones Hall, San Francisco, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
RBC Capital Mkts, TIC 3.4756%
IDAHO
Idaho Bond Bank Authority
Nov 6, 2014 . . . . . . $13,415,000
Revenue Bonds, Series 2014C (book entry).
Dated Nov 18, 2014.
Due Sep 15, 2015 to 2034.
Callable Sep 15, 2024 at par.
Winning bid: BMO Cap Mkts GKST, at 110.7975, TIC 2.7923%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/15 | $135,000 | 2.00% | 0.35% | ||
| 9/15/16 | $150,000 | 2.00% | 0.56% | ||
| 9/15/17 | $675,000 | 2.00% | 0.71% | ||
| 9/15/18 | $690,000 | 2.00% | 1.00% | ||
| 9/15/19 | $700,000 | 3.00% | 1.28% | ||
| 9/15/20 | $730,000 | 5.00% | 1.56% | ||
| 9/15/21 | $760,000 | 5.00% | 1.85% | ||
| 9/15/22 | $1,070,000 | 5.00% | 2.10% | ||
| 9/15/23 | $1,120,000 | 5.00% | 2.23% | ||
| 9/15/24 | $1,175,000 | 5.00% | 2.36% | ||
| 9/15/25 | $1,240,000 | 5.00% | 2.50% | ||
| 9/15/26 | $1,040,000 | 5.00% | 2.62% | ||
| 9/15/28 | $895,000 | 3.00% | 3.05% | ||
| 9/15/29 | $465,000 | 3.00% | 3.16% | ||
| 9/15/30 | $480,000 | 3.125% | 3.288% | ||
| 9/15/32 | $1,010,000 | 3.25% | 3.40% | ||
| 9/15/34 | $1,080,000 | 3.50% | 3.55% |
Other managers: UBS Financial Services, Inc..
L.O.: Skinner Fawcett LLP, Boise, ID.
F.A.: Western Financial Group, LLC, Portland, OR; Piper Jaffray & Company, Seattle, WA; and Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Hutchinson Shockey, TIC 2.8%
JPMorgan, TIC 2.8068%
Raymond James, TIC 2.8249%
Robert W. Baird, TIC 2.8692%
INDIANA
Fairfield School Building Corporation
Nov 6, 2014 . . . . . . $9,300,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 25, 2014.
Due Jul 15, 2018 to Jan 15, 2033.
Callable Jul 15, 2023 at par.
Winning bid: City Securities, at 99.5000, NIC 3.3788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/18 | $35,000 | 3.00% | 1.05% | ||
| 1/15/19 | $35,000 | 3.00% | 1.20% | ||
| 7/15/19 | $40,000 | 3.00% | 1.35% | ||
| 1/15/20 | $40,000 | 3.00% | 1.55% | ||
| 7/15/20 | $65,000 | 3.00% | 1.65% | ||
| 1/15/21 | $65,000 | 3.00% | 1.80% | ||
| 7/15/21 | $110,000 | 3.00% | 1.95% | ||
| 1/15/22 | $115,000 | 3.00% | 2.10% | ||
| 7/15/22 | $115,000 | 3.00% | 2.20% | ||
| 7/15/23 | $235,000 | 3.00% | 2.40% | ||
| 7/15/24 | $240,000 | 3.00% | 2.50% | ||
| 7/15/25 | $250,000 | 3.25% | 2.65% | ||
| 7/15/26 | $260,000 | 3.25% | 2.75% | ||
| 7/15/27 | $265,000 | 3.25% | 2.85% | ||
| 7/15/28 | $570,000 | 3.375% | 3.00% | ||
| 7/15/29 | $1,195,000 | 3.375% | 3.05% | ||
| 7/15/30 | $1,545,000 | 3.375% | 3.15% | ||
| 7/15/31 | $1,605,000 | 3.375% | 3.25% | ||
| 1/15/33 | $2,515,000 | 3.375% | 3.40% |
Other managers: Bernardi Securities, Inc., Edward Jones, Isaak Bond Investments, Inc., Northland Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
SunTrust Robinson, NIC 3.4924%
J.J.B. Hilliard, NIC 3.5379%
Fifth Third Secs, NIC 3.6131%
Patoka Lake Regional Water and Sewer District
Nov 5, 2014 . . . . . . $3,170,000
Waterworks Revenue Bonds of 2014, Series A (book entry).
Dated Nov 19, 2014.
Due Jan 1, 2018 to 2025.
Callable Jan 1, 2023 at par.
Winning bid: Old National Bk, at n/a, NIC 2.15%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $360,000 | 2.15% | NRO | ||
| 1/1/19 | $370,000 | 2.15% | NRO | ||
| 1/1/20 | $375,000 | 2.15% | NRO | ||
| 1/1/21 | $385,000 | 2.15% | NRO | ||
| 1/1/22 | $395,000 | 2.15% | NRO | ||
| 1/1/23 | $415,000 | 2.15% | NRO | ||
| 1/1/24 | $425,000 | 2.15% | NRO | ||
| 1/1/25 | $445,000 | 2.15% | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 2.8766%
Hutchinson Shockey, NIC 3.1648%
Wa-Nee Community School Corporation
Nov 6, 2014 . . . . . . $2,000,000
General Obligation Bonds of 2014 (bank qualified) (book entry).
Dated Nov 20, 2014.
Due Jul 1, 2015 to 2016.
Non-callable.
Winning bid: City Securities, at 100.8169, NIC 0.9562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $795,000 | 1.00% | 0.35% | ||
| 1/1/16 | $800,000 | 2.00% | 0.45% | ||
| 7/1/16 | $405,000 | 2.00% | 0.55% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 1.4677%
Oppenheimer, NIC 1.73%
KANSAS
Johnson County
Nov 5, 2014 . . . . . . $20,205,000
General Obligation Internal Improvement Bonds, Series 2014A (book entry).
Dated Nov 25, 2014.
Due Sep 1, 2015 to 2034.
Callable Sep 1, 2024 at par.
Winning bid: BA Merrill Lynch, at 110.4283, TIC 2.8532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $815,000 | 5.00% | 0.14% | ||
| 9/1/16 | $655,000 | 5.00% | 0.40% | ||
| 9/1/17 | $685,000 | 5.00% | 0.65% | ||
| 9/1/18 | $720,000 | 5.00% | 0.90% | ||
| 9/1/19 | $760,000 | 5.00% | 1.17% | ||
| 9/1/20 | $795,000 | 5.00% | 1.45% | ||
| 9/1/21 | $835,000 | 5.00% | 1.75% | ||
| 9/1/22 | $875,000 | 5.00% | 1.96% | ||
| 9/1/23 | $920,000 | 5.00% | 2.10% | ||
| 9/1/24 | $965,000 | 5.00% | 2.21% | ||
| 9/1/25 | $1,015,000 | 5.00% | 2.33% | ||
| 9/1/26 | $1,065,000 | 5.00% | 2.43% | ||
| 9/1/27 | $1,115,000 | 3.50% | 3.00% | ||
| 9/1/28 | $1,155,000 | 3.50% | 3.05% | ||
| 9/1/29 | $1,190,000 | 3.50% | 3.10% | ||
| 9/1/30 | $1,240,000 | 3.50% | 3.15% | ||
| 9/1/31 | $1,280,000 | 3.50% | 3.20% | ||
| 9/1/32 | $1,325,000 | 3.50% | 3.25% | ||
| 9/1/33 | $1,375,000 | 3.50% | 3.30% | ||
| 9/1/34 | $1,420,000 | 3.50% | 3.35% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN; and Springsted Incorporated, Kansas City, MO.
Other bidders were:
Citigroup, TIC 2.8608%
Piper Jaffray, TIC 2.8753%
Robert W. Baird, TIC 2.9123%
Jefferies, TIC 2.9162%
Wells Fargo Secs, TIC 2.94%
UBS Financial Svcs, TIC 3.0202%
Janney Montgomery, TIC 3.0496%
Hutchinson Shockey, TIC 3.0815%
Johnson County
Nov 5, 2014 . . . . . . $38,480,000
Refunding Bonds, Series 2014B (book entry).
Dated Nov 25, 2014.
Due Sep 1, 2018 to 2027.
Callable Sep 1, 2024 at par.
Winning bid: Jefferies, at 115.6958, TIC 2.1791%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $3,335,000 | 5.00% | 0.92% | ||
| 9/1/19 | $3,480,000 | 5.00% | 1.21% | ||
| 9/1/20 | $3,655,000 | 5.00% | 1.50% | ||
| 9/1/21 | $3,835,000 | 5.00% | 1.78% | ||
| 9/1/22 | $4,030,000 | 5.00% | 2.01% | ||
| 9/1/23 | $4,230,000 | 5.00% | 2.14% | ||
| 9/1/24 | $4,440,000 | 5.00% | 2.24% | ||
| 9/1/25 | $4,655,000 | 3.00% | 2.35% | ||
| 9/1/26 | $4,805,000 | 3.00% | 2.45% | ||
| 9/1/27 | $2,015,000 | 4.00% | 2.70% |
Other managers: Morgan Stanley & Co., Inc., FTN Financial Capital Markets, Raymond James & Associates, Inc., Ramirez & Co., Inc., City Securities Corp..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN; and Springsted Incorporated, Kansas City, MO.
Other bidders were:
Mesirow Financial, TIC 2.1883%
Wells Fargo Secs, TIC 2.192%
Citigroup, TIC 2.2%
FirstSouthwest, TIC 2.2139%
Robert W. Baird, TIC 2.2212%
Hutchinson Shockey, TIC 2.2352%
Piper Jaffray, TIC 2.2717%
TD Securities, TIC 2.3316%
Janney Montgomery, TIC 2.3672%
KENTUCKY
Carroll County School District Finance Corporation
Nov 6, 2014 . . . . . . $5,645,000
School Building Refunding Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Feb 1, 2015 to 2030.
Callable Feb 1, 2025 at par.
Winning bid: SunTrust Robinson, at 100.3034, NIC 2.8018%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $185,000 | 2.50% | 0.40% | ||
| 2/1/16 | $160,000 | 2.50% | 0.65% | ||
| 2/1/17 | $155,000 | 2.50% | 0.90% | ||
| 2/1/18 | $160,000 | 2.50% | 1.15% | ||
| 2/1/19 | $355,000 | 2.50% | 1.40% | ||
| 2/1/20 | $375,000 | 2.50% | 1.65% | ||
| 2/1/21 | $385,000 | 2.50% | 1.85% | ||
| 2/1/22 | $395,000 | 2.50% | 2.10% | ||
| 2/1/23 | $400,000 | 2.50% | 2.30% | ||
| 2/1/24 | $410,000 | 2.50% | 2.45% | ||
| 2/1/25 | $420,000 | 3.00% | 2.55% | ||
| 2/1/26 | $430,000 | 3.00% | 2.70% | ||
| 2/1/28 | $880,000 | 3.00% | 2.90% | ||
| 2/1/30 | $935,000 | 3.00% | 3.10% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 2.8056%
J.J.B. Hilliard, NIC 2.9684%
Frankfort (City)
Nov 6, 2014 . . . . . . $4,650,000
General Obligation Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 20, 2014.
Due Dec 1, 2015 to 2040.
Callable Dec 1, 2023 at par.
Winning bid: J.J.B. Hilliard, at 101.1875, TIC 3.4095%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/19 | $655,000 | 1.00% | 1.00% | ||
| 12/1/20 | $135,000 | 2.00% | 1.70% | ||
| 12/1/21 | $140,000 | 2.00% | 1.90% | ||
| 12/1/22 | $140,000 | 2.00% | 2.10% | ||
| 12/1/23 | $145,000 | 2.25% | 2.30% | ||
| 12/1/24 | $150,000 | 3.00% | 2.50% | ||
| 12/1/26 | $305,000 | 3.00% | 2.70% | ||
| 12/1/28 | $335,000 | 4.00% | 2.90% | ||
| 12/1/30 | $360,000 | 4.00% | 3.00% | ||
| 12/1/35 | $1,035,000 | 4.00% | 3.10% | ||
| 12/1/40 | $1,250,000 | 3.625% | 3.70% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Hutchinson Shockey, TIC 3.4134%
SunTrust Robinson, TIC 3.4154%
Ross Sinclaire, TIC 3.4606%
Newport Independent School District Finance Corporation
Nov 6, 2014 . . . . . . $9,715,000
School Building Revenue Bonds, Second Series of 2014 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Nov 25, 2014.
Due Nov 1, 2015 to 2034.
Callable Nov 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 99.1352, NIC 3.2523%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $380,000 | 2.00% | 0.45% | ||
| 11/1/16 | $385,000 | 2.00% | 0.65% | ||
| 11/1/17 | $395,000 | 2.00% | 0.90% | ||
| 11/1/18 | $400,000 | 2.00% | 1.25% | ||
| 11/1/19 | $410,000 | 2.00% | 1.50% | ||
| 11/1/20 | $420,000 | 2.00% | 1.75% | ||
| 11/1/21 | $425,000 | 2.00% | 2.10% | ||
| 11/1/22 | $435,000 | 2.25% | 2.35% | ||
| 11/1/23 | $445,000 | 2.50% | 2.50% | ||
| 11/1/24 | $460,000 | 3.00% | 2.65% | ||
| 11/1/25 | $475,000 | 3.00% | 2.80% | ||
| 11/1/26 | $490,000 | 3.00% | 3.00% | ||
| 11/1/27 | $500,000 | 3.00% | 3.125% | ||
| 11/1/28 | $520,000 | 3.50% | 3.20% | ||
| 11/1/29 | $540,000 | 3.50% | 3.25% | ||
| 11/1/32 | $1,725,000 | 3.50% | 3.50% | ||
| 11/1/34 | $1,310,000 | 3.50% | 3.60% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Robert W. Baird, NIC 3.3362%
Hutchinson Shockey, NIC 3.4114%
MARYLAND
Montgomery County
Nov 6, 2014 . . . . . . $297,990,000
General Obligation Consolidated Public Improvement Refunding Bonds of 2014, Series B (book entry).
Dated Nov 19, 2014.
Due Nov 1, 2016 to 2028.
Callable Nov 1, 2024 at par.
Winning bid: Barclays Capital, at 121.4872, TIC 2.3444%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $13,625,000 | 5.00% | 0.38% | ||
| 11/1/17 | $13,775,000 | 5.00% | 0.63% | ||
| 11/1/18 | $110,000 | 5.00% | 0.90% | ||
| 11/1/19 | $85,000 | 5.00% | 1.17% | ||
| 11/1/20 | $11,920,000 | 5.00% | 1.47% | ||
| 11/1/21 | $28,020,000 | 5.00% | 1.75% | ||
| 11/1/22 | $40,940,000 | 5.00% | 1.97% | ||
| 11/1/23 | $41,050,000 | 5.00% | 2.09% | ||
| 11/1/24 | $41,125,000 | 5.00% | 2.20% | ||
| 11/1/25 | $41,180,000 | 5.00% | 2.31% | ||
| 11/1/26 | $41,225,000 | 5.00% | 2.41% | ||
| 11/1/27 | $12,455,000 | 5.00% | 2.48% | ||
| 11/1/28 | $12,480,000 | 5.00% | 2.53% |
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Citigroup, TIC 2.3596%
BA Merrill Lynch, TIC 2.3728%
JPMorgan, TIC 2.3773%
Montgomery County
Nov 6, 2014 . . . . . . $500,000,000
General Obligation Consolidated Public Improvement Bonds of 2014, Series A (book entry).
Dated Nov 19, 2014.
Due Nov 1, 2015 to 2034.
Callable Nov 1, 2024 at par.
Winning bid: Citigroup, at 116.0857, TIC 2.7445%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $25,000,000 | 5.00% | 0.16% | ||
| 11/1/16 | $25,000,000 | 5.00% | 0.38% | ||
| 11/1/17 | $25,000,000 | 5.00% | 0.62% | ||
| 11/1/18 | $25,000,000 | 5.00% | 0.88% | ||
| 11/1/19 | $25,000,000 | 5.00% | 1.15% | ||
| 11/1/20 | $25,000,000 | 5.00% | 1.44% | ||
| 11/1/21 | $25,000,000 | 5.00% | 1.75% | ||
| 11/1/22 | $25,000,000 | 5.00% | 1.97% | ||
| 11/1/23 | $25,000,000 | 5.00% | 2.09% | ||
| 11/1/24 | $25,000,000 | 5.00% | 2.20% | ||
| 11/1/25 | $25,000,000 | 5.00% | 2.31% | ||
| 11/1/26 | $25,000,000 | 5.00% | 2.41% | ||
| 11/1/27 | $25,000,000 | 5.00% | 2.48% | ||
| 11/1/28 | $25,000,000 | 5.00% | 2.53% | ||
| 11/1/29 | $25,000,000 | 5.00% | 2.58% | ||
| 11/1/30 | $25,000,000 | 4.00% | 2.88% | ||
| 11/1/31 | $25,000,000 | 4.00% | 2.93% | ||
| 11/1/32 | $25,000,000 | 4.00% | 2.98% | ||
| 11/1/33 | $25,000,000 | 4.00% | 3.06% | ||
| 11/1/34 | $25,000,000 | 4.00% | 3.11% |
Other managers: Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, CastleOak Securities, L.P., Southwest Securities, Inc., PNC Capital Markets, Loop Capital Markets, LLC, Rice Financial Products Company.
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
BA Merrill Lynch, TIC 2.7685%
Barclays Capital, TIC 2.7967%
JPMorgan, TIC 2.7972%
MASSACHUSETTS
Athol (Town)
Nov 6, 2014 . . . . . . $4,000,000
General Obligation School Project Loan, Chapter 70B Bonds (Unlimited Tax) (bank qualified) (book entry).
Dated Nov 20, 2014.
Due Nov 15, 2015 to 2034.
Callable Nov 15, 2022 at par.
Winning bid: Robert W. Baird, at 103.1417, TIC 3.0493%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/15 | $200,000 | 2.00% | 0.33% | ||
| 11/15/16 | $200,000 | 2.00% | 0.50% | ||
| 11/15/17 | $200,000 | 2.00% | 0.75% | ||
| 11/15/18 | $200,000 | 2.00% | 1.00% | ||
| 11/15/19 | $200,000 | 3.00% | 1.25% | ||
| 11/15/20 | $200,000 | 3.00% | 1.53% | ||
| 11/15/21 | $200,000 | 3.00% | 1.90% | ||
| 11/15/22 | $200,000 | 3.00% | 2.12% | ||
| 11/15/24 | $400,000 | 3.00% | 2.37% | ||
| 11/15/26 | $400,000 | 3.00% | 2.70% | ||
| 11/15/28 | $400,000 | 3.00% | 3.00% | ||
| 11/15/31 | $600,000 | 4.00% | 3.15% | ||
| 11/15/34 | $600,000 | 4.00% | 3.35% |
Other managers: Eastern Bank Capital Markets, Ross, Sinclaire & Associates LLC, Loop Capital Markets, LLC, Coastal Securities Corp., Crews & Associates, Inc., SAMCO Capital Markets, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, R. Seelaus & Co., Inc., CastleOak Securities, L.P., WNJ Capital, Oppenheimer & Co., Inc., Alamo Capital, Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, Bernardi Securities, Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Sterne Agee, TIC 3.0538%
Roosevelt & Cross, TIC 3.0728%
Clinton (Town)
Nov 6, 2014 . . . . . . $300,000
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $300,000.00 by Eastern Bk Cap Mkts, at 0.55%, effective rate 0.55%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.6%
Hampden Bank, Effective Rate 0.69%
Century Bk, Effective Rate 0.7%
Massachusetts Water Resources Authority
Nov 6, 2014 . . . . . . $30,310,000
General Revenue Refunding Bonds, 2014 Series E (book entry).
Dated Nov 19, 2014.
Due Dec 1, 2016 to 2020.
Non-callable.
Winning bid: Citigroup, at 114.6009, TIC 1.0501%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $10,445,000 | 5.00% | 0.40% | ||
| 12/1/18 | $10,880,000 | 5.00% | 0.90% | ||
| 12/1/19 | $4,425,000 | 5.00% | 1.17% | ||
| 12/1/20 | $4,560,000 | 5.00% | 1.48% |
Other managers: Ross, Sinclaire & Associates LLC, Ramirez & Co., Inc., Mesirow Financial, Inc., CL King & Associates, Siebert, Brandford, Shank & Co., LLC, CastleOak Securities, L.P., UBS Financial Services, Inc., Oppenheimer & Co., Inc., The Williams Capital Group, L.P., Wiley Bros.-Aintree Capital LLC, Rice Financial Products Company, Lebenthal & Co., Inc..
L.O.: McCarter & English, Boston, MA; and Greenberg Traurig, LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
RBC Capital Mkts, TIC 1.0684%
Goldman Sachs, TIC 1.0701%
TD Securities, TIC 1.0838%
Wells Fargo Secs, TIC 1.09%
Barclays Capital, TIC 1.1132%
Raymond James, TIC 1.1137%
Jefferies, TIC 1.1202%
Piper Jaffray, TIC 1.1341%
JPMorgan, TIC 1.1457%
Stifel Nicolaus, TIC 1.1617%
BA Merrill Lynch, TIC 1.1678%
Massachusetts Water Resources Authority
Nov 6, 2014 . . . . . . $73,130,000
General Revenue Bonds, 2014 Series D (book entry).
Dated Nov 19, 2014.
Due Aug 1, 2015 to 2044.
Callable Aug 1, 2024 at par.
Winning bid: Goldman Sachs, at 115.9248, TIC 3.7515%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/15 | $1,075,000 | 5.00% | 0.13% | ||
| 8/1/16 | $1,130,000 | 5.00% | 0.36% | ||
| 8/1/17 | $1,190,000 | 5.00% | 0.60% | ||
| 8/1/18 | $1,250,000 | 5.00% | 0.88% | ||
| 8/1/19 | $1,315,000 | 5.00% | 1.17% | ||
| 8/1/20 | $1,385,000 | 5.00% | 1.48% | ||
| 8/1/21 | $1,455,000 | 5.00% | 1.77% | ||
| 8/1/22 | $1,530,000 | 5.00% | 2.02% | ||
| 8/1/23 | $1,605,000 | 5.00% | 2.17% | ||
| 8/1/24 | $1,690,000 | 5.00% | 2.28% | ||
| 8/1/25 | $1,775,000 | 5.00% | 2.42% | ||
| 8/1/26 | $1,865,000 | 5.00% | 2.54% | ||
| 8/1/27 | $1,960,000 | 5.00% | 2.64% | ||
| 8/1/28 | $2,065,000 | 5.00% | 2.71% | ||
| 8/1/29 | $2,170,000 | 5.00% | 2.76% | ||
| 8/1/30 | $2,280,000 | 5.00% | 2.81% | ||
| 8/1/31 | $2,395,000 | 5.00% | 2.86% | ||
| 8/1/32 | $2,520,000 | 5.00% | 2.91% | ||
| 8/1/33 | $2,650,000 | 5.00% | 2.96% | ||
| 8/1/34 | $2,785,000 | 5.00% | 3.01% | ||
| 8/1/35 | $2,930,000 | 5.00% | 3.06% | ||
| 8/1/36 | $3,080,000 | 5.00% | 3.10% | ||
| 8/1/37 | $3,235,000 | 5.00% | 3.13% | ||
| 8/1/38 | $3,400,000 | 5.00% | 3.16% | ||
| 8/1/44 | $24,395,000 | 5.00% | 3.31% |
L.O.: McCarter & English, Boston, MA; and Greenberg Traurig, LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
BA Merrill Lynch, TIC 3.7649%
Citigroup, TIC 3.7682%
Wells Fargo Secs, TIC 3.7761%
JPMorgan, TIC 3.7825%
RBC Capital Mkts, TIC 3.7838%
Barclays Capital, TIC 3.8048%
Morgan Stanley, TIC 3.8121%
TD Securities, TIC 3.8227%
Jefferies, TIC 3.8651%
Massachusetts Water Resources Authority
Nov 6, 2014 . . . . . . $141,585,000
General Revenue Refunding Bonds, 2014 Series F (book entry).
Dated Nov 19, 2014.
Due Aug 1, 2018 to 2041.
Callable Aug 1, 2024 at par.
Winning bid: BA Merrill Lynch, at 112.5019, TIC 3.2942%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/18 | $995,000 | 5.00% | 0.88% | ||
| 8/1/20 | $60,000 | 5.00% | 1.57% | ||
| 8/1/21 | $23,730,000 | 5.00% | 1.86% | ||
| 8/1/23 | $2,345,000 | 5.00% | 2.23% | ||
| 8/1/24 | $24,875,000 | 5.00% | 2.43% | ||
| 8/1/25 | $7,370,000 | 5.00% | 2.55% | ||
| 8/1/26 | $8,415,000 | 5.00% | 2.65% | ||
| 8/1/27 | $3,880,000 | 5.00% | 2.68% | ||
| 8/1/28 | $4,085,000 | 5.00% | 2.73% | ||
| 8/1/29 | $25,000 | 5.00% | 2.78% | ||
| 8/1/30 | $25,000 | 5.00% | 2.88% | ||
| 8/1/31 | $25,000 | 5.00% | 2.93% | ||
| 8/1/32 | $25,000 | 5.00% | 2.98% | ||
| 8/1/33 | $7,155,000 | 4.00% | 3.28% | ||
| 8/1/34 | $7,540,000 | 4.00% | 3.33% | ||
| 8/1/35 | $7,115,000 | 4.00% | 3.43% | ||
| 8/1/37 | $7,905,000 | 4.00% | 3.50% | ||
| 8/1/38 | $8,330,000 | 4.00% | 3.58% | ||
| 8/1/39 | $8,755,000 | 4.00% | 3.65% | ||
| 8/1/40 | $9,225,000 | 4.00% | 3.68% | ||
| 8/1/41 | $9,705,000 | 4.00% | 3.71% |
L.O.: McCarter & English, Boston, MA; and Greenberg Traurig, LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Goldman Sachs, TIC 3.2964%
JPMorgan, TIC 3.2966%
Citigroup, TIC 3.2979%
Wells Fargo Secs, TIC 3.32%
RBC Capital Mkts, TIC 3.3288%
Morgan Stanley, TIC 3.3894%
Jefferies, TIC 3.3904%
MICHIGAN
Pewamo-Westphalia Community Schools
Nov 5, 2014 . . . . . . $2,240,000
2014 School Building and Site Bonds, Series II (General Obligation-Unlimited Tax) (bank qualified) (book entry).
Dated Nov 21, 2014.
Due Nov 1, 2019 to May 1, 2041.
Callable May 1, 2024 at par.
Winning bid: Fifth Third Secs, at 103.0356, TIC 3.7577%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/19 | $445,000 | 4.00% | 1.40% | ||
| 5/1/30 | $200,000 | 4.00% | 3.05% | ||
| 5/1/32 | $225,000 | 4.00% | 3.25% | ||
| 5/1/36 | $555,000 | 4.00% | 3.65% | ||
| 5/1/41 | $815,000 | 4.00% | 4.09% |
L.O.: Thrun Law Firm, P.C., East Lansing, MI.
F.A.: Umbaugh LLP, Okemos, MI.
Other bidders were:
Robert W. Baird, TIC 3.831%
J.J.B. Hilliard, TIC 3.8747%
Hutchinson Shockey, TIC 4.24%
NEW HAMPSHIRE
Dover (City)
Nov 6, 2014 . . . . . . $4,425,000
General Obligation Refunding Bonds, 2014 Series C (book entry).
Dated Nov 19, 2014.
Due Jul 1, 2015 to 2025.
Non-callable.
Winning bid: UBS Financial Svcs, at 114.0413, TIC 1.7449%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/15 | $520,000 | 5.50% | 0.15% | ||
| 7/1/16 | $555,000 | 5.50% | 0.40% | ||
| 7/1/17 | $560,000 | 5.00% | 0.65% | ||
| 7/1/18 | $560,000 | 5.00% | 0.90% | ||
| 7/1/19 | $565,000 | 5.00% | 1.20% | ||
| 7/1/20 | $520,000 | 5.00% | 1.50% | ||
| 7/1/21 | $225,000 | 5.00% | 1.80% | ||
| 7/1/22 | $230,000 | 5.00% | 2.05% | ||
| 7/1/23 | $230,000 | 5.00% | 2.20% | ||
| 7/1/24 | $230,000 | 5.00% | 2.30% | ||
| 7/1/25 | $230,000 | 5.00% | 2.45% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Edward D. Jones & Co., Stifel, Nicolaus & Co., Inc..
In association with: R. Seelaus & Co., Inc.., Wiley Bros.-Aintree Capital LLC.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Providence, RI.
Other bidders were:
Robert W. Baird, TIC 1.7739%
Hutchinson Shockey, TIC 1.8004%
Piper Jaffray, TIC 1.8869%
Raymond James, TIC 1.8876%
Janney Montgomery, TIC 1.9268%
NEW JERSEY
Avon-by-the-Sea Borough
Nov 6, 2014 . . . . . . $247,032
Special Emergency Notes (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $247,030.00 by Investors Savings Bk, at 1.35%, effective rate 1.35%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 1.42%
Belmar Borough
Nov 6, 2014 . . . . . . $5,836,000
$4,952,200 Bond Anticipation Note and $883,800 Refunding Bond Anticipation Note.
Dated Nov 13, 2014.
Due Feb 13, 2015.
Purchased $5,836,000.00 by TD Securities, at 1.0%, plus $7,703.52, effective rate 0.472%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.848%
Oppenheimer, Effective Rate 0.9318%
Boonton Township
Nov 6, 2014 . . . . . . $5,639,155
Bond Anticipation Note (bank qualified).
Dated Nov 20, 2014.
Due Nov 20, 2015.
Purchased $5,639,160.00 by TD Securities, at 1.0%, plus $30,000.30, effective rate 0.468%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.617%
Oppenheimer, Effective Rate 0.638%
Lakeland Bank, Effective Rate 0.9%
Harrison Township
Nov 6, 2014 . . . . . . $8,897,175
Bond Anticipation Notes of 2014, Series A (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $8,897,180.00 by TD Securities, at 1.0%, plus $55,340.42, effective rate 0.376%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.505%
Oppenheimer, Effective Rate 0.6631%
TBGC Investment Corp, Effective Rate 0.78%
Highlands Borough
Nov 6, 2014 . . . . . . $1,644,000
Special Emergency Notes (bank qualified).
Dated Nov 13, 2014.
Due Nov 13, 2015.
Purchased $1,644,000.00 by Oppenheimer, at 1.625%, plus $395.50, effective rate 1.601%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Highlands Borough
Nov 6, 2014 . . . . . . $2,765,000
Bond Anticipation Notes (bank qualified).
Dated Nov 13, 2014.
Due Nov 13, 2015.
Purchased $2,765,000.00 by Oppenheimer, at 1.5%, plus $1,908.00, effective rate 1.431%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Lambertville (City)
Nov 6, 2014 . . . . . . $1,765,250
Bond Anticipation Notes, Series 2014C (bank qualified).
Dated Nov 13, 2014.
Due Mar 31, 2015.
Purchased $1,765,250.00 by Jefferies, at 1.25%, plus $2,755.00, effective rate 0.843%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.1872%
Maywood Borough
Nov 6, 2014 . . . . . . $1,937,780
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $1,937,780.00 by Jefferies, at 1.0%, plus $5,040.00, effective rate 0.7392%.
L.O.: Rogut McCarthy PC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.8311%
Oppenheimer, Effective Rate 0.8747%
Middletown Township
Nov 6, 2014 . . . . . . $6,819,575
Bond Anticipation Note (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $6,819,580.00 by TD Securities, at 1.0%, plus $37,166.68, effective rate 0.453%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.643%
Jefferies, Effective Rate 0.647%
Investors Savings Bk, Effective Rate 1.05%
Morris Plains Borough
Nov 6, 2014 . . . . . . $5,725,000
General Bonds of 2014 (bank qualified) (book entry).
Dated Nov 14, 2014.
Due Nov 1, 2015 to 2026.
Callable Nov 1, 2024 at par.
Winning bid: UBS Financial Svcs, at 101.0000, NIC 2.1719%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $405,000 | 1.00% | 0.25% | ||
| 11/1/16 | $415,000 | 1.00% | 0.50% | ||
| 11/1/17 | $430,000 | 1.00% | 0.80% | ||
| 11/1/18 | $440,000 | 1.25% | 1.00% | ||
| 11/1/19 | $455,000 | 2.00% | 1.25% | ||
| 11/1/20 | $470,000 | 2.00% | 1.55% | ||
| 11/1/21 | $480,000 | 2.00% | 1.85% | ||
| 11/1/22 | $495,000 | 2.125% | 2.00% | ||
| 11/1/23 | $510,000 | 2.25% | 2.15% | ||
| 11/1/24 | $525,000 | 2.375% | 2.30% | ||
| 11/1/25 | $540,000 | 3.00% | 2.25% | ||
| 11/1/26 | $560,000 | 3.00% | 2.37% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, Stifel, Nicolaus & Co., Inc., R. Seelaus & Co., Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sterne Agee, NIC 2.1775%
Robert W. Baird, NIC 2.186%
FTN Fin Cap Mkts, NIC 2.2916%
Janney Montgomery, NIC 2.3899%
Northvale Borough
Nov 6, 2014 . . . . . . $3,000,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $3,000,000.00 by Valley National Bank, at 0.67%, effective rate 0.67%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7222%
TD Securities, Effective Rate 0.7559%
Oppenheimer, Effective Rate 0.8068%
Ocean Township (Monmouth County)
Nov 6, 2014 . . . . . . $16,200,000
General Obligation Bonds, Series 2014 (book entry).
Dated Nov 20, 2014.
Due Nov 1, 2015 to 2029.
Callable Nov 1, 2023 at par.
Winning bid: Robert W. Baird, at 106.6075, TIC 2.6529%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $925,000 | 3.00% | 0.30% | ||
| 11/1/16 | $950,000 | 3.00% | 0.55% | ||
| 11/1/17 | $950,000 | 3.00% | 0.85% | ||
| 11/1/18 | $975,000 | 3.00% | 1.10% | ||
| 11/1/19 | $1,000,000 | 5.00% | 1.35% | ||
| 11/1/20 | $1,020,000 | 5.00% | 1.65% | ||
| 11/1/21 | $1,045,000 | 5.00% | 2.00% | ||
| 11/1/22 | $1,070,000 | 5.00% | 2.20% | ||
| 11/1/23 | $1,095,000 | 5.00% | 2.35% | ||
| 11/1/24 | $1,120,000 | 3.00% | 2.50% | ||
| 11/1/25 | $1,145,000 | 3.00% | 2.70% | ||
| 11/1/26 | $1,170,000 | 3.00% | 2.85% | ||
| 11/1/27 | $1,220,000 | 3.00% | 3.00% | ||
| 11/1/28 | $1,245,000 | 3.00% | 3.05% | ||
| 11/1/29 | $1,270,000 | 3.00% | 3.15% |
Other managers: Coastal Securities Corp., SAMCO Capital Markets, WNJ Capital, Eastern Bank Capital Markets, Crews & Associates, Inc., CastleOak Securities, L.P., Davenport & Company LLC, Loop Capital Markets, LLC, Incapital LLC, Bernardi Securities, Inc., Oppenheimer & Co., Inc., Alamo Capital, SumRidge Partners, LLC.
L.O.: McLaughlin Stauffer & Shaklee, P.C., Wall Township, NJ.
F.A.: Municipal Official(s).
Other bidders were:
UBS Financial Svcs, TIC 2.7249%
Fidelity Capital, TIC 2.7335%
Janney Montgomery, TIC 2.7425%
Piper Jaffray, TIC 2.7906%
FTN Fin Cap Mkts, TIC 2.7997%
Union Beach Borough
Nov 6, 2014 . . . . . . $2,362,500
Special Emergency Note (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $2,362,500.00 by Jefferies, at 1.25%, plus $7,585.00, effective rate 0.928%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0297%
West Orange Township
Nov 6, 2014 . . . . . . $6,706,656
Bond Anticipation Note (bank qualified).
Dated Nov 13, 2014.
Due Jul 30, 2015.
Purchased $6,706,660.00 by PNC Capital Markets, at 1.0%, plus $31,387.15, effective rate 0.3443%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.366%
Janney Montgomery, Effective Rate 0.3695%
Jefferies, Effective Rate 0.545%
Oppenheimer, Effective Rate 0.6778%
West Windsor Township
Nov 6, 2014 . . . . . . $9,611,000
Bond Anticipation Note (bank qualified).
Dated Nov 21, 2014.
Due Nov 20, 2015.
Purchased $9,611,000.00 by TD Securities, at 1.0%, plus $74,773.58, effective rate 0.2198%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Janney Montgomery, Effective Rate 0.2208%
PNC Bank, Effective Rate 0.41%
Oppenheimer, Effective Rate 0.5226%
Jefferies, Effective Rate 0.537%
NEW YORK
Harrietstown (Town)
Nov 6, 2014 . . . . . . $290,000
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $290,000.00 by Roosevelt & Cross, at 2.0%, plus $2,922.00, effective rate 0.9896%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5897%
NBT Bank, Effective Rate 1.65%
Adirondack Bank, Effective Rate 1.85%
Lynbrook Village
Nov 6, 2014 . . . . . . $6,279,000
Public Improvement Serial Bonds-2014 (bank qualified) (book entry).
Dated Nov 20, 2014.
Due Oct 1, 2015 to 2027.
Callable Oct 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 101.5900, NIC 2.127%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $364,000 | 2.00% | 0.35% | ||
| 10/1/16 | $430,000 | 2.00% | 0.52% | ||
| 10/1/17 | $440,000 | 2.00% | 0.75% | ||
| 10/1/18 | $450,000 | 2.00% | 1.00% | ||
| 10/1/19 | $460,000 | 2.00% | 1.25% | ||
| 10/1/20 | $470,000 | 2.00% | 1.50% | ||
| 10/1/21 | $485,000 | 2.00% | 1.70% | ||
| 10/1/22 | $500,000 | 2.00% | 1.95% | ||
| 10/1/23 | $510,000 | 2.25% | 2.05% | ||
| 10/1/24 | $520,000 | 2.25% | 2.15% | ||
| 10/1/25 | $535,000 | 2.50% | 2.30% | ||
| 10/1/26 | $550,000 | 2.75% | 2.45% | ||
| 10/1/27 | $565,000 | 2.75% | 2.55% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.1755%
Raymond James, NIC 2.1792%
Robert W. Baird, NIC 2.263%
SunTrust Robinson, NIC 2.2648%
Janney Montgomery, NIC 2.2707%
TD Securities, NIC 3.1401%
McGraw Village
Nov 6, 2014 . . . . . . $3,235,000
Bond Anticipation Notes, 2014 (Renewals) (bank qualified).
Dated Nov 20, 2014.
Due Nov 19, 2015.
Purchased $2,235,000.00 by Oppenheimer, at 1.25%, effective rate 1.0187%.
Purchased $1,000,000.00 by First Niagara Bank, at 1.0%, effective rate 1.0%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.0187%
First Niagara Bank, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.1025%
First Niagara Bank, Effective Rate 1.25%
Ossining Village
Nov 6, 2014 . . . . . . $4,111,787
Bond Anticipation Notes, 2014 (bank qualified).
Dated Nov 18, 2014.
Due Nov 18, 2015.
Purchased $4,111,790.00 by TD Securities, at 1.0%, plus $28,042.39, effective rate 0.318%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.402%
Jefferies, Effective Rate 0.4079%
Oppenheimer, Effective Rate 0.6703%
JPMorgan Chase, Effective Rate 0.76%
Ossining Village
Nov 6, 2014 . . . . . . $4,718,000
Public Improvement (Serial) Bonds, 2014 (bank qualified) (book entry).
Dated Nov 18, 2014.
Due Nov 1, 2015 to 2034.
Callable Nov 1, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.6689, TIC 2.5756%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/15 | $313,000 | 2.00% | 0.35% | ||
| 11/1/16 | $325,000 | 2.00% | 0.55% | ||
| 11/1/17 | $325,000 | 2.00% | 0.79% | ||
| 11/1/18 | $265,000 | 2.00% | 1.00% | ||
| 11/1/19 | $265,000 | 2.00% | 1.20% | ||
| 11/1/20 | $270,000 | 2.00% | 1.50% | ||
| 11/1/21 | $270,000 | 2.00% | 1.70% | ||
| 11/1/22 | $270,000 | 2.00% | 1.95% | ||
| 11/1/23 | $275,000 | 2.25% | 2.15% | ||
| 11/1/24 | $275,000 | 2.375% | 2.30% | ||
| 11/1/25 | $230,000 | 2.50% | 2.40% | ||
| 11/1/26 | $230,000 | 3.00% | 2.55% | ||
| 11/1/27 | $230,000 | 3.00% | 2.70% | ||
| 11/1/28 | $225,000 | 3.00% | 2.85% | ||
| 11/1/29 | $225,000 | 3.00% | 2.95% | ||
| 11/1/30 | $145,000 | 3.00% | 3.00% | ||
| 11/1/31 | $145,000 | 3.00% | 3.10% | ||
| 11/1/32 | $145,000 | 3.125% | 3.15% | ||
| 11/1/33 | $145,000 | 3.125% | 3.20% | ||
| 11/1/34 | $145,000 | 3.25% | 3.25% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 2.6403%
Fidelity Capital, TIC 2.7275%
Plattsburgh (City)
Nov 6, 2014 . . . . . . $4,287,688
Bond Anticipation Notes, 2014 (bank qualified).
Dated Nov 19, 2014.
Due Nov 19, 2015.
Purchased $4,287,690.00 by TD Securities, at 1.0%, plus $17,879.66, effective rate 0.583%.
L.O.: Miller, Mannix, Schachner & Hafner, LLC, Glens Falls, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.6999%
Oppenheimer, Effective Rate 0.7512%
Roosevelt & Cross, Effective Rate 0.933%
Springville Village
Nov 6, 2014 . . . . . . $300,000
Bond Anticipation Notes, 2014A (bank qualified).
Dated Nov 19, 2014.
Due Nov 18, 2015.
Purchased $300,000.00 by Roosevelt & Cross, at 2.0%, plus $3,161.00, effective rate 0.9434%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.07%
Oppenheimer, Effective Rate 1.2349%
Ulster County
Nov 6, 2014 . . . . . . $1,187,000
Bond Anticipation Notes, 2014 (Renewals) Series A.
Dated Nov 14, 2014.
Due Nov 13, 2015.
Purchased $1,187,000.00 by Roosevelt & Cross, at 1.0%, plus $5,888.00, effective rate 0.5026%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.616%
Jefferies, Effective Rate 0.7056%
JPMorgan Chase, Effective Rate 0.96%
Ulster County
Nov 6, 2014 . . . . . . $3,851,300
Public Improvement (Serial) Bonds, 2014 (book entry).
Dated Nov 25, 2014.
Due Nov 15, 2015 to 2027.
Callable Nov 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.0552, NIC 2.2447%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/15 | $266,300 | 1.50% | 0.25% | ||
| 11/15/16 | $270,000 | 1.50% | 0.45% | ||
| 11/15/17 | $270,000 | 1.50% | 0.70% | ||
| 11/15/18 | $275,000 | 1.50% | 0.95% | ||
| 11/15/19 | $280,000 | 2.00% | 1.25% | ||
| 11/15/20 | $285,000 | 2.00% | 1.55% | ||
| 11/15/21 | $295,000 | 2.00% | 1.85% | ||
| 11/15/22 | $300,000 | 2.00% | 2.00% | ||
| 11/15/23 | $305,000 | 2.00% | 2.15% | ||
| 11/15/24 | $315,000 | 2.25% | 2.32% | ||
| 11/15/25 | $325,000 | 2.50% | 2.52% | ||
| 11/15/26 | $330,000 | 2.625% | 2.70% | ||
| 11/15/27 | $335,000 | 2.75% | 2.77% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Ross, Sinclaire & Associates LLC, Edward Jones.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James, NIC 2.4186%
Hutchinson Shockey, NIC 2.5176%
Robert W. Baird, NIC 2.5212%
Ulster County
Nov 6, 2014 . . . . . . $10,903,740
Bond Anticipation Notes, 2014 Series B.
Dated Nov 25, 2014.
Due Nov 25, 2015.
Purchased $10,903,740.00 by TD Securities, at 1.0%, plus $81,669.01, effective rate 0.251%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.433%
Oppenheimer, Effective Rate 0.482%
Jefferies, Effective Rate 0.556%
JPMorgan Chase, Effective Rate 0.87%
First Niagara Bank, Effective Rate 1.25%
NORTH DAKOTA
West Fargo Park District
Nov 5, 2014 . . . . . . $1,580,000
Refunding Improvement Bonds, Series 2014A (bank qualified) (book entry).
Dated Dec 3, 2014.
Due May 1, 2016 to 2035.
Callable May 1, 2023 at par.
Winning bid: D.A. Davidson, at 100.8583, TIC 3.23%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $160,000 | 0.90% | 0.90% | ||
| 5/1/19 | $160,000 | 1.30% | 1.30% | ||
| 5/1/21 | $160,000 | 1.80% | 1.80% | ||
| 5/1/23 | $160,000 | 2.25% | 2.25% | ||
| 5/1/25 | $160,000 | 3.00% | 2.50% | ||
| 5/1/27 | $160,000 | 3.00% | 2.80% | ||
| 5/1/30 | $240,000 | 4.00% | 3.00% | ||
| 5/1/35 | $380,000 | 4.00% | 3.50% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Northland Securities, TIC 3.2896%
Dougherty, TIC 3.3036%
Hutchinson Shockey, TIC 3.5773%
BOSC, TIC 3.6539%
PENNSYLVANIA
Halifax Area School District
Nov 6, 2014 . . . . . . $9,905,000
General Obligation Bonds, Series of 2014 (bank qualified) (book entry).
Dated Dec 11, 2014.
Due Sep 1, 2016 to 2036.
Callable Mar 1, 2020 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.3235%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $250,000 | 2.00% | 0.50% | BAM | |
| 9/1/17 | $265,000 | 3.00% | 0.80% | BAM | |
| 9/1/18 | $270,000 | 4.00% | 1.20% | BAM | |
| 9/1/19 | $285,000 | 4.00% | 1.60% | BAM | |
| 9/1/20 | $290,000 | 4.00% | 1.90% | BAM | |
| 9/1/21 | $410,000 | 2.10% | 2.20% | BAM | |
| 9/1/22 | $420,000 | 2.40% | 2.50% | BAM | |
| 9/1/23 | $435,000 | 2.45% | 2.55% | BAM | |
| 9/1/24 | $440,000 | 2.55% | 2.65% | BAM | |
| 9/1/25 | $455,000 | 3.00% | 2.75% | BAM | |
| 9/1/26 | $470,000 | 3.00% | 2.85% | BAM | |
| 9/1/27 | $485,000 | 3.00% | 3.00% | BAM | |
| 9/1/34 | $4,050,000 | 3.30% | 3.30% | BAM | |
| 9/1/35 | $675,000 | 3.35% | 3.45% | BAM | |
| 9/1/36 | $705,000 | 3.45% | 3.50% | BAM |
L.O.: Eckert, Seamans, Cherin & Mellott, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Robert W. Baird, TIC 3.5469%
Roosevelt & Cross, TIC 3.568%
Pittsburgh School District
Nov 6, 2014 . . . . . . $9,995,000
General Obligation Bonds, Series C of 2014 (Pennsylvania School District Credit Enhancement Program) (book entry).
Dated Dec 11, 2014.
Due Sep 1, 2015 to 2034.
Callable Sep 1, 2022 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.3101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $440,000 | 2.00% | 0.30% | BAM | |
| 9/1/16 | $345,000 | 3.00% | 0.50% | BAM | |
| 9/1/17 | $360,000 | 4.00% | 0.85% | BAM | |
| 9/1/18 | $375,000 | 5.00% | 1.20% | BAM | |
| 9/1/19 | $390,000 | 5.00% | 1.50% | BAM | |
| 9/1/20 | $410,000 | 5.00% | 1.85% | BAM | |
| 9/1/21 | $430,000 | 5.00% | 2.15% | BAM | |
| 9/1/22 | $450,000 | 5.00% | 2.40% | BAM | |
| 9/1/23 | $475,000 | 3.00% | 2.60% | BAM | |
| 9/1/24 | $490,000 | 3.00% | 2.80% | BAM | |
| 9/1/25 | $505,000 | 3.00% | 2.90% | BAM | |
| 9/1/26 | $520,000 | 3.00% | 3.00% | BAM | |
| 9/1/27 | $535,000 | 3.15% | 3.20% | BAM | |
| 9/1/28 | $550,000 | 3.20% | 3.30% | BAM | |
| 9/1/29 | $570,000 | 3.30% | 3.40% | BAM | |
| 9/1/30 | $585,000 | 3.45% | 3.50% | BAM | |
| 9/1/34 | $2,565,000 | 3.60% | 3.65% | BAM |
L.O.: Law Offices of Wayne Gerhold, Pittsburgh, PA; and R. Darryl Ponton & Associates, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
PNC Capital Markets, TIC 3.3133%
UBS Financial Svcs, TIC 3.4319%
Robert W. Baird, TIC 3.462%
Hutchinson Shockey, TIC 3.4939%
SOUTH CAROLINA
Charleston (City)
Nov 6, 2014 . . . . . . $13,210,000
Should be the City of Charleston, not Charleston County
General Obligation Refunding Bonds of 2014 (book entry).
Dated Dec 3, 2014.
Due Mar 1, 2015 to 2032.
Callable Mar 1, 2023 at par.
Winning bid: Robert W. Baird, at 103.2862, TIC 2.6209%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/15 | $795,000 | 2.00% | 0.30% | ||
| 3/1/16 | $1,000,000 | 2.00% | 0.40% | ||
| 3/1/17 | $1,055,000 | 5.00% | 0.55% | ||
| 3/1/18 | $1,120,000 | 5.00% | 0.85% | ||
| 3/1/19 | $1,195,000 | 5.00% | 1.15% | ||
| 3/1/20 | $1,245,000 | 2.00% | 1.41% | ||
| 3/1/21 | $450,000 | 2.00% | 1.70% | ||
| 3/1/22 | $470,000 | 2.25% | 2.00% | ||
| 3/1/23 | $490,000 | 3.00% | 2.18% | ||
| 3/1/24 | $510,000 | 3.00% | 2.30% | ||
| 3/1/25 | $530,000 | 3.00% | 2.50% | ||
| 3/1/26 | $550,000 | 3.00% | 2.70% | ||
| 3/1/27 | $590,000 | 3.00% | 3.00% | ||
| 3/1/29 | $1,235,000 | 3.00% | 3.00% | ||
| 3/1/30 | $640,000 | 3.00% | 3.10% | ||
| 3/1/31 | $660,000 | 3.00% | 3.15% | ||
| 3/1/32 | $675,000 | 3.125% | 3.20% |
Other managers: Davenport & Company LLC, CL King & Associates, WNJ Capital, Crews & Associates, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, Duncan-Williams, Inc., Incapital LLC, Ross, Sinclaire & Associates LLC, CastleOak Securities, L.P., Wedbush Securities Inc., Eastern Bank Capital Markets, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Cronin & Co., Inc., Alamo Capital, George K. Baum & Co., SumRidge Partners, LLC, Lafayette Investments, Inc..
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: FirstSouthwest, Charlotte, NC.
Other bidders were:
BA Merrill Lynch, TIC 2.6569%
Citigroup, TIC 2.67%
FTN Fin Cap Mkts, TIC 2.6782%
Wells Fargo Secs, TIC 2.679%
Hutchinson Shockey, TIC 2.7111%
JPMorgan, TIC 2.7261%
Piper Jaffray, TIC 2.741%
Morgan Stanley, TIC 3.1929%
TEXAS
Alief Independent School District
Nov 6, 2014 . . . . . . $9,255,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Feb 15, 2015 to 2027.
Callable Feb 15, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 107.4038, TIC 1.8988%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $115,000 | 4.00% | 0.35% | PSF | |
| 2/15/16 | $35,000 | 4.00% | 0.45% | PSF | |
| 2/15/17 | $1,375,000 | 4.00% | 0.65% | PSF | |
| 2/15/18 | $1,195,000 | 4.00% | 0.85% | PSF | |
| 2/15/19 | $1,205,000 | 4.00% | 1.10% | PSF | |
| 2/15/20 | $690,000 | 4.00% | 1.35% | PSF | |
| 2/15/21 | $690,000 | 4.00% | 1.60% | PSF | |
| 2/15/22 | $685,000 | 3.00% | 1.80% | PSF | |
| 2/15/23 | $680,000 | 3.00% | 2.00% | PSF | |
| 2/15/24 | $665,000 | 2.50% | 2.10% | PSF | |
| 2/15/25 | $655,000 | 2.50% | 2.20% | PSF | |
| 2/15/26 | $640,000 | 2.75% | 2.30% | PSF | |
| 2/15/27 | $625,000 | 2.75% | 2.40% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Robert W. Baird, TIC 1.901%
Piper Jaffray, TIC 1.9192%
BOSC, TIC 1.9197%
Stifel Nicolaus, TIC 1.9845%
BMO Cap Mkts GKST, TIC 1.9874%
FirstSouthwest, TIC 1.9892%
Coastal Securities, TIC 1.9901%
Raymond James, TIC 2.0071%
Southwest Securities, TIC 2.0563%
Boerne (City)
Nov 6, 2014 . . . . . . $9,560,000
General Obligation Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Mar 1, 2016 to 2031.
Callable Mar 1, 2022 at par.
Winning bid: Robert W. Baird, at 102.4480, NIC 2.8242%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $75,000 | 2.00% | 0.50% | ||
| 3/1/17 | $75,000 | 2.00% | 0.75% | ||
| 3/1/18 | $440,000 | 2.00% | 1.00% | ||
| 3/1/19 | $445,000 | 2.00% | 1.20% | ||
| 3/1/20 | $445,000 | 2.00% | 1.50% | ||
| 3/1/21 | $465,000 | 2.00% | 1.80% | ||
| 3/1/22 | $795,000 | 4.00% | 2.00% | ||
| 3/1/23 | $815,000 | 4.00% | 2.15% | ||
| 3/1/24 | $805,000 | 3.00% | 2.25% | ||
| 3/1/25 | $785,000 | 3.00% | 2.40% | ||
| 3/1/26 | $770,000 | 3.00% | 2.55% | ||
| 3/1/27 | $750,000 | 3.00% | 2.70% | ||
| 3/1/28 | $735,000 | 3.00% | 2.85% | ||
| 3/1/29 | $720,000 | 3.00% | 3.00% | ||
| 3/1/30 | $725,000 | 3.00% | 3.10% | ||
| 3/1/31 | $715,000 | 3.125% | 3.20% |
Other managers: CL King & Associates, WNJ Capital, Davenport & Company LLC, Edward D. Jones & Co., CastleOak Securities, L.P., Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Duncan-Williams, Inc., Cronin & Co., Inc., Wedbush Securities Inc., Northland Securities, Inc., Bernardi Securities, Inc., Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, Vining-Sparks IBG, Limited Partnership, Country Club Bank.
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, San Antonio, TX.
Other bidders were:
FirstSouthwest, NIC 2.8524%
FTN Fin Cap Mkts, NIC 2.8814%
Piper Jaffray, NIC 2.8852%
Raymond James, NIC 2.9179%
BOSC, NIC 3.0025%
Coastal Securities, NIC 3.0148%
Stifel Nicolaus, NIC 3.0558%
Crosby Independent School District
Nov 5, 2014 . . . . . . $8,985,000
Unlimited Tax School Building Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Feb 15, 2030 to 2043.
Callable Aug 15, 2024 at par.
Winning bid: Stifel Nicolaus, at 106.9116, TIC 3.5115%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/30 | $485,000 | 4.00% | 2.60% | PSF | |
| 2/15/31 | $505,000 | 4.00% | 2.70% | PSF | |
| 2/15/32 | $530,000 | 4.00% | 2.75% | PSF | |
| 2/15/33 | $555,000 | 4.00% | 2.80% | PSF | |
| 2/15/34 | $575,000 | 4.00% | 2.85% | PSF | |
| 2/15/35 | $600,000 | 4.00% | 2.90% | PSF | |
| 2/15/36 | $625,000 | 4.00% | 3.00% | PSF | |
| 2/15/37 | $645,000 | 3.50% | 3.50% | PSF | |
| 2/15/39 | $1,370,000 | 4.00% | 3.15% | PSF | |
| 2/15/43 | $3,095,000 | 4.00% | 3.20% | PSF |
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Piper Jaffray, TIC 3.5889%
Robert W. Baird, TIC 3.6738%
SAMCO Cap Mkts, TIC 3.6958%
FTN Fin Cap Mkts, TIC 3.6983%
FirstSouthwest, TIC 3.7141%
SunTrust Robinson, TIC 3.729%
Raymond James, TIC 3.8162%
Post Wood Municipal Utility District
Nov 6, 2014 . . . . . . $3,305,000
Waterworks and Sewer System Combination Unlimited Tax and Revenue Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Mar 1, 2016 to 2039.
Callable Mar 1, 2022 at par.
Winning bid: City Securities, at 97.4284, NIC 3.5562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $75,000 | 2.00% | 0.70% | AGM | |
| 3/1/17 | $75,000 | 2.00% | 0.90% | AGM | |
| 3/1/18 | $75,000 | 2.00% | 1.25% | AGM | |
| 3/1/19 | $75,000 | 2.00% | 1.55% | AGM | |
| 3/1/20 | $75,000 | 2.00% | 1.85% | AGM | |
| 3/1/21 | $100,000 | 3.00% | 2.15% | AGM | |
| 3/1/22 | $100,000 | 3.00% | 2.40% | AGM | |
| 3/1/23 | $100,000 | 3.00% | 2.55% | AGM | |
| 3/1/24 | $100,000 | 3.00% | 2.65% | AGM | |
| 3/1/26 | $235,000 | 3.00% | 2.90% | AGM | |
| 3/1/28 | $250,000 | 3.00% | 3.10% | AGM | |
| 3/1/30 | $300,000 | 3.00% | 3.15% | AGM | |
| 3/1/32 | $300,000 | 3.25% | 3.40% | AGM | |
| 3/1/34 | $350,000 | 3.50% | 3.50% | AGM | |
| 3/1/36 | $400,000 | 3.50% | 3.65% | AGM | |
| 3/1/39 | $695,000 | 3.75% | 3.85% | AGM |
Other managers: Bernardi Securities, Inc., Isaak Bond Investments, Inc., Northland Securities, Inc..
L.O.: Marks Richardson, P.C., Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.612%
FirstSouthwest, NIC 3.6382%
Raymond James, NIC 3.6624%
BOSC, NIC 3.7013%
Robert W. Baird, NIC 3.7915%
Sienna Plantation Management District
Nov 6, 2014 . . . . . . $4,020,000
Unlimited Tax and Tax Increment Contract Revenue Road Bonds, Series 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Oct 15, 2015 to 2036.
Callable Oct 15, 2022 at par.
Winning bid: GMS Group, at 97.0000, NIC 3.9541%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $135,000 | 1.75% | 1.00% | ||
| 10/15/16 | $115,000 | 1.75% | 1.50% | ||
| 10/15/17 | $120,000 | 1.75% | 1.75% | ||
| 10/15/18 | $125,000 | 2.00% | 2.00% | ||
| 10/15/19 | $125,000 | 2.10% | 2.20% | ||
| 10/15/20 | $130,000 | 2.30% | 2.40% | ||
| 10/15/21 | $140,000 | 2.50% | 2.60% | ||
| 10/15/22 | $145,000 | 2.70% | 2.80% | ||
| 10/15/23 | $155,000 | 3.00% | 3.00% | ||
| 10/15/24 | $160,000 | 3.10% | 3.20% | ||
| 10/15/25 | $170,000 | 3.30% | 3.40% | ||
| 10/15/26 | $175,000 | 3.50% | 3.60% | ||
| 10/15/27 | $185,000 | 3.60% | 3.70% | ||
| 10/15/29 | $400,000 | 3.70% | 3.80% | ||
| 10/15/32 | $675,000 | 4.00% | 4.00% | ||
| 10/15/34 | $505,000 | 4.00% | 4.10% | ||
| 10/15/36 | $560,000 | 4.10% | 4.20% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.1469%
Southwest Securities, NIC 4.1565%
Travis County Municipal Utility District No. 11
Nov 6, 2014 . . . . . . $4,070,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Aug 15, 2016 to 2039.
Callable Aug 15, 2021 at par.
Winning bid: Raymond James, at 97.9409, NIC 3.7218%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $85,000 | 2.00% | 0.70% | AGM | |
| 8/15/17 | $90,000 | 2.00% | 1.05% | AGM | |
| 8/15/18 | $90,000 | 2.00% | 1.20% | AGM | |
| 8/15/19 | $95,000 | 2.00% | 1.60% | AGM | |
| 8/15/20 | $100,000 | 2.00% | 1.85% | AGM | |
| 8/15/21 | $100,000 | 2.125% | 2.125% | AGM | |
| 8/15/22 | $100,000 | 2.50% | 2.35% | AGM | |
| 8/15/23 | $100,000 | 2.75% | 2.65% | AGM | |
| 8/15/24 | $100,000 | 3.00% | 2.80% | AGM | |
| 8/15/25 | $100,000 | 3.00% | 2.90% | AGM | |
| 8/15/28 | $300,000 | 3.00% | 3.20% | AGM | |
| 8/15/30 | $200,000 | 3.125% | 3.30% | AGM | |
| 8/15/31 | $100,000 | 3.125% | 3.35% | AGM | |
| 8/15/32 | $100,000 | 3.25% | 3.40% | AGM | |
| 8/15/33 | $350,000 | 3.25% | 3.45% | AGM | |
| 8/15/34 | $350,000 | 3.375% | 3.55% | AGM | |
| 8/15/36 | $670,000 | 4.00% | 3.75% | AGM | |
| 8/15/39 | $1,040,000 | 4.00% | 4.00% | AGM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FirstSouthwest, NIC 3.8842%
BOSC, NIC 3.8901%
Southwest Securities, NIC 3.9167%
TAXABLE ISSUES
NEW YORK
Haverstraw Village
Nov 6, 2014 . . . . . . $1,405,000
(Federally Taxable) Bond Anticipation Renewal Notes, 2014 Series B.
Dated Nov 18, 2014.
Due Feb 24, 2015.
Purchased $1,405,000.00 by Oppenheimer, at 1.625%, plus $57.00, effective rate 1.6098%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
