ARKANSAS
Genoa Central School District No. 1 of Miller County
Oct 9, 2014 . . . . . . $5,765,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Feb 1, 2017 to 2039.
Callable Feb 1, 2017 at par.
Winning bid: Raymond James, at n/a, TIC 3.1413%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $165,000 | 2.00% | 0.75% | ||
| 2/1/18 | $200,000 | 2.00% | 1.00% | ||
| 2/1/19 | $200,000 | 2.00% | 1.25% | ||
| 2/1/20 | $200,000 | 2.00% | 1.45% | ||
| 2/1/21 | $210,000 | 2.00% | 1.60% | ||
| 2/1/22 | $210,000 | 2.00% | 1.75% | ||
| 2/1/23 | $215,000 | 2.00% | 1.85% | ||
| 2/1/24 | $220,000 | 2.00% | 2.00% | ||
| 2/1/25 | $225,000 | 2.15% | 2.15% | ||
| 2/1/26 | $230,000 | 2.35% | 2.35% | ||
| 2/1/27 | $235,000 | 2.50% | 2.50% | ||
| 2/1/28 | $240,000 | 2.60% | 2.60% | ||
| 2/1/29 | $250,000 | 2.70% | 2.70% | ||
| 2/1/30 | $255,000 | 2.90% | 2.90% | ||
| 2/1/31 | $260,000 | 3.00% | 3.00% | ||
| 2/1/34 | $840,000 | 3.375% | 3.375% | ||
| 2/1/36 | $610,000 | 3.50% | 3.50% | ||
| 2/1/39 | $1,000,000 | 3.50% | 3.60% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.267%
FTN Fin Cap Mkts, TIC 3.2818%
ILLINOIS
Peoria County
Oct 9, 2014 . . . . . . $3,765,000
General Obligation (Limited Tax) Refunding Debt Certificates, Series 2014 (bank qualified) (book entry).
Dated Oct 23, 2014.
Due Dec 1, 2014 to 2017.
Non-callable.
Winning bid: Hutchinson Shockey, at n/a, TIC 0.9346%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $40,000 | 2.00% | 0.15% | ||
| 6/1/15 | $605,000 | 2.00% | 0.25% | ||
| 12/1/15 | $610,000 | 2.00% | 0.30% | ||
| 6/1/16 | $615,000 | 2.00% | 0.55% | ||
| 12/1/16 | $620,000 | 2.00% | 0.60% | ||
| 6/1/17 | $640,000 | 2.00% | 0.75% | ||
| 12/1/17 | $635,000 | 2.00% | 0.80% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Morgan Stanley, TIC 0.7582%
Robert W. Baird, TIC 0.9696%
Raymond James, TIC 1.0855%
BOSC, TIC 1.1355%
KENTUCKY
Jackson County School District Finance Corporation
Oct 9, 2014 . . . . . . $7,425,000
School Building Refunding Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2014.
Due May 1, 2015 to Nov 1, 2029.
Callable Nov 1, 2024 at par.
Winning bid: J.J.B. Hilliard, at 99.1795, NIC 2.4578%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/15 | $45,000 | 1.25% | 0.30% | ||
| 11/1/15 | $370,000 | 1.25% | 0.35% | ||
| 11/1/16 | $370,000 | 1.25% | 0.60% | ||
| 11/1/19 | $1,140,000 | 1.25% | 1.12% | ||
| 11/1/20 | $390,000 | 2.00% | 1.60% | ||
| 11/1/21 | $400,000 | 2.00% | 1.80% | ||
| 11/1/22 | $410,000 | 2.00% | 2.00% | ||
| 11/1/23 | $580,000 | 2.10% | 2.10% | ||
| 11/1/24 | $600,000 | 2.20% | 2.25% | ||
| 11/1/25 | $610,000 | 2.30% | 2.40% | ||
| 11/1/26 | $630,000 | 2.50% | 2.55% | ||
| 11/1/27 | $650,000 | 2.625% | 2.70% | ||
| 11/1/28 | $665,000 | 2.75% | 2.85% | ||
| 11/1/29 | $565,000 | 3.00% | 3.00% |
Other managers: Stifel, Nicolaus & Co., Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 2.633%
Wells Fargo Secs, NIC 2.6457%
Sterne Agee, NIC 2.6828%
MASSACHUSETTS
Mansfield (Town)
Oct 8, 2014 . . . . . . $3,400,000
General Obligation Municipal Purpose Loan of 2014 Bonds (bank qualified) (book entry).
Dated Oct 15, 2014.
Due Oct 15, 2015 to 2024.
Non-callable.
Winning bid: Janney Montgomery, at 109.2732, TIC 1.6496%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $340,000 | 2.00% | 0.30% | ||
| 10/15/16 | $340,000 | 3.00% | 0.45% | ||
| 10/15/17 | $340,000 | 4.00% | 0.62% | ||
| 10/15/18 | $340,000 | 4.00% | 0.85% | ||
| 10/15/19 | $340,000 | 4.00% | 1.20% | ||
| 10/15/20 | $340,000 | 4.00% | 1.40% | ||
| 10/15/21 | $340,000 | 4.00% | 1.65% | ||
| 10/15/22 | $340,000 | 3.00% | 1.90% | ||
| 10/15/23 | $340,000 | 3.00% | 2.00% | ||
| 10/15/24 | $340,000 | 3.00% | 2.10% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Stifel Nicolaus, TIC 1.664%
FTN Fin Cap Mkts, TIC 1.6759%
Robert W. Baird, TIC 1.6778%
Fidelity Capital, TIC 1.6873%
Southwest Securities, TIC 1.6988%
Sterne Agee, TIC 1.7655%
MINNESOTA
Duluth (City)
Oct 9, 2014 . . . . . . $865,000
General Obligation Improvement Refunding Bonds, Series 2014F (book entry).
Dated Oct 30, 2014.
Due Feb 1, 2016 to 2020.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.8194, TIC 1.0911%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $160,000 | 1.50% | 0.30% | ||
| 2/1/17 | $170,000 | 1.50% | 0.50% | ||
| 2/1/18 | $175,000 | 1.50% | 0.80% | ||
| 2/1/19 | $180,000 | 1.75% | 1.10% | ||
| 2/1/20 | $180,000 | 2.00% | 1.40% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Duluth (City)
Oct 9, 2014 . . . . . . $1,115,000
General Obligation Capital Improvement Bonds, Series 2014E (book entry).
Dated Oct 30, 2014.
Due Feb 1, 2016 to 2025.
Non-callable.
Winning bid: Hutchinson Shockey, at 100.6718, TIC 2.0774%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $95,000 | 2.00% | 0.30% | ||
| 2/1/17 | $105,000 | 2.00% | 0.50% | ||
| 2/1/18 | $105,000 | 2.00% | 0.80% | ||
| 2/1/19 | $110,000 | 2.00% | 1.10% | ||
| 2/1/20 | $110,000 | 2.00% | 1.40% | ||
| 2/1/21 | $115,000 | 2.00% | 1.75% | ||
| 2/1/22 | $115,000 | 2.00% | 2.00% | ||
| 2/1/23 | $115,000 | 2.25% | 2.25% | ||
| 2/1/24 | $120,000 | 2.375% | 2.375% | ||
| 2/1/25 | $125,000 | 2.50% | 2.50% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.0902%
Duluth (City)
Oct 9, 2014 . . . . . . $2,150,000
General Obligation Tourism Tax Revenue Bonds, Series 2014D (book entry).
Dated Oct 30, 2014.
Due Feb 1, 2016 to 2035.
Callable Feb 1, 2025 at par.
Winning bid: Hutchinson Shockey, at 99.0338, TIC 3.1754%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $70,000 | 2.00% | 0.30% | ||
| 2/1/17 | $85,000 | 2.00% | 0.50% | ||
| 2/1/18 | $90,000 | 2.00% | 0.80% | ||
| 2/1/19 | $90,000 | 2.00% | 1.10% | ||
| 2/1/20 | $95,000 | 2.00% | 1.50% | ||
| 2/1/21 | $95,000 | 2.00% | 1.75% | ||
| 2/1/22 | $95,000 | 2.00% | 2.00% | ||
| 2/1/23 | $100,000 | 2.25% | 2.25% | ||
| 2/1/24 | $100,000 | 2.375% | 2.375% | ||
| 2/1/26 | $210,000 | 3.125% | 2.60% | ||
| 2/1/29 | $340,000 | 3.125% | 3.213% | ||
| 2/1/31 | $245,000 | 3.25% | 3.33% | ||
| 2/1/33 | $260,000 | 3.375% | 3.449% | ||
| 2/1/35 | $275,000 | 3.40% | 3.469% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 3.2051%
Duluth (City)
Oct 9, 2014 . . . . . . $2,460,000
General Obligation Capital Equipment Notes, Series 2014B (book entry).
Dated Oct 30, 2014.
Due Feb 1, 2016 to 2020.
Non-callable.
Winning bid: Hutchinson Shockey, at 101.9861, TIC 1.1174%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $470,000 | 1.50% | 0.30% | ||
| 2/1/17 | $485,000 | 1.50% | 0.50% | ||
| 2/1/18 | $495,000 | 1.50% | 0.80% | ||
| 2/1/19 | $500,000 | 1.75% | 1.10% | ||
| 2/1/20 | $510,000 | 2.00% | 1.40% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 1.1911%
NEW JERSEY
Franklin Township (Warren County)
Oct 9, 2014 . . . . . . $258,366
General Obligation Bond Anticipation Notes (Various General Improvements) (bank qualified).
Dated Oct 16, 2014.
Due Oct 15, 2015.
Purchased $258,370.00 by PNC Bank, at 1.04%, effective rate 1.04%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.0404%
Oppenheimer, Effective Rate 2.2189%
Moonachie Borough
Oct 9, 2014 . . . . . . $5,000,000
General Obligation Notes Consisting of: $3,452,350 General Improvement Bond Anticipation; $1,201,918 Sewer Utility Bond Anticipation and $345,732 Special Emergency (bank qualified) (book entry).
Dated Oct 21, 2014.
Due Oct 21, 2015.
Purchased $5,000,000.00 by Jefferies, at 1.25%, plus $31,052.00, effective rate 0.629%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.673%
Passaic Vly Wtr Comm, Effective Rate 0.8%
Pequannock Township
Oct 9, 2014 . . . . . . $7,925,000
Bond Anticipation Note (bank qualified).
Dated Oct 22, 2014.
Due Oct 22, 2015.
Purchased $7,925,000.00 by Jefferies, at 1.25%, plus $51,752.00, effective rate 0.597%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.623%
TD Securities, Effective Rate 0.67%
Columbia Savings Bk, Effective Rate 1.2%
NEW YORK
Babylon Union Free School District
Oct 9, 2014 . . . . . . $7,000,000
Tax Anticipation Notes, 2014.
Dated Oct 22, 2014.
Due Jun 26, 2015.
Purchased $7,000,000.00 by TD Securities, at 1.0%, plus $35,840.00, effective rate 0.2446%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.2534%
Oppenheimer, Effective Rate 0.5262%
Gowanda Village
Oct 9, 2014 . . . . . . $865,000
Public Improvement Serial Bonds-2014 (bank qualified).
Dated Oct 23, 2014.
Due Oct 15, 2015 to 2024.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 2.6701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $70,000 | 1.75% | 0.75% | ||
| 10/15/16 | $75,000 | 1.75% | 1.10% | ||
| 10/15/17 | $80,000 | 1.75% | 1.25% | ||
| 10/15/18 | $80,000 | 1.875% | 1.50% | ||
| 10/15/19 | $85,000 | 2.00% | 1.75% | ||
| 10/15/20 | $90,000 | 2.375% | 2.15% | ||
| 10/15/21 | $90,000 | 2.625% | 2.40% | ||
| 10/15/22 | $95,000 | 2.875% | 2.60% | ||
| 10/15/23 | $100,000 | 3.125% | 2.85% | ||
| 10/15/24 | $100,000 | 3.25% | 3.00% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.96%
Greenport Union Free School District
Oct 9, 2014 . . . . . . $4,000,000
Tax Anticipation Notes for 2014-2015 Taxes (bank qualified).
Dated Oct 21, 2014.
Due Jun 26, 2015.
Purchased $4,000,000.00 by TD Securities, at 1.0%, plus $15,560.00, effective rate 0.4284%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.493%
Oppenheimer, Effective Rate 0.6613%
Montauk Union Free School District
Oct 9, 2014 . . . . . . $3,200,000
Tax Anticipation Notes for 2014 - 2015 Taxes (bank qualified).
Dated Oct 16, 2014.
Due Jun 19, 2015.
Purchased $3,200,000.00 by Jefferies, at 1.0%, plus $8,674.00, effective rate 0.5984%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6857%
Oswego (City)
Oct 9, 2014 . . . . . . $6,150,000
Public Improvement (Serial) Bonds, 2014 (book entry).
Dated Oct 23, 2014.
Due Oct 15, 2015 to 2034.
Callable Oct 15, 2022 at par.
Winning bid: Morgan Stanley, at 100.0290, NIC 3.02%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $230,000 | 2.00% | 0.25% | AGM | |
| 10/15/16 | $230,000 | 2.00% | 0.50% | AGM | |
| 10/15/17 | $240,000 | 2.00% | 0.75% | AGM | |
| 10/15/18 | $245,000 | 3.00% | 1.05% | AGM | |
| 10/15/19 | $255,000 | 3.00% | 1.40% | AGM | |
| 10/15/20 | $260,000 | 3.00% | 1.70% | AGM | |
| 10/15/21 | $270,000 | 3.00% | 2.00% | AGM | |
| 10/15/22 | $280,000 | 3.00% | 2.22% | AGM | |
| 10/15/23 | $290,000 | 3.00% | 2.35% | AGM | |
| 10/15/24 | $295,000 | 3.00% | 2.50% | AGM | |
| 10/15/25 | $305,000 | 3.00% | 2.70% | AGM | |
| 10/15/26 | $315,000 | 3.00% | 2.79% | AGM | |
| 10/15/27 | $330,000 | 3.00% | 2.86% | AGM | |
| 10/15/28 | $340,000 | 3.00% | 2.91% | AGM | |
| 10/15/29 | $350,000 | 3.00% | 3.00% | AGM | |
| 10/15/30 | $360,000 | 3.00% | 3.03% | AGM | |
| 10/15/31 | $370,000 | 3.00% | 3.09% | AGM | |
| 10/15/32 | $385,000 | 3.00% | 3.15% | AGM | |
| 10/15/33 | $395,000 | 3.125% | 3.21% | AGM | |
| 10/15/34 | $405,000 | 3.25% | 3.30% | AGM |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.0754%
Robert W. Baird, NIC 3.0786%
Hutchinson Shockey, NIC 3.2448%
Oysterponds Union Free School District in Orient
Oct 9, 2014 . . . . . . $1,000,000
Tax Anticipation Notes for 2014-2015 Taxes (bank qualified) (book entry).
Dated Oct 21, 2014.
Due Jun 25, 2015.
Purchased $1,000,000.00 by Roosevelt & Cross, at 1.5%, plus $800.00, effective rate 1.382%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4063%
Tuckahoe Common School District
Oct 9, 2014 . . . . . . $2,500,000
Tax Anticipation Notes for 2014-2015 Taxes (bank qualified).
Dated Oct 22, 2014.
Due Jun 26, 2015.
Purchased $2,500,000.00 by TD Securities, at 1.0%, plus $9,225.00, effective rate 0.4556%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.4982%
Oppenheimer, Effective Rate 0.6326%
OKLAHOMA
Johnston County Independent School District No. 37 (Wapanucka)
Oct 9, 2014 . . . . . . $395,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Nov 1, 2016 to 2024.
Non-callable.
Winning bid: BOSC, at n/a, NIC 2.9416%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $35,000 | 3.00% | 1.50% | ||
| 11/1/17 | $45,000 | 3.00% | 1.75% | ||
| 11/1/18 | $45,000 | 3.00% | 2.00% | ||
| 11/1/19 | $45,000 | 3.00% | 2.25% | ||
| 11/1/20 | $45,000 | 3.00% | 2.50% | ||
| 11/1/21 | $45,000 | 3.00% | 2.625% | ||
| 11/1/22 | $45,000 | 2.75% | 2.75% | ||
| 11/1/23 | $45,000 | 2.875% | 2.875% | ||
| 11/1/24 | $45,000 | 3.00% | 3.00% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Leflore County Independent School District No. 49 (Wister)
Oct 9, 2014 . . . . . . $500,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Dec 1, 2014.
Due Dec 1, 2016 to 2024.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 2.9013%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $20,000 | 3.00% | 1.00% | ||
| 12/1/17 | $60,000 | 3.00% | 1.50% | ||
| 12/1/18 | $60,000 | 3.00% | 1.75% | ||
| 12/1/19 | $60,000 | 3.00% | 2.00% | ||
| 12/1/20 | $60,000 | 2.50% | 2.25% | ||
| 12/1/21 | $60,000 | 2.50% | 2.50% | ||
| 12/1/22 | $60,000 | 2.85% | 2.85% | ||
| 12/1/23 | $60,000 | 3.00% | 3.00% | ||
| 12/1/24 | $60,000 | 3.25% | 3.25% |
In association with: Community State Bank.
L.O.: Phillips McFall McCaffrey McVay & Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
BOSC, NIC 2.9407%
Tillman County Independent School District No. 8 (Tipton)
Oct 9, 2014 . . . . . . $510,000
Building Bonds of 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Nov 1, 2016 to 2019.
Non-callable.
Winning bid: F&M Bank, at n/a, NIC 1.8467%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $120,000 | 0.85% | NRO | ||
| 11/1/17 | $130,000 | 1.00% | NRO | ||
| 11/1/18 | $130,000 | 2.00% | NRO | ||
| 11/1/19 | $130,000 | 2.60% | NRO |
L.O.: State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
BOSC, NIC 2.5%
PENNSYLVANIA
Phoenixville Area School District
Oct 9, 2014 . . . . . . $9,965,000
General Obligation Bonds, Series A of 2014 (bank qualified) (book entry).
Dated Nov 13, 2014.
Due May 15, 2015 to 2031.
Callable Nov 15, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 2.5375%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $140,000 | 0.20% | 0.20% | PSAIP | |
| 5/15/16 | $5,000 | 0.50% | 0.50% | PSAIP | |
| 5/15/17 | $5,000 | 0.75% | 0.75% | PSAIP | |
| 5/15/18 | $575,000 | 5.00% | 0.85% | PSAIP | |
| 5/15/19 | $610,000 | 5.00% | 1.15% | PSAIP | |
| 5/15/20 | $640,000 | 2.00% | 1.35% | PSAIP | |
| 5/15/21 | $650,000 | 2.00% | 1.60% | PSAIP | |
| 5/15/22 | $665,000 | 2.00% | 1.90% | PSAIP | |
| 5/15/23 | $675,000 | 2.00% | 2.05% | PSAIP | |
| 5/15/24 | $690,000 | 2.125% | 2.15% | PSAIP | |
| 5/15/25 | $705,000 | 2.25% | 2.30% | PSAIP | |
| 5/15/26 | $720,000 | 2.375% | 2.40% | PSAIP | |
| 5/15/27 | $735,000 | 2.55% | 2.60% | PSAIP | |
| 5/15/28 | $755,000 | 2.60% | 2.65% | PSAIP | |
| 5/15/29 | $780,000 | 2.70% | 2.75% | PSAIP | |
| 5/15/30 | $795,000 | 3.00% | 2.90% | PSAIP | |
| 5/15/31 | $820,000 | 3.00% | 3.00% | PSAIP |
L.O.: Kegel Kelin Almy & Grimm LLP, Lancaster, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Roosevelt & Cross, TIC 2.5537%
Raymond James, TIC 2.6104%
Boenning&Scattergood, TIC 2.6728%
SunTrust Robinson, TIC 2.746%
Robert W. Baird, TIC 2.7608%
FTN Fin Cap Mkts, TIC 2.9466%
TEXAS
Harris County Water Control and Improvement District No. 157
Oct 9, 2014 . . . . . . $6,500,000
Unlimited Tax Bonds Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: RBC Capital Mkts, at 98.5000, NIC 3.5954%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $270,000 | 2.00% | 0.75% | ||
| 9/1/16 | $275,000 | 2.00% | 1.10% | ||
| 9/1/17 | $275,000 | 2.00% | 1.40% | ||
| 9/1/18 | $275,000 | 2.00% | 1.70% | ||
| 9/1/19 | $275,000 | 2.00% | 2.00% | ||
| 9/1/20 | $270,000 | 3.00% | 2.20% | ||
| 9/1/21 | $270,000 | 3.00% | 2.40% | ||
| 9/1/22 | $270,000 | 3.00% | 2.60% | ||
| 9/1/23 | $270,000 | 3.00% | 2.80% | ||
| 9/1/24 | $270,000 | 3.00% | 3.00% | ||
| 9/1/25 | $270,000 | 3.00% | 3.10% | ||
| 9/1/26 | $270,000 | 3.00% | 3.20% | ||
| 9/1/27 | $270,000 | 3.25% | 3.30% | ||
| 9/1/28 | $270,000 | 3.25% | 3.40% | ||
| 9/1/29 | $270,000 | 3.50% | 3.50% | ||
| 9/1/30 | $270,000 | 3.50% | 3.60% | ||
| 9/1/31 | $270,000 | 3.50% | 3.65% | ||
| 9/1/32 | $270,000 | 3.625% | 3.70% | ||
| 9/1/33 | $270,000 | 3.75% | 3.75% | ||
| 9/1/34 | $270,000 | 3.75% | 3.80% | ||
| 9/1/35 | $270,000 | 3.75% | 3.85% | ||
| 9/1/38 | $810,000 | 4.00% | 4.00% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Southwest Securities, NIC 3.6308%
GMS Group, NIC 3.799%
Hays County Water Control & Improvement District No. 2
Oct 9, 2014 . . . . . . $5,250,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Sep 1, 2018 to 2034.
Callable Sep 1, 2022 at par.
Winning bid: FirstSouthwest, at 98.3429, NIC 3.2597%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $205,000 | 2.00% | 1.30% | BAM | |
| 9/1/19 | $215,000 | 2.00% | 1.60% | BAM | |
| 9/1/20 | $225,000 | 2.00% | 1.85% | BAM | |
| 9/1/21 | $235,000 | 2.00% | 2.05% | BAM | |
| 9/1/22 | $245,000 | 2.50% | 2.25% | BAM | |
| 9/1/23 | $260,000 | 3.00% | 2.45% | BAM | |
| 9/1/24 | $270,000 | 3.00% | 2.60% | BAM | |
| 9/1/25 | $285,000 | 3.00% | 2.75% | BAM | |
| 9/1/26 | $300,000 | 3.00% | 2.90% | BAM | |
| 9/1/27 | $315,000 | 3.00% | 3.00% | BAM | |
| 9/1/28 | $330,000 | 3.00% | 3.10% | BAM | |
| 9/1/29 | $350,000 | 3.10% | 3.20% | BAM | |
| 9/1/30 | $365,000 | 3.20% | 3.30% | BAM | |
| 9/1/31 | $385,000 | 3.30% | 3.40% | BAM | |
| 9/1/32 | $400,000 | 3.40% | 3.50% | BAM | |
| 9/1/34 | $865,000 | 3.50% | 3.60% | BAM |
L.O.: Kelly Hart & Hallman, Austin, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, Austin, TX.
Other bidders were:
Raymond James, NIC 3.2835%
BOSC, NIC 3.3536%
Morgan Stanley, NIC 3.44%
Southwest Securities, NIC 3.4595%
Huntsville Independent School District
Oct 9, 2014 . . . . . . $25,640,000
Unlimited Tax Refunding Bonds, Series 2014 (book entry).
Dated Nov 1, 2014.
Due Feb 15, 2015 to 2029.
Callable Feb 15, 2024 at par.
Winning bid: FirstSouthwest, at 110.0492, TIC 2.3455%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $1,530,000 | 5.00% | 0.15% | PSF | |
| 2/15/16 | $2,830,000 | 5.00% | 0.30% | PSF | |
| 2/15/17 | $1,235,000 | 5.00% | 0.49% | PSF | |
| 2/15/18 | $1,270,000 | 5.00% | 0.80% | PSF | |
| 2/15/19 | $1,355,000 | 4.00% | 1.08% | PSF | |
| 2/15/20 | $1,435,000 | 5.00% | 1.34% | PSF | |
| 2/15/21 | $1,465,000 | 4.00% | 1.61% | PSF | |
| 2/15/22 | $1,550,000 | 5.00% | 1.86% | PSF | |
| 2/15/23 | $1,685,000 | 5.00% | 2.07% | PSF | |
| 2/15/24 | $1,775,000 | 5.00% | 2.15% | PSF | |
| 2/15/25 | $1,790,000 | 3.00% | 2.45% | PSF | |
| 2/15/26 | $1,780,000 | 3.00% | 2.52% | PSF | |
| 2/15/27 | $1,940,000 | 4.00% | 2.66% | PSF | |
| 2/15/28 | $2,000,000 | 3.00% | 3.00% | PSF | |
| 2/15/29 | $2,000,000 | 3.00% | 3.00% | PSF |
Other managers: J.P. Morgan Securities LLC, Citigroup Global Markets, Inc., UBS Financial Services, Inc., Stifel, Nicolaus & Co., Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC..
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Robert W. Baird, TIC 2.3623%
Piper Jaffray, TIC 2.3695%
BMO Cap Mkts GKST, TIC 2.3849%
Wells Fargo Secs, TIC 2.39%
SAMCO Cap Mkts, TIC 2.399%
Fidelity Capital, TIC 2.3992%
BA Merrill Lynch, TIC 2.4521%
Southwest Securities, TIC 2.4942%
Willow Creek Farms Municipal Utility District
Oct 9, 2014 . . . . . . $4,000,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Sep 1, 2015 to 2038.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 3.5147%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $105,000 | 3.00% | 0.50% | BAM | |
| 9/1/16 | $95,000 | 2.00% | 0.85% | BAM | |
| 9/1/17 | $100,000 | 2.00% | 1.10% | BAM | |
| 9/1/18 | $105,000 | 2.00% | 1.40% | BAM | |
| 9/1/19 | $110,000 | 2.00% | 1.75% | BAM | |
| 9/1/20 | $115,000 | 2.50% | 2.05% | BAM | |
| 9/1/21 | $120,000 | 3.00% | 2.40% | BAM | |
| 9/1/22 | $125,000 | 3.00% | 2.60% | BAM | |
| 9/1/23 | $130,000 | 3.00% | 2.80% | BAM | |
| 9/1/24 | $140,000 | 3.00% | 2.90% | BAM | |
| 9/1/26 | $300,000 | 3.00% | 3.10% | BAM | |
| 9/1/28 | $330,000 | 3.00% | 3.20% | BAM | |
| 9/1/30 | $365,000 | 3.125% | 3.35% | BAM | |
| 9/1/32 | $400,000 | 3.25% | 3.45% | BAM | |
| 9/1/34 | $440,000 | 3.50% | 3.60% | BAM | |
| 9/1/36 | $485,000 | 3.50% | 3.70% | BAM | |
| 9/1/38 | $535,000 | 3.625% | 3.77% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 3.5405%
Southwest Securities, NIC 3.5464%
BOSC, NIC 3.571%
WISCONSIN
Clayton School District
Oct 6, 2014 . . . . . . $800,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 14, 2014.
Due Sep 23, 2015.
Purchased $800,000.00 by Robert W. Baird, at 1.0%, plus $3,608.00, effective rate 0.5211%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
First Merit, Effective Rate 0.9%
Oppenheimer, Effective Rate 1.0847%
Northland Pines School District
Sep 29, 2014 . . . . . . $2,100,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 7, 2014.
Due Oct 9, 2015.
Purchased $2,100,000.00 by Robert W. Baird, at 1.0%, plus $10,143.00, effective rate 0.5196%.
L.O.: Davis & Kuelthau, S.C., Green Bay, WI.
F.A.: Municipal Official(s).
Other bidders were:
BOSC, Effective Rate 0.6726%
Rio Community School District
Oct 6, 2014 . . . . . . $900,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Oct 17, 2014.
Due Oct 23, 2014.
Purchased $900,000.00 by Robert W. Baird, at 1.0%, plus $4,410.00, effective rate 0.578%.
L.O.: Davis & Kuelthau, S.C., Green Bay, WI.
F.A.: Municipal Official(s).
Other bidders were:
First Merit, Effective Rate 0.72%
Oppenheimer, Effective Rate 1.0594%
TAXABLE ISSUES
MINNESOTA
Duluth (City)
Oct 9, 2014 . . . . . . $2,330,000
Taxable General Obligation Tourism Tax Revenue Bonds, Series 2014C (book entry).
Dated Oct 30, 2014.
Due Feb 1, 2016 to 2030.
Callable Feb 1, 2025 at par.
Winning bid: Robert W. Baird, at 100.2402, TIC 3.2795%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $105,000 | 3.00% | 0.50% | ||
| 2/1/17 | $130,000 | 3.00% | 1.00% | ||
| 2/1/18 | $135,000 | 3.00% | 1.45% | ||
| 2/1/19 | $140,000 | 3.00% | 1.80% | ||
| 2/1/20 | $140,000 | 3.00% | 2.10% | ||
| 2/1/21 | $145,000 | 3.00% | 2.35% | ||
| 2/1/22 | $150,000 | 3.00% | 2.55% | ||
| 2/1/23 | $155,000 | 3.00% | 2.75% | ||
| 2/1/24 | $160,000 | 3.00% | 2.90% | ||
| 2/1/25 | $165,000 | 3.10% | 3.10% | ||
| 2/1/26 | $170,000 | 3.25% | 3.25% | ||
| 2/1/28 | $355,000 | 3.50% | 3.50% | ||
| 2/1/30 | $380,000 | 3.70% | 3.70% |
Other managers: CL King & Associates, WNJ Capital, Coastal Securities Corp., SAMCO Capital Markets, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Loop Capital Markets, LLC, Edward Jones, Crews & Associates, Inc., CastleOak Securities, L.P., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Duncan-Williams, Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Alamo Capital, UMB Bank, N.A., Central States Capital Markets, LLC, J.J.B. Hilliard, W.L. Lyons LLC.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
BOSC, TIC 3.3344%
Hutchinson Shockey, TIC 3.3377%
Raymond James, TIC 3.5667%
