ARKANSAS
Lamar School District No. 39 of Johnson County
Oct 8, 2014 . . . . . . $3,850,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Jun 1, 2016 to 2028.
Callable Jun 1, 2019 at par.
Winning bid: Ross Sinclaire, at n/a, TIC 2.1668%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $205,000 | 0.60% | 0.60% | ||
| 6/1/17 | $275,000 | 1.00% | 0.85% | ||
| 6/1/18 | $280,000 | 1.00% | 1.00% | ||
| 6/1/19 | $280,000 | 1.35% | 1.35% | ||
| 6/1/20 | $285,000 | 1.35% | 1.55% | ||
| 6/1/21 | $295,000 | 1.70% | 1.70% | ||
| 6/1/22 | $295,000 | 1.85% | 1.85% | ||
| 6/1/23 | $305,000 | 2.00% | 2.00% | ||
| 6/1/24 | $310,000 | 2.00% | 2.10% | ||
| 6/1/25 | $315,000 | 2.125% | 2.20% | ||
| 6/1/26 | $325,000 | 2.25% | 2.30% | ||
| 6/1/28 | $680,000 | 2.375% | 2.375% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James, TIC 2.2027%
Stifel Nicolaus, TIC 2.2268%
Vining-Sparks IBG, TIC 2.2455%
SunTrust Robinson, TIC 2.4296%
FTN Fin Cap Mkts, TIC 2.4527%
Crews & Associates, TIC 2.4931%
Midland School District No. 19 of Independence County
Oct 8, 2014 . . . . . . $6,125,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Feb 1, 2015 to 2041.
Callable Feb 1, 2017 at par.
Winning bid: FTN Fin Cap Mkts, at 98.4415, TIC 3.2997%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $235,000 | 0.80% | 0.80% | ||
| 2/1/18 | $355,000 | 1.10% | 1.10% | ||
| 2/1/19 | $175,000 | 1.35% | 1.35% | ||
| 2/1/21 | $365,000 | 1.75% | 1.75% | ||
| 2/1/23 | $380,000 | 2.00% | 2.00% | ||
| 2/1/25 | $395,000 | 2.30% | 2.30% | ||
| 2/1/27 | $420,000 | 2.60% | 2.60% | ||
| 2/1/29 | $440,000 | 3.00% | 3.00% | ||
| 2/1/31 | $470,000 | 3.25% | 3.25% | ||
| 2/1/33 | $500,000 | 3.40% | 3.40% | ||
| 2/1/35 | $535,000 | 3.45% | 3.45% | ||
| 2/1/37 | $570,000 | 3.50% | 3.50% | ||
| 2/1/39 | $620,000 | 3.50% | 3.55% | ||
| 2/1/41 | $665,000 | 3.55% | 3.60% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.3643%
Sterne Agee, TIC 3.3662%
Stephens, TIC 3.3682%
Raymond James, TIC 3.4647%
Trumann School District No. 21 of Poinsett County
Oct 8, 2014 . . . . . . $7,190,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Jun 1, 2015 to 2031.
Callable Dec 1, 2016 at par.
Winning bid: Stephens, at 99.2093, TIC 2.4887%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/15 | $200,000 | 1.00% | 0.40% | ||
| 6/1/16 | $380,000 | 1.00% | 0.60% | ||
| 6/1/18 | $785,000 | 1.00% | 1.00% | ||
| 6/1/19 | $395,000 | 2.00% | 1.35% | ||
| 6/1/20 | $400,000 | 2.00% | 1.55% | ||
| 6/1/21 | $410,000 | 2.00% | 1.70% | ||
| 6/1/22 | $415,000 | 2.00% | 1.90% | ||
| 6/1/23 | $425,000 | 2.00% | 2.00% | ||
| 6/1/24 | $430,000 | 2.125% | 2.125% | ||
| 6/1/25 | $440,000 | 2.25% | 2.25% | ||
| 6/1/26 | $455,000 | 2.35% | 2.35% | ||
| 6/1/27 | $465,000 | 2.50% | 2.50% | ||
| 6/1/28 | $475,000 | 2.60% | 2.60% | ||
| 6/1/29 | $490,000 | 2.70% | 2.70% | ||
| 6/1/30 | $500,000 | 2.875% | 2.875% | ||
| 6/1/31 | $525,000 | 3.00% | 3.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Raymond James, TIC 2.5281%
Ross Sinclaire, TIC 2.5671%
Vining-Sparks IBG, TIC 2.6327%
FTN Fin Cap Mkts, TIC 2.647%
SunTrust Robinson, TIC 2.7198%
INDIANA
Mooresville Redevelopment District
Oct 7, 2014 . . . . . . $12,000,000
Tax Increment Revenue Bonds, Series 2014 (book entry).
Dated Oct 22, 2014.
Due Jul 15, 2015 to 2039.
Callable Jan 15, 2023 at par.
Winning bid: J.J.B. Hilliard, at 98.0957, NIC 3.896%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $165,000 | 0.75% | 0.75% | ||
| 7/15/17 | $200,000 | 1.00% | 1.00% | ||
| 7/15/18 | $220,000 | 2.00% | 1.20% | ||
| 7/15/19 | $245,000 | 2.00% | 1.50% | ||
| 7/15/20 | $270,000 | 2.00% | 1.85% | ||
| 7/15/21 | $285,000 | 2.00% | 2.10% | ||
| 7/15/22 | $300,000 | 2.25% | 2.45% | ||
| 7/15/23 | $325,000 | 3.00% | 2.70% | ||
| 7/15/24 | $335,000 | 3.00% | 2.85% | ||
| 7/15/25 | $355,000 | 3.00% | 3.00% | ||
| 7/15/26 | $365,000 | 3.00% | 3.10% | ||
| 7/15/27 | $380,000 | 3.125% | 3.25% | ||
| 7/15/28 | $395,000 | 3.25% | 3.35% | ||
| 7/15/30 | $825,000 | 3.375% | 3.50% | ||
| 7/15/32 | $1,195,000 | 4.00% | 3.60% | ||
| 7/15/34 | $1,595,000 | 4.00% | 3.75% | ||
| 7/15/36 | $1,725,000 | 4.00% | 4.00% | ||
| 7/15/39 | $2,820,000 | 4.00% | 4.125% |
Other managers: Piper Jaffray & Company.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Robert W. Baird, NIC 3.8986%
Hutchinson Shockey, NIC 4.0084%
City Securities, NIC 4.2296%
KENTUCKY
Lexington-Fayette Urban County Government
Oct 8, 2014 . . . . . . $24,190,000
Tax-Exempt Sewer System Revenue Refunding Bonds, Series 2014A (book entry).
Dated Oct 23, 2014.
Due Sep 1, 2018 to 2030.
Callable Sep 1, 2024 at par.
Winning bid: Hutchinson Shockey, at 114.1948, TIC 2.5107%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $500,000 | 5.00% | 0.85% | ||
| 9/1/19 | $1,800,000 | 5.00% | 1.19% | ||
| 9/1/20 | $2,945,000 | 5.00% | 1.46% | ||
| 9/1/21 | $3,095,000 | 5.00% | 1.73% | ||
| 9/1/22 | $1,490,000 | 5.00% | 1.97% | ||
| 9/1/23 | $1,560,000 | 4.00% | 2.10% | ||
| 9/1/24 | $1,630,000 | 5.00% | 2.18% | ||
| 9/1/25 | $1,695,000 | 3.00% | 2.45% | ||
| 9/1/26 | $1,755,000 | 4.00% | 2.48% | ||
| 9/1/27 | $1,825,000 | 4.00% | 2.55% | ||
| 9/1/28 | $1,895,000 | 3.00% | 3.089% | ||
| 9/1/29 | $1,960,000 | 4.00% | 2.70% | ||
| 9/1/30 | $2,040,000 | 4.00% | 2.76% |
L.O.: Peck, Shaffer & Williams div. of Dinsmore & Shohl LLP, Lexington, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, TIC 2.5132%
FTN Fin Cap Mkts, TIC 2.518%
Citigroup, TIC 2.5199%
BMO Cap Mkts GKST, TIC 2.5462%
Piper Jaffray, TIC 2.5584%
Janney Montgomery, TIC 2.5945%
BA Merrill Lynch, TIC 2.6475%
Monroe County School District Finance Corporation
Oct 8, 2014 . . . . . . $1,055,000
Energy Conservation Refunding Revenue Bonds, Series of 2014 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 29, 2014.
Due Dec 1, 2014 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at 101.2121, NIC 1.7616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/14 | $20,000 | 2.00% | 0.25% | ||
| 12/1/15 | $15,000 | 2.00% | 0.35% | ||
| 12/1/16 | $125,000 | 2.00% | 0.60% | ||
| 12/1/17 | $130,000 | 2.00% | 0.80% | ||
| 12/1/18 | $140,000 | 2.00% | 1.10% | ||
| 12/1/19 | $145,000 | 2.00% | 1.40% | ||
| 12/1/20 | $150,000 | 2.00% | 1.65% | ||
| 12/1/21 | $160,000 | 2.00% | 1.85% | ||
| 12/1/22 | $170,000 | 2.00% | 2.05% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Duncan-Williams, Inc., Davenport & Company LLC, CastleOak Securities, L.P., PNC Capital Markets, FTN Financial Capital Markets, Isaak Bond Investments, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., Alamo Capital, R. Seelaus & Co., Inc., First Kentucky Securities Corp., SumRidge Partners, LLC.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
SunTrust Robinson, NIC 1.8686%
J.J.B. Hilliard, NIC 1.8708%
City Securities, NIC 1.8866%
MASSACHUSETTS
Groton-Dunstable Regional School District
Oct 8, 2014 . . . . . . $706,193
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Oct 24, 2014.
Due Jan 30, 2015.
Purchased $706,190.00 by Century Bk, at 0.5%, effective rate 0.5%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.55%
UniBank Fiscal Adv, Effective Rate 0.65%
Roosevelt & Cross, Effective Rate 1.3816%
Mansfield (Town)
Oct 8, 2014 . . . . . . $1,725,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 24, 2014.
Due Oct 23, 2015.
Purchased $1,725,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $12,144.67, effective rate 0.294%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
TD Securities, Effective Rate 0.3793%
Oppenheimer, Effective Rate 0.389%
Jefferies, Effective Rate 0.393%
Newburyport (City)
Oct 8, 2014 . . . . . . $8,520,109
General Obligation Bond Anticipation Notes, Unlimited Tax.
Dated Oct 24, 2014.
Due Oct 23, 2015.
Purchased $8,520,109.00 by TD Securities, at 1.0%, plus $71,313.31, effective rate 0.1607%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.1647%
Eastern Bk Cap Mkts, Effective Rate 0.1699%
Oppenheimer, Effective Rate 0.3218%
Century Bk, Effective Rate 0.5546%
Newburyport (City)
Oct 8, 2014 . . . . . . $10,680,000
General Obligation Municipal Purpose Loan of 2014 Bonds (book entry).
Dated Oct 16, 2014.
Due Oct 15, 2015 to 2034.
Callable Oct 15, 2024 at par.
Winning bid: Fidelity Capital, at 105.7450, TIC 2.5909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $430,000 | 5.00% | 0.30% | ||
| 10/15/16 | $450,000 | 5.00% | 0.40% | ||
| 10/15/17 | $470,000 | 5.00% | 0.62% | ||
| 10/15/18 | $495,000 | 4.00% | 0.88% | ||
| 10/15/19 | $515,000 | 4.00% | 1.17% | ||
| 10/15/20 | $540,000 | 5.00% | 1.44% | ||
| 10/15/21 | $560,000 | 3.00% | 1.68% | ||
| 10/15/22 | $580,000 | 4.00% | 2.00% | ||
| 10/15/23 | $600,000 | 4.00% | 2.07% | ||
| 10/15/24 | $625,000 | 5.00% | 2.15% | ||
| 10/15/25 | $480,000 | 2.125% | 2.28% | ||
| 10/15/26 | $490,000 | 2.25% | 2.40% | ||
| 10/15/27 | $500,000 | 2.375% | 2.50% | ||
| 10/15/28 | $510,000 | 3.00% | 2.60% | ||
| 10/15/29 | $530,000 | 3.00% | 2.70% | ||
| 10/15/30 | $550,000 | 3.00% | 2.80% | ||
| 10/15/31 | $565,000 | 3.00% | 2.90% | ||
| 10/15/32 | $580,000 | 3.00% | 3.00% | ||
| 10/15/33 | $595,000 | 3.00% | 3.05% | ||
| 10/15/34 | $615,000 | 3.00% | 3.10% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp., Wedbush Securities Inc..
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.6564%
Janney Montgomery, TIC 2.7392%
Roosevelt & Cross, TIC 2.7398%
Robert W. Baird, TIC 2.7852%
BA Merrill Lynch, TIC 2.877%
MINNESOTA
Hutchinson Independent School District No. 423
Oct 8, 2014 . . . . . . $2,265,000
General Obligation School Building Refunding Bonds Series 2014A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 5, 2014.
Due Feb 1, 2016 to 2018.
Non-callable.
Winning bid: Piper Jaffray, at 105.9971, TIC 0.8027%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $725,000 | 4.00% | 0.40% | ||
| 2/1/17 | $755,000 | 4.00% | 0.65% | ||
| 2/1/18 | $785,000 | 3.00% | 0.90% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 0.8243%
Security Bk & Tr, TIC 0.8328%
Oppenheimer, TIC 0.843%
Raymond James, TIC 0.875%
Northland Securities, TIC 0.9011%
Sterne Agee, TIC 0.9282%
FTN Fin Cap Mkts, TIC 0.971%
United Banker's Bk, TIC 1.0303%
NEW JERSEY
Mount Olive Township
Oct 7, 2014 . . . . . . $7,188,000
General Obligation Bonds Consisting of $6,325,000 General Improvement Bonds and $863,00 Water Utility Bonds (bank qualified) (book entry).
Dated Oct 23, 2014.
Due Oct 15, 2015 to 2022.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 1.4604%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $515,000 | 2.00% | 0.20% | ||
| 10/15/16 | $565,000 | 3.00% | 0.40% | ||
| 10/15/17 | $995,000 | 3.00% | 0.60% | ||
| 10/15/18 | $1,020,000 | 3.00% | 0.85% | ||
| 10/15/19 | $1,020,000 | 4.00% | 1.15% | ||
| 10/15/20 | $1,025,000 | 4.00% | 1.35% | ||
| 10/15/21 | $1,025,000 | 4.00% | 1.60% | ||
| 10/15/22 | $1,023,000 | 4.00% | 1.80% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Morgan Stanley, TIC 1.4731%
UBS Financial Svcs, TIC 1.5102%
Wells Fargo Secs, TIC 1.5149%
FTN Fin Cap Mkts, TIC 1.5162%
Robert W. Baird, TIC 1.5547%
Toms River Township
Oct 8, 2014 . . . . . . $1,000,000
Special Emergency Notes (book entry).
Dated Oct 17, 2014.
Due Oct 16, 2015.
Purchased $1,000,000.00 by Jefferies, at 1.25%, plus $3,601.00, effective rate 0.888%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.9789%
South Brunswick Twp, Effective Rate 1.0%
NEW YORK
Brighton (Town)
Oct 8, 2014 . . . . . . $676,840
Bond Anticipation Notes, 2014A (Renewals) (bank qualified).
Dated Oct 23, 2014.
Due Oct 22, 2015.
Purchased $676,840.00 by First Niagara Bank, at 0.79%, effective rate 0.79%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.8012%
Bank of Greene Co, Effective Rate 0.88%
JPMorgan Chase, Effective Rate 0.91%
Oppenheimer, Effective Rate 0.9589%
Jefferies, Effective Rate 0.969%
Byron-Bergen Central School District
Oct 8, 2014 . . . . . . $687,467
Bond Anticipation Notes, 2014 (bank qualified).
Dated Oct 16, 2014.
Due Oct 16, 2015.
Purchased $687,470.00 by Roosevelt & Cross, at 1.25%, plus $2,310.00, effective rate 0.914%.
L.O.: Lacy Katzen LLP, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9692%
JPMorgan Chase, Effective Rate 0.98%
Jefferies, Effective Rate 0.9969%
Croton-Harmon Union Free School District
Oct 8, 2014 . . . . . . $767,461
Bond Anticipation Notes for School Buses-2014 (bank qualified).
Dated Oct 22, 2014.
Due Oct 22, 2015.
Purchased $767,460.00 by JPMorgan Chase, at 0.83%, effective rate 0.83%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8723%
Roosevelt & Cross, Effective Rate 0.874%
Bank of Greene Co, Effective Rate 0.88%
Jefferies, Effective Rate 0.8879%
Dunkirk (City)
Oct 8, 2014 . . . . . . $4,200,000
Bond Anticipation Notes, 2014A (bank qualified).
Dated Oct 22, 2014.
Due Mar 26, 2015.
Purchased $4,200,000.00 by Oppenheimer, at 1.0%, plus $4,578.00, effective rate 0.7452%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 0.8176%
Gananda Central School District
Oct 8, 2014 . . . . . . $264,730
Bond Anticipation Notes, 2014 (New Issue) (bank qualified).
Dated Oct 21, 2014.
Due Jun 26, 2015.
Purchased $264,730.00 by Roosevelt & Cross, at 1.25%, plus $176.00, effective rate 1.1523%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5828%
Orchard Park (Town)
Oct 8, 2014 . . . . . . $6,855,000
Bond Anticipation Notes, 2014 (bank qualified).
Dated Oct 22, 2014.
Due Oct 22, 2015.
Purchased $6,855,000.00 by TD Securities, at 1.0%, plus $38,388.00, effective rate 0.44%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.455%
Oppenheimer, Effective Rate 0.473%
JPMorgan Chase, Effective Rate 0.74%
Valhalla Union Free School District
Oct 8, 2014 . . . . . . $3,404,686
Bond Anticipation Notes-2014 (bank qualified).
Dated Oct 16, 2014.
Due Oct 16, 2015.
Purchased $3,404,690.00 by Jefferies, at 1.0%, plus $19,987.00, effective rate 0.413%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
TD Securities, Effective Rate 0.49%
Oppenheimer, Effective Rate 0.563%
Webster Bank, Effective Rate 1.06%
PENNSYLVANIA
Baldwin-Whitehall School District
Oct 8, 2014 . . . . . . $8,320,000
General Obligation Bonds, Series of 2014 (bank qualified) (book entry).
Dated Nov 12, 2014.
Due May 15, 2015 to Nov 15, 2021.
Callable Nov 15, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 1.3273%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/15 | $765,000 | 0.20% | 0.20% | PSAIP | |
| 11/15/15 | $1,125,000 | 0.30% | 0.30% | PSAIP | |
| 11/15/16 | $525,000 | 5.00% | 0.50% | PSAIP | |
| 11/15/17 | $1,230,000 | 5.00% | 0.70% | PSAIP | |
| 11/15/18 | $1,295,000 | 5.00% | 1.00% | PSAIP | |
| 11/15/19 | $1,130,000 | 5.00% | 1.25% | PSAIP | |
| 11/15/20 | $1,170,000 | 2.00% | 1.50% | PSAIP | |
| 11/15/21 | $1,080,000 | 2.00% | 1.75% | PSAIP |
L.O.: Eckert, Seamans, Cherin & Mellott, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
UBS Financial Svcs, TIC 1.3613%
Robert W. Baird, TIC 1.3837%
Boenning&Scattergood, TIC 1.3937%
PNC Capital Markets, TIC 1.4886%
Piper Jaffray, TIC 1.5152%
BNY Mellon Cap Mkts, TIC 1.5238%
Sterne Agee, TIC 1.5717%
FTN Fin Cap Mkts, TIC 1.609%
RHODE ISLAND
Portsmouth (Town)
Oct 8, 2014 . . . . . . $1,505,000
General Obligation Bonds, Series 2014 A (Tax-Exempt) (bank qualified) (book entry).
Dated Oct 23, 2014.
Due Oct 15, 2015 to 2024.
Callable Oct 15, 2021 at par.
Winning bid: Roosevelt & Cross, at 102.7513, TIC 1.6105%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/15 | $155,000 | 3.00% | 0.25% | ||
| 10/15/16 | $150,000 | 2.00% | 0.45% | ||
| 10/15/17 | $150,000 | 2.00% | 0.65% | ||
| 10/15/18 | $150,000 | 4.00% | 1.00% | ||
| 10/15/19 | $150,000 | 1.75% | 1.15% | ||
| 10/15/20 | $150,000 | 2.00% | 1.35% | ||
| 10/15/21 | $150,000 | 2.00% | 1.55% | ||
| 10/15/22 | $150,000 | 2.00% | 1.70% | ||
| 10/15/23 | $150,000 | 2.00% | 1.85% | ||
| 10/15/24 | $150,000 | 2.00% | 2.00% |
Other managers: UBS Financial Services, Inc., CL King & Associates, Ramirez & Co., Inc., Edward Jones, R. Seelaus & Co., Inc..
L.O.: Moses Afonso Ryan Ltd., Providence, RI.
F.A.: Public Financial Management, Inc., Providence, RI.
Other bidders were:
Robert W. Baird, TIC 1.6854%
Fidelity Capital, TIC 1.6897%
BOSC, TIC 1.8145%
Webster Bank, TIC 2.15%
TENNESSEE
Springfield (City)
Oct 8, 2014 . . . . . . $18,485,000
General Obligation Public Improvement Bonds, Series 2014 (book entry).
Dated Oct 22, 2014.
Due Jun 1, 2016 to 2039.
Callable Jun 1, 2023 at par.
Winning bid: Fidelity Capital, at 102.3456, TIC 3.1899%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $450,000 | 2.00% | 0.47% | ||
| 6/1/17 | $590,000 | 3.00% | 0.72% | ||
| 6/1/18 | $595,000 | 3.00% | 1.00% | ||
| 6/1/19 | $600,000 | 5.00% | 1.30% | ||
| 6/1/20 | $610,000 | 5.00% | 1.58% | ||
| 6/1/21 | $620,000 | 5.00% | 1.85% | ||
| 6/1/22 | $635,000 | 5.00% | 2.10% | ||
| 6/1/23 | $650,000 | 5.00% | 2.28% | ||
| 6/1/24 | $665,000 | 4.00% | 2.37% | ||
| 6/1/25 | $685,000 | 2.375% | 2.55% | ||
| 6/1/26 | $705,000 | 2.50% | 2.65% | ||
| 6/1/28 | $1,475,000 | 3.00% | 3.00% | ||
| 6/1/29 | $775,000 | 3.00% | 3.05% | ||
| 6/1/30 | $800,000 | 3.00% | 3.10% | ||
| 6/1/31 | $830,000 | 3.125% | 3.17% | ||
| 6/1/32 | $855,000 | 3.125% | 3.25% | ||
| 6/1/33 | $885,000 | 3.25% | 3.32% | ||
| 6/1/34 | $920,000 | 3.25% | 3.38% | ||
| 6/1/35 | $950,000 | 3.375% | 3.43% | ||
| 6/1/37 | $2,015,000 | 3.50% | 3.50% | ||
| 6/1/39 | $2,175,000 | 3.50% | 3.55% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., Duncan-Williams, Inc., UBS Financial Services, Inc., City Securities Corp., Avondale Partners, LLC.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Stephens Inc., Nashville, TN.
Other bidders were:
Robert W. Baird, TIC 3.2249%
Wiley Bros.-Aintree, TIC 3.2433%
Hutchinson Shockey, TIC 3.42%
BA Merrill Lynch, TIC 3.4231%
Piper Jaffray, TIC 3.5095%
Warren County
Oct 8, 2014 . . . . . . $4,900,000
General Obligation Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 30, 2014.
Due Jun 1, 2016 to 2025.
Callable Jun 1, 2019 at par.
Winning bid: FTN Fin Cap Mkts, at 101.1982, TIC 1.8778%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $460,000 | 2.00% | 0.45% | ||
| 6/1/17 | $465,000 | 2.00% | 0.65% | ||
| 6/1/18 | $465,000 | 2.00% | 0.95% | ||
| 6/1/19 | $475,000 | 2.00% | 1.15% | ||
| 6/1/20 | $480,000 | 2.00% | 1.40% | ||
| 6/1/21 | $490,000 | 2.00% | 1.70% | ||
| 6/1/22 | $500,000 | 2.00% | 1.85% | ||
| 6/1/23 | $510,000 | 2.00% | 2.00% | ||
| 6/1/24 | $520,000 | 2.25% | 2.10% | ||
| 6/1/25 | $535,000 | 2.25% | 2.25% |
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Raymond James, TIC 1.9037%
Morgan Stanley, TIC 1.9296%
Hutchinson Shockey, TIC 1.9605%
Robert W. Baird, TIC 1.9821%
Wells Fargo Secs, TIC 2.0007%
SunTrust Robinson, TIC 2.023%
First Tenn Bank, TIC 2.3698%
TEXAS
Fort Bend County Municipal Utility District No. 152
Oct 8, 2014 . . . . . . $1,865,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Nov 1, 2014.
Due Sep 1, 2016 to 2038.
Callable Sep 1, 2021 at par.
Winning bid: FirstSouthwest, at 97.5000, NIC 3.9878%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $45,000 | 3.00% | 1.00% | ||
| 9/1/17 | $50,000 | 3.00% | 1.50% | ||
| 9/1/18 | $40,000 | 2.00% | 1.75% | ||
| 9/1/19 | $40,000 | 2.00% | 2.00% | ||
| 9/1/20 | $40,000 | 2.30% | 2.30% | ||
| 9/1/21 | $40,000 | 2.50% | 2.50% | ||
| 9/1/22 | $40,000 | 2.75% | 2.75% | ||
| 9/1/23 | $45,000 | 3.00% | 3.00% | ||
| 9/1/24 | $45,000 | 3.20% | 3.20% | ||
| 9/1/25 | $40,000 | 3.35% | 3.40% | ||
| 9/1/26 | $45,000 | 3.40% | 3.45% | ||
| 9/1/27 | $45,000 | 3.40% | 3.50% | ||
| 9/1/28 | $45,000 | 3.50% | 3.60% | ||
| 9/1/29 | $45,000 | 3.50% | 3.65% | ||
| 9/1/30 | $40,000 | 3.60% | 3.70% | ||
| 9/1/31 | $40,000 | 3.70% | 3.80% | ||
| 9/1/32 | $40,000 | 3.80% | 3.90% | ||
| 9/1/33 | $40,000 | 4.00% | 4.00% | ||
| 9/1/34 | $45,000 | 4.00% | 4.00% | ||
| 9/1/36 | $500,000 | 4.00% | 4.10% | ||
| 9/1/38 | $555,000 | 4.00% | 4.125% |
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Morgan Stanley, NIC 3.9959%
RBC Capital Mkts, NIC 3.9982%
Southwest Securities, NIC 4.0034%
GMS Group, NIC 4.0172%
Paloma Lake Municipal Utility District No. 2
Oct 8, 2014 . . . . . . $1,700,000
Unlimited Tax Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 1, 2014.
Due Sep 1, 2015 to 2039.
Callable Sep 1, 2024 at par.
Winning bid: Raymond James, at 97.0495, NIC 4.0523%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $5,000 | 2.00% | 0.50% | BAM | |
| 9/1/19 | $20,000 | 2.00% | 1.50% | BAM | |
| 9/1/24 | $25,000 | 2.60% | 2.60% | BAM | |
| 9/1/28 | $100,000 | 3.00% | 3.15% | BAM | |
| 9/1/33 | $150,000 | 3.45% | 3.60% | BAM | |
| 9/1/37 | $200,000 | 4.00% | 3.80% | BAM | |
| 9/1/39 | $1,200,000 | 4.00% | 4.00% | BAM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FirstSouthwest, NIC 4.0536%
SAMCO Cap Mkts, NIC 4.0848%
Southwest Securities, NIC 4.1451%
BOSC, NIC 4.3186%
Rice Independent School District
Oct 8, 2014 . . . . . . $1,950,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 15, 2014.
Due Feb 15, 2015 to 2022.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 105.1122, TIC 1.3118%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $35,000 | 3.00% | 0.45% | PSF | |
| 2/15/16 | $250,000 | 3.00% | 0.30% | PSF | |
| 2/15/17 | $260,000 | 2.50% | 0.50% | PSF | |
| 2/15/18 | $270,000 | 2.50% | 0.75% | PSF | |
| 2/15/19 | $275,000 | 2.50% | 0.95% | PSF | |
| 2/15/20 | $280,000 | 2.50% | 1.20% | PSF | |
| 2/15/21 | $285,000 | 2.50% | 1.35% | PSF | |
| 2/15/22 | $295,000 | 2.50% | 1.60% | PSF |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Robert W. Baird, TIC 1.3708%
Stifel Nicolaus, TIC 1.3773%
SAMCO Cap Mkts, TIC 1.3992%
Citigroup, TIC 1.3999%
FTN Fin Cap Mkts, TIC 1.4397%
William Blair, TIC 1.4465%
BOSC, TIC 1.4555%
First Southwest, TIC 1.4839%
Raymond James, TIC 1.5318%
Texarkana Independent School District
Oct 8, 2014 . . . . . . $7,590,000
Unlimited Tax Refunding Bonds, Series 2014 (bank qualified) (book entry).
Dated Oct 15, 2014.
Due Feb 15, 2015 to 2021.
Non-callable.
Winning bid: Citigroup, at 104.0314, TIC 1.1499%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/15 | $270,000 | 2.00% | 0.15% | PSF | |
| 2/15/16 | $1,270,000 | 2.00% | 0.30% | PSF | |
| 2/15/17 | $1,205,000 | 1.50% | 0.50% | PSF | |
| 2/15/18 | $1,240,000 | 1.50% | 0.80% | PSF | |
| 2/15/19 | $1,260,000 | 1.50% | 1.05% | PSF | |
| 2/15/20 | $1,280,000 | 3.00% | 1.25% | PSF | |
| 2/15/21 | $1,065,000 | 3.00% | 1.40% | PSF |
L.O.: Andrews Kurth LLP, Houston, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Allen, TX.
Other bidders were:
Stifel Nicolaus, TIC 1.1528%
BOSC, TIC 1.1729%
Robert W. Baird, TIC 1.1866%
FTN Fin Cap Mkts, TIC 1.1867%
RBC Capital Mkts, TIC 1.193%
William Blair, TIC 1.1967%
SAMCO Cap Mkts, TIC 1.2049%
Wells Fargo Secs, TIC 1.2101%
Morgan Stanley, TIC 1.2492%
Raymond James, TIC 1.3368%
WISCONSIN
Milwaukee (City)
Oct 8, 2014 . . . . . . $125,000,000
School Revenue Anticipation Notes, Series 2014 M4 (book entry).
Dated Oct 23, 2014.
Due Jun 30, 2015.
Purchased $25,000,000.00 by Morgan Stanley, at 1.5%, plus $238,000.00, effective rate 0.1114%.
Purchased $100,000,000.00 by JPMorgan, at 1.5%, plus $948,000.00, effective rate 0.1172%.
L.O.: Katten Muchin Rosenman LLP, Chicago, IL; and Hurtado Zimmerman, SC, Wauwatosa, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
JPMorgan, Effective Rate 0.1172%
Morgan Stanley, Effective Rate 0.1201%
BA Merrill Lynch, Effective Rate 0.1215%
Wells Fargo Secs, Effective Rate 0.14%
US Bancorp Invest, Effective Rate 0.1442%
TD Securities, Effective Rate 0.145%
Citigroup, Effective Rate 0.15%
Citigroup, Effective Rate 0.1601%
Jefferies, Effective Rate 0.1644%
Citigroup, Effective Rate 0.1673%
Jefferies, Effective Rate 0.1832%
Jefferies, Effective Rate 0.1933%
Jefferies, Effective Rate 0.2035%
Jefferies, Effective Rate 0.2136%
BMO Cap Mkts GKST, Effective Rate 0.2862%
TAXABLE ISSUES
KENTUCKY
Lexington-Fayette Urban County Government
Oct 8, 2014 . . . . . . $10,410,000
Taxable Sewer System Revenue Refunding Bonds, Series 2014B (book entry).
Dated Oct 23, 2014.
Due Sep 1, 2015 to 2019.
Non-callable.
Winning bid: Citigroup, at 109.2496, TIC 1.28%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $2,290,000 | 5.00% | 0.28% | ||
| 9/1/16 | $2,410,000 | 5.00% | 0.65% | ||
| 9/1/17 | $2,540,000 | 5.00% | 1.10% | ||
| 9/1/18 | $2,165,000 | 5.00% | 1.50% | ||
| 9/1/19 | $1,005,000 | 5.00% | 1.85% |
In association with: Wiley Bros.-Aintree Capital LLC., Ramirez & Co., Inc., Drexel Hamilton, LLC..
L.O.: Peck, Shaffer & Williams div. of Dinsmore & Shohl LLP, Lexington, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, TIC 1.3391%
Fifth Third Secs, TIC 1.4647%
BMO Cap Mkts GKST, TIC 1.554%
Piper Jaffray, TIC 1.5986%
BOSC, TIC 1.606%
RHODE ISLAND
Portsmouth (Town)
Oct 8, 2014 . . . . . . $400,000
General Obligation Bond Anticipation Notes (Federally Taxable) (book entry).
Dated Oct 23, 2014.
Due Oct 22, 2015.
Purchased $400,000.00 by Roosevelt & Cross, at 1.25%, plus $1,064.00, effective rate 0.9833%.
L.O.: Moses Afonso Ryan Ltd., Providence, RI.
F.A.: Public Financial Management, Inc., Providence, RI.
Other bidders were:
Oppenheimer, Effective Rate 1.12%
Eastern Bk Cap Mkts, Effective Rate 1.45%
Webster Bank, Effective Rate 1.59%
